DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J••••• S•••••• A•••••••

S•••• F••• I••••••••• M••••••••• C••••asset managerAcworth, Ga dual registrantIAPD 1189925

Feed of 09/15/2026

Also filed as J••••• S•••••• A•••••••

At current firm

1 y

since Nov 15, 2024

In the industry

42 y

since Mar 29, 1984 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

S•••• F••• I••••••••• M••••••••• C•••• asset manager current
since Nov 15, 2024 · Acworth, Ga
L•• F•••••••• L•• BD affiliated
May 18, 2022 to May 2, 2023 · Lawrenceville, Ga
C••• B•••••••• S•••••••• I••• former
Nov 25, 2014 to May 18, 2022 · Waverly, Ia
S•• BD affiliated
Aug 10, 2004 to Nov 17, 2014 · Atlanta, Ga
O•••• W•••••• I••• BD affiliated
Jun 4, 2004 to Aug 9, 2004 · Marietta, Ga
S••••• F•••••••• G•••• I•• former
Sep 11, 2002 to Dec 11, 2003 · Marietta, Ga

Moves

a registration end followed by a registration begin elsewhere

L•• F•••••••• L•• to S•••• F••• I••••••••• M••••••••• C••••
left May 2, 2023, registered Nov 15, 2024 (563 days) · Other
C••• B•••••••• S•••••••• I••• to L•• F•••••••• L••
left May 18, 2022, registered May 18, 2022 (0 days) · corporate re-registration, not a move
S•• to C••• B•••••••• S•••••••• I•••
left Nov 17, 2014, registered Nov 25, 2014 (8 days) · Other
O•••• W•••••• I••• to S••
left Aug 9, 2004, registered Aug 10, 2004 (1 days) · Other
S••••• F•••••••• G•••• I•• to O•••• W•••••• I•••
left Dec 11, 2003, registered Jun 4, 2004 (176 days) · Other

Signals

J••••• S•••••• A••••••• left L•• F•••••••• L•• for S•••• F••• I••••••••• M••••••••• C•••• (registered 2024-11-15)
May 2, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Asset manager (funds and pooled vehicles)derived
Years in industry: 42derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address