DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Proquility Private Wealth Partners, LLC

Former SEC-registered adviserCRD 307866SEC 801-118760website IAPD

Latest filing Mar 13, 2025

First filing on the tape Apr 17, 2020 · 23 filings

SEC status approved since May 18, 2020

RAUM

$356M

reported, Item 5.F

Discretionary

100%

of RAUM

Private clients

79%

$280M individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

n/a

derived; firm RAUM over IAPD count

Employees

2 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

23 filings and snapshots on the tape

RAUM$356M as of Mar 13, 2025

Feb 26, 2021$274M then

HNW client RAUM$257M as of Mar 13, 2025

Mar 14, 2022$233M then

State-registered IARs (5.B.3)3 as of Mar 13, 2025

Feb 26, 20212 then

Employees (5.A)6 as of Mar 13, 2025

Feb 26, 20214 then

Private funds: no history

RAUM +22% over the last fiscal year+5.9% a year over threeIARs 3 to 3

Practice profile

derived from the filing of Mar 13, 2025; every figure names its basis

RAUM per advisor: $119MderivedRAUM over IAPD advisors; not a book size
Clients per advisor: 44derivedindividual and HNW clients (5.D) over advisors
Average HNW client: $4.5MderivedHNW RAUM over HNW clients
Average account: $464,872derivedRAUM over accounts (5.F.2.f)
Discretionary: 100%derivedof RAUM
Institutional: 21%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: 2.0derivedItem 5.A over advisors
Advisors per office: 3.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year: +22%derivedbetween the last two annual amendments
Advisor growth, one year: +0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year: +11%derived
Compensation: percentage of assetsreportedItem 5.E
Advisory activities: portfolio management for individuals, portfolio management for businesses and institutionsreportedItem 5.G
Custody: $204M, 103 clientsreportedItem 9.A
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

buys or sells securities as principal to or from clients (8.A.2)
has discretionary authority over which securities are bought or sold (8.C.1)
receives research or other products from a broker-dealer, soft dollars (8.E)
compensates persons for client referrals (8.G.1)
compensates non-employees for client referrals (8.G.2)
has custody of client cash or bank accounts (9.A.1.a)

Where the RAUM sits

Form ADV Item 5.D, latest filing

High-net-worth individuals$257M72%
Charitable organizations$76.1M21%
Individuals$22.4M6.3%

Individual clients: 75reported
HNW clients: 57reported
Pension plan clients: n/areported
Charitable clients: n/areported
Accounts: 765reported
Financial planning clients: 0reported
Wrap fee programs: noreported
Custody of client assets: $204M for 103 clientsreported
Compensation: % of AUMreported
Class basis: absent from the latest SEC rosterderived

Advisors registered through the firm

0 on IAPD today, longest tenure first

No representative is registered through this CRD on IAPD.

Advisor movement

Left, latest

Patricia Ann Yeager to Simon Quick Advisors, LLC
Jun 30, 2025 · RIA to RIA
Deanna Jean Miller to Simon Quick Advisors, LLC
Jun 30, 2025 · RIA to RIA
Andrew Fraser Ferguson to Simon Quick Advisors, LLC
Jun 30, 2025 · RIA to RIA

Joined, latest

Deanna Jean Miller from Form Wealth Advisors, LLC
Feb 5, 2024 · RIA to RIA
Patricia Ann Yeager from Merrill Lynch, Pierce, Fenner & Smith Incorporated
Aug 18, 2020 · Wirehouse to a newly registered adviser (no RAUM reported yet)
Andrew Fraser Ferguson from Merrill Lynch, Pierce, Fenner & Smith Incorporated
Aug 18, 2020 · Wirehouse to a newly registered adviser (no RAUM reported yet)

Every departure Every arrival

Teams: two or more advisors moving together within fourteen days, from one state

3 left for Simon Quick Advisors, LLC
Jun 30, 2025 · Las Vegas, Nv · Firm absorbed

2 joined from Merrill Lynch, Pierce, Fenner & Smith Incorporated
Aug 10, 2020 · Las Vegas, Nv

Teams out Teams in

Private funds

No private fund reported.

Owners and control persons

Schedule A and B, latest filing

Fraser Andrew Ferguson · Founder, Ceo & Ccocontrol
since 08/2020 · owns less than 5%
Fraser Andrew Ferguson · Managing Membercontrol
since 12/2023 · owns F of Andrew F. Ferguson Living Trust

Entity owners

Andrew F. Ferguson Living Trust · Managing Member
direct · owns 75% or more

Related persons

Schedule D 7.A

No related person reported.

Office movement

IAPD branch city; joins and departures in 12 months

Office	Advisors	Joined	Left	Teams out	Forming
Las Vegas, Nv	0	0	0

Offices

Schedule D 1.F, the 25 largest

No branch office listed.

What changed

consecutive filings, newest first

Accounts · 687 to 765
Feb 15, 2024 to Mar 13, 2025
Individual clients · 62 to 75
Feb 15, 2024 to Mar 13, 2025
Assets in custody · $212M to $204M
Feb 15, 2024 to Mar 13, 2025
Financial planning clients · unset to 0
Feb 15, 2024 to Mar 13, 2025
HQ city · unset to
Feb 15, 2024 to Mar 13, 2025
HQ state · unset to
Feb 15, 2024 to Mar 13, 2025
Discretionary RAUM · $292M to $356M
Feb 15, 2024 to Mar 13, 2025
HNW RAUM · $213M to $257M
Feb 15, 2024 to Mar 13, 2025
Individual RAUM · $14.6M to $22.4M
Feb 15, 2024 to Mar 13, 2025
RAUM · $292M to $356M
Feb 15, 2024 to Mar 13, 2025
Accounts · 704 to 687
Apr 26, 2023 to Jan 24, 2024
HNW clients · 63 to 57
Apr 26, 2023 to Jan 24, 2024
Individual clients · 52 to 62
Apr 26, 2023 to Jan 24, 2024
Assets in custody · $214M to $212M
Apr 26, 2023 to Jan 24, 2024
State-registered IARs · 2 to 3
Apr 26, 2023 to Jan 24, 2024
Other offices · 1 to 0
Apr 26, 2023 to Jan 24, 2024
Discretionary RAUM · $270M to $292M
Apr 26, 2023 to Jan 24, 2024
HNW RAUM · $230M to $213M
Apr 26, 2023 to Jan 24, 2024
Individual RAUM · $8.3M to $14.6M
Apr 26, 2023 to Jan 24, 2024
RAUM · $270M to $292M
Apr 26, 2023 to Jan 24, 2024
HQ city · LAS VEGAS to unset
Feb 14, 2023 to Apr 6, 2023
HQ state · NV to unset
Feb 14, 2023 to Apr 6, 2023
Other offices · 0 to 1
Feb 14, 2023 to Apr 6, 2023
Accounts · 567 to 704
Apr 20, 2022 to Feb 14, 2023
HNW clients · 55 to 63
Apr 20, 2022 to Feb 14, 2023
Individual clients · 40 to 52
Apr 20, 2022 to Feb 14, 2023
Assets in custody · $64.4M to $214M
Apr 20, 2022 to Feb 14, 2023
Employees · 4 to 6
Apr 20, 2022 to Feb 14, 2023
Financial planning clients · 0 to unset
Apr 20, 2022 to Feb 14, 2023
Discretionary RAUM · $295M to $270M
Apr 20, 2022 to Feb 14, 2023
HNW RAUM · $233M to $230M
Apr 20, 2022 to Feb 14, 2023
Individual RAUM · $7.5M to $8.3M
Apr 20, 2022 to Feb 14, 2023
Non-discretionary RAUM · $4.5M to $0
Apr 20, 2022 to Feb 14, 2023
RAUM · $299M to $270M
Apr 20, 2022 to Feb 14, 2023
Accounts · 515 to 567
Nov 15, 2021 to Mar 14, 2022
Advisory activities · 3 to 2
Nov 15, 2021 to Mar 14, 2022
HNW clients · unset to 55.0
Nov 15, 2021 to Mar 14, 2022
Individual clients · 85 to 40
Nov 15, 2021 to Mar 14, 2022
Assets in custody · $31.9M to $64.4M
Nov 15, 2021 to Mar 14, 2022
Discretionary RAUM · $249M to $295M
Nov 15, 2021 to Mar 14, 2022

Signals

9 dated events

Proquility Private Wealth Partners, Llc no longer on the SEC adviser roster (last listed 2025-06-02, RAUM $355.6M)
Jul 1, 2025 · Left the SEC roster · derived
Deanna Jean Miller left Proquility Private Wealth Partners, Llc for Simon Quick Advisors, Llc (registered 2025-06-13)
Jun 30, 2025 · Advisor changed firm · fact
Patricia Ann Yeager left Proquility Private Wealth Partners, Llc for Simon Quick Advisors, Llc (registered 2025-06-20)
Jun 30, 2025 · Advisor changed firm · fact
Andrew Fraser Ferguson left Proquility Private Wealth Partners, Llc for Simon Quick Advisors, Llc (registered 2025-06-12)
Jun 30, 2025 · Advisor changed firm · fact
Proquility Private Wealth Partners, LLC's advisors moved to Simon Quick Advisors, LLC (Las Vegas, NV): 3 of 3 registered, on the same day
Jun 30, 2025 · Firm absorbed (people side) · derived
Proquility Private Wealth Partners, Llc reported RAUM $273.8M, up 70% from $160.9M (2020-09-25 to 2021-02-26)
Feb 26, 2021 · RAUM change · derived
William Alexander Hansen (Chief Compliance Officer) no longer on Schedule A of Proquility Private Wealth Partners, Llc (listed 2020-06-19, absent 2020-08-07)
Aug 7, 2020 · Control person left · inference
Fraser Andrew Ferguson (Founder, Ceo & Cco) appeared on Schedule A of Proquility Private Wealth Partners, Llc
Aug 7, 2020 · Control person joined · fact
Casa Blanca Wealth, Llc filed its initial SEC registration (Form ADV)
Apr 17, 2020 · First SEC registration · fact

Across DFX

shared identifiers only, never a name match

No identifier-backed link to the venture, private equity, family office or sponsor graphs.

Provenance

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
RAUM per advisor: n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026