RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
W••••• J••• H•••••
- I••••••••• F•••••••• G••••• L•• BD affiliated currentsince Jan 14, 2025 · Solana Beach, Ca
- C••••• A•••••• N••••••• L•• formerOct 1, 2008 to Dec 12, 2017 · San Diego, Ca
- H••••• F•••••••• G••••• L•• unclassifiedSep 25, 2007 to Dec 31, 2013 · Rancho Santa Fe, Ca
- H••••• F•••••••• G••••• L•• unclassifiedFeb 14, 2005 to Dec 31, 2005 · Rancho Santa Fe, Ca
- A••••••••• P••••••• I••••••••• A••••••• I•• unclassifiedMar 1, 1999 to Apr 23, 2008 · Rancho Santa Fe, Ca
- A••••••••• S••••••••• C•••• unclassifiedMar 1, 1999 to Apr 23, 2008 · Rancho Santa Fe, Ca
- C••••• A•••••• N••••••• L•• to I••••••••• F•••••••• G••••• L••left Dec 12, 2017, registered Jan 14, 2025 (2590 days) · Other · moved with a team
- H••••• F•••••••• G••••• L•• to C••••• A•••••• N••••••• L••left Dec 31, 2013, registered Oct 1, 2008 (-1917 days) · Other
- A••••••••• P••••••• I••••••••• A••••••• I•• to H••••• F•••••••• G••••• L••left Apr 23, 2008, registered Feb 14, 2005 (-1164 days) · Other
- A••••••••• S••••••••• C•••• to A••••••••• P••••••• I••••••••• A••••••• I••left Apr 23, 2008, registered Mar 1, 1999 (-3341 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address