RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C•••••••• A•• Z•••••
- A••••••• S••••••• N•••••• independent RIA currentsince Jan 29, 2025 · Atlanta, Ga
- D••••••• S••••••••• L•• independent RIASep 21, 2016 to May 23, 2019 · West Palm Beach, Fl
- N•••••••• B••••• B• L•• no RAUMMay 2, 2013 to Jul 12, 2016 · West Palm Beach, Fl
- N••••••• T•••• S••••••••• I•• BD affiliatedAug 8, 2001 to Dec 31, 2009 · Boca Raton, Fl
- D••••••• S••••••••• L•• to A••••••• S••••••• N••••••left May 23, 2019, registered Jan 29, 2025 (2078 days) · RIA to RIA
- N•••••••• B••••• B• L•• to D••••••• S••••••••• L••left Jul 12, 2016, registered Sep 21, 2016 (71 days) · Other
- N••••••• T•••• S••••••••• I•• to N•••••••• B••••• B• L••left Dec 31, 2009, registered May 2, 2013 (1218 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address