W••••• J••• C••••••

• R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated current
  since Oct 12, 2017 · Naples, Fl
• R•••••• J•••• • A••••••••• I••• national BD
  Feb 13, 2013 to Sep 25, 2017 · Naples, Fl
• M••••• K••••• • C••••••• L•• former
  Apr 10, 2006 to Feb 13, 2013 · Naples, Fl
• C•••••••• G••••• M•••••• I••• BD affiliated
  Feb 21, 2006 to Apr 19, 2006 · New York, Ny
• L••• M•••• W••• W•••••• I••••••••• unclassified
  Jan 31, 1995 to Feb 21, 2006 · Naples, Fl

• R•••••• J•••• • A••••••••• I••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••
  left Sep 25, 2017, registered Oct 12, 2017 (17 days) · Other · moved with a team
• M••••• K••••• • C••••••• L•• to R•••••• J•••• • A••••••••• I•••
  left Feb 13, 2013, registered Feb 13, 2013 (0 days) · corporate re-registration, not a move
• C•••••••• G••••• M•••••• I••• to M••••• K••••• • C••••••• L••
  left Apr 19, 2006, registered Apr 10, 2006 (-9 days) · Other
• L••• M•••• W••• W•••••• I••••••••• to C•••••••• G••••• M•••••• I•••
  left Feb 21, 2006, registered Feb 21, 2006 (0 days) · corporate re-registration, not a move

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

43derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address