RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
T•••••• H••••••••• N••••••••
- M••••••••• R••••••••• BD affiliated currentsince Jun 6, 2018 · Glen Allen, Va
- A•••••• 4••• A••••••• state registeredOct 21, 2014 to Mar 30, 2018 · Bluffton, Sc
- H•••••• F•••••••• G••••• L•• formerJan 28, 2014 to Sep 4, 2014 · Richmond, Va
- F•••••••• C••••••••• G••••• L•• formerNov 1, 2013 to Jan 16, 2014 · Swannanoa, Nc
- F•••••••• T••••••• I••• formerOct 12, 2009 to Aug 9, 2010 · San Rafael, Ca
- L••• M•••• W••• W•••••• I••••••••• unclassifiedJun 6, 2003 to Mar 9, 2004 · Richmond, Va
- A•••••• 4••• A••••••• to M••••••••• R•••••••••left Mar 30, 2018, registered Jun 6, 2018 (68 days) · Other
- H•••••• F•••••••• G••••• L•• to A•••••• 4••• A•••••••left Sep 4, 2014, registered Oct 21, 2014 (47 days) · Other
- F•••••••• C••••••••• G••••• L•• to H•••••• F•••••••• G••••• L••left Jan 16, 2014, registered Jan 28, 2014 (12 days) · Other
- F•••••••• T••••••• I••• to F•••••••• C••••••••• G••••• L••left Aug 9, 2010, registered Nov 1, 2013 (1180 days) · Other
- L••• M•••• W••• W•••••• I••••••••• to F•••••••• T••••••• I•••left Mar 9, 2004, registered Oct 12, 2009 (2043 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 42derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address