A••• H• B•••••

L•• F•••••••• L••BD affiliatedSanta Rosa, Cadual registrantIAPD 1172578

Certified Financial Planner

Feed of 09/14/2026

At current firm

6 y

since Jan 3, 2020

In the industry

38 y

since Nov 13, 1987 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

L•• F•••••••• L•• BD affiliated current
since Jan 3, 2020 · Santa Rosa, Ca
S•••••••• F••••••••• I••• former
Oct 31, 2008 to Jan 8, 2020 · Santa Rosa, Ca
A••••••• G•••••• S••••••••• I••••••••• unclassified
Jun 17, 2005 to Oct 31, 2008 · Houston, Tx

Moves

a registration end followed by a registration begin elsewhere

S•••••••• F••••••••• I••• to L•• F•••••••• L••
left Jan 8, 2020, registered Jan 3, 2020 (-5 days) · Affiliated broker-dealer or bank to another · moved with a team
A••••••• G•••••• S••••••••• I••••••••• to S•••••••• F••••••••• I•••
left Oct 31, 2008, registered Oct 31, 2008 (0 days) · corporate re-registration, not a move

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 38derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address