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Registered advisor
J••• B•••• F•••••
R•••••• J•••• F•••••••• S••••••• A•••••••• I••BD affiliatedGreenville, Scdual registrantIAPD 1197373
Feed of 09/14/2026
Also filed as B•••• F•••••
At current firm
2 y
since Sep 6, 2024
In the industry
42 y
since Oct 19, 1983 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated currentsince Sep 6, 2024 · Greenville, Sc
- R•••••• J•••• • A••••••••• I••• national BDFeb 13, 2013 to Sep 13, 2024 · Greenville, Sc
- M••••• K••••• • C••••••• L•• formerAug 31, 2007 to Feb 13, 2013 · Greenville, Sc
- C•••••••• G••••• M•••••• I••• BD affiliatedDec 29, 1992 to Aug 13, 2007 · Greenville, Sc
Moves
a registration end followed by a registration begin elsewhere
- R•••••• J•••• • A••••••••• I••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Sep 13, 2024, registered Sep 6, 2024 (-7 days) · Affiliated broker-dealer or bank to another · moved with a team
- M••••• K••••• • C••••••• L•• to R•••••• J•••• • A••••••••• I•••left Feb 13, 2013, registered Feb 13, 2013 (0 days) · corporate re-registration, not a move
- C•••••••• G••••• M•••••• I••• to M••••• K••••• • C••••••• L••left Aug 13, 2007, registered Aug 31, 2007 (18 days) · Other
Signals
- J••• B•••• F••••• left R•••••• J•••• • A••••••••• I••• for R•••••• J•••• F•••••••• S••••••• A•••••••• I•• (registered 2024-09-06)Sep 13, 2024 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 42derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address