RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• C•••• M•••••
- I••••••• F•••••••• S••••••• A••••••• independent RIA currentsince Jan 1, 2026 · Oakland, Ca
- S••••••••• A•••••• A•••••••• I••• formerJan 23, 2009 to Dec 1, 2015 · Livermore, Ca
- B••••• • Y•••• A•••••••• I••• formerMar 24, 2006 to Jan 23, 2009 · Danville, Ca
- U••••• S••••••••• A•••••••• I••• unclassifiedSep 27, 2005 to Mar 28, 2006 · Pleasanton, Ca
- S••••••••• A•••••• A•••••••• I••• to I••••••• F•••••••• S••••••• A•••••••left Dec 1, 2015, registered Jan 1, 2026 (3684 days) · Other
- B••••• • Y•••• A•••••••• I••• to S••••••••• A•••••• A•••••••• I•••left Jan 23, 2009, registered Jan 23, 2009 (0 days) · corporate re-registration, not a move
- U••••• S••••••••• A•••••••• I••• to B••••• • Y•••• A•••••••• I•••left Mar 28, 2006, registered Mar 24, 2006 (-4 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 41derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address