RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••••• C•••••• B•••••••
- M• H••••••• S••••••••• I••• BD affiliated currentsince Oct 5, 2004 · Perrysburg, Oh
- B••••••• W••••• M••••••••• I••• unclassifiedMar 7, 2003 to Oct 20, 2004 · Perrysburg, Oh
- L••••••• F•••••••• S•••••••• I••• unclassifiedAug 16, 1999 to Dec 31, 2003 · Perrysburg, Oh
- B••••••• W••••• M••••••••• I••• to M• H••••••• S••••••••• I•••left Oct 20, 2004, registered Oct 5, 2004 (-15 days) · Other
- L••••••• F•••••••• S•••••••• I••• to B••••••• W••••• M••••••••• I•••left Dec 31, 2003, registered Mar 7, 2003 (-299 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 41derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address