DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
M••••••••• R•••••••••
Broker-dealer affiliated wealth managerWashington, District of ColumbiaCRD 108783SEC 801-18273websiteIAPD
Legal name I••••••••• C••• M••••••••• A••••••••• R••••••••• C•••••••••
Latest filing Jul 27, 2026
First filing on the tape Mar 30, 2012 · 74 filings
SEC status approved since Jan 19, 1983
RAUM
$6.3B
reported, Item 5.F
Discretionary
91%
of RAUM
Private clients
91%
$5.7B individuals and HNW
Advisors
131
registered through the firm on IAPD
RAUM per advisor
$48.2M
derived; firm RAUM over IAPD count
Employees
553
174 advisory (5.B.1)
Offices
11
beyond the principal office
Private funds
0
reported on Schedule D
History
74 filings and snapshots on the tape
RAUM$6.3B as of Jul 27, 2026
Mar 30, 2012$25B then
HNW client RAUM$560M as of Jul 27, 2026
Jan 30, 2025$429M then
State-registered IARs (5.B.3)150 as of Jul 27, 2026
Mar 30, 20120 then
Employees (5.A)553 as of Jul 27, 2026
Mar 28, 2013750 then
Private funds: no history
RAUM +5.9% over the last fiscal year+114% a year over threeIARs 181 to 150offices 9 to 11
Practice profile
derived from the filing of Jul 27, 2026; every figure names its basis
Archetypes, each a printed rule
- Broker-dealer affiliated · Item 7.A.1 (broker-dealer affiliate) and at least 50 registered representatives (Item 5.B.2), or the adviser is itself a broker-dealer (6.A.1)
- Mass-affluent RIA · private-client share at least 50 percent, non-HNW individuals at least 60 percent of private-client RAUM
- RAUM per advisor
- $48.5MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 312derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.4MderivedHNW RAUM over HNW clients
- Average account
- $117,482derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 91%derivedof RAUM
- Institutional
- 9.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 4.3derivedItem 5.A over advisors
- Advisors per office
- 10.8derived12 offices incl. principal (1.F.5)
- RAUM growth, one year
- +5.9%derivedbetween the last two annual amendments
- Advisor growth, one year
- -17%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -7.6%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutionsreportedItem 5.G
- Custody
- yesreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- a related person acts as qualified custodian (9.D.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Individuals$5.2B82%
- Insurance companies$568M9.0%
- High-net-worth individuals$560M8.9%
- Individual clients
- 40,136reported
- HNW clients
- 390reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 53,695reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $0 for 0 clientsreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.91 fund_share=0.0 institutional_share=0.09 related_bd=true related_bank=true bd_reps=206.0derived
Advisors registered through the firm
132 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| A••••• G•••••• F••••••• | W•••••••••, Dc | Sep 24, 2002 | 32 y | 0 |
| M•••••• L•••••• S••••• | Hampden, Ma | Jan 26, 2004 | 33 y | 0 |
| M••• A• L•••••• | W•••••••••, Dc | Sep 26, 2005 | 26 y | 0 |
| M••• L•••• G••••••• | Libertyville, Il | Feb 16, 2007 | 37 y | 0 |
| J••••• D••••• C••• | Palatine, Il | Oct 22, 2007 | 35 y | 3 |
| J•••••• M•••••• K••••••Certified Financial Planner | W•••••••••, Dc | Mar 3, 2008 | 25 y | 1 |
| N••••••• L•••••• D••••••••• | Jacksonville, Fl | Mar 25, 2008 | 21 y | 0 |
| J•••••• A•••••••• S••••••• | Glendale, Ca | Sep 14, 2009 | 26 y | 0 |
| R•• A• C•••• | Festus, Mo | Oct 28, 2009 | 26 y | 0 |
| K•• B••••••• | Chicago, Il | Oct 28, 2009 | 27 y | 0 |
| L•••• A•• K••••••• H•••••• | W•••••••••, Dc | Jan 17, 2013 | 21 y | 1 |
| M••••••• R••• J•••• | W•••••••••, Dc | Jun 10, 2013 | 28 y | 1 |
| S•••••• A•• B•••• | Vancouver, Wa | Jun 18, 2014 | 23 y | 2 |
| R•••••• D•••• O•••• | W•••••••••, Dc | Oct 14, 2014 | 13 y | 0 |
| S••••• A•••••• | W•••••••••, Dc | Jan 12, 2015 | 25 y | 0 |
| T•••• N•• N••• | Long Beach, Ca | Jul 22, 2015 | 22 y | 0 |
| J••••••• M••••••• | El Paso, Tx | Aug 26, 2015 | 21 y | 0 |
| R••••• Q••••••••• | W•••••••••, Dc | Aug 26, 2015 | 18 y | 3 |
| F••••••• L•••Certified Financial Planner | W•••••••••, Dc | Dec 28, 2015 | 26 y | 1 |
| B••• C••••••• C••• | W•••••••••, Dc | Jan 20, 2016 | 14 y | 2 |
| C•••••••• A•• C•••••• | Prior Lake, Mn | Mar 23, 2016 | 16 y | 3 |
| N•••••• Y••••• A••••••• | Glenn Heights, Tx | Jul 1, 2016 | 26 y | 0 |
| S•••• R••••• | W•••••••••, Dc | Jul 18, 2016 | 28 y | 0 |
| A••• M•••• W••••• | W•••••••••, Dc | Aug 11, 2016 | 26 y | 1 |
| Y•••••• F••••• | Fort Lauderdale, Fl | Nov 17, 2016 | 28 y | 1 |
| E••••• J••••• S••••••• | W•••••••••, Dc | Feb 27, 2017 | 24 y | 0 |
| J•••• B•••••• S•••• | W•••••••••, Dc | Mar 8, 2017 | 28 y | 1 |
| M•••••• J••• D•••••• | Scottdale, Ga | Jul 19, 2017 | 21 y | 1 |
| D•••• C•••••• P•••••• D••••• | W•••••••••, Dc | Aug 30, 2017 | 15 y | 2 |
| C••••••••• K••• M•••••• | W•••••••••, Dc | Feb 1, 2018 | 14 y | 0 |
| D•••• J••••• G•••• | W•••••••••, Dc | Apr 27, 2018 | 28 y | 0 |
| A•••••• C••••• G••••• | W•••••••••, Dc | May 22, 2018 | 21 y | 4 |
| T•••••• H••••••••• N••••••••Certified Financial Planner | W•••••••••, Dc | Jun 6, 2018 | 42 y | 5 |
| V•••••• B•••••• G•••••••• | Virginia Beach, Va | Jun 19, 2018 | 22 y | 7 |
| C•••••• C••••••• D••••• | Los A••••Es, Ca | Oct 16, 2018 | 19 y | 0 |
| M••••• A•••• H•••••• | W•••••••••, Dc | Oct 26, 2018 | 10 y | 0 |
| W•••••• R•••••• S••• | W•••••••••, Dc | Nov 1, 2018 | 31 y | 2 |
| M••• A•••• M••••• | Valleyford, Wa | Nov 21, 2018 | 26 y | 2 |
| C••••• M•••• A•••• | W•••••••••, Dc | Dec 10, 2018 | 23 y | 3 |
| R••••• A••• M•••••• | W•••••••••, Dc | Jan 2, 2019 | 32 y | 1 |
Advisor movement
17 left, 19 joined in 12 months
net +2 in 12 months5 left in 90 days7 joined in 90 daysdeparture rate 13% of current headcount46 left over 36 months
Left, latest
- I•• T• S••••••• to C••••••••• W••••• A•••••••• L••Sep 17, 2026 · Affiliated broker-dealer or bank to another
- R••• W••••• to W••••• T••••• W••••• S••••••••• L••Sep 3, 2026 · Affiliated broker-dealer or bank to a newly registered adviser
- M•••••• F••••• S•••••• to P••• F•••••••• A•••••••• L••Sep 3, 2026 · Affiliated broker-dealer or bank to independent RIA
- R•••••• J••• H••• to 1••• I••••••••• A••••••• C••Aug 14, 2026 · Affiliated broker-dealer or bank to independent RIA
- T•••••• D•••• O•••• to O••••••••• • C•• I•••Jul 23, 2026 · Affiliated broker-dealer or bank to another
- M•••••• A•••• L••••• to K•• I••••••••• S••••••• L••Jun 2, 2026 · Affiliated broker-dealer or bank to another
- B•••• M•••••• T•••••••• to E•••••• A••••••• G••••• L••May 14, 2026 · Affiliated broker-dealer or bank to another
- Z•••••• P••••• to I••••••• P•••••••• S•••••••• L••May 5, 2026 · Other
- B•••• S•••••• to L•• E••••••••• L••Apr 17, 2026 · Affiliated broker-dealer or bank to another
- A••••• M•••••••• M•••• to V••• F•••••••• A•••••••• I•••Apr 10, 2026 · Affiliated broker-dealer or bank to another
- H••••• H••••• M•••••• to V••• F•••••••• A•••••••• I•••Apr 10, 2026 · Affiliated broker-dealer or bank to another
- R••• A•••• M•••• to V••• F•••••••• A•••••••• I•••Apr 10, 2026 · Affiliated broker-dealer or bank to another
- F•••••• L••••••• B••••••• to M••••••••• W••••• M•••••••••Apr 1, 2026 · Affiliated broker-dealer or bank to a newly registered adviser
- J•••• C•••••• C•••• to M••••••••• W••••• M•••••••••Apr 1, 2026 · Affiliated broker-dealer or bank to a newly registered adviser
- S•••• M•••••• E•••• to M••••••••• W••••• M•••••••••Apr 1, 2026 · Affiliated broker-dealer or bank to a newly registered adviser
Joined, latest
- M•••••• I•••• from A••••• A•• P••••••• S•••••••Sep 17, 2026 · Affiliated broker-dealer or bank to another
- G•••••• M•••••• from S••••• M••••• F•••• M••••••••• C••••Aug 27, 2026 · Other
- J•••• L••• W••• from L•• F•••••••• L••Aug 25, 2026 · Affiliated broker-dealer or bank to another
- D•••• L•••• from M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Jul 24, 2026 · Wirehouse to affiliated broker-dealer or bank
- K•••• Z•••••• from V••• F•••••••• A•••••••• I•••Jul 24, 2026 · Affiliated broker-dealer or bank to another
- A•••• D•••• R••••••• from V••• F•••••••• P•••••••• L••Jul 6, 2026 · Other
- E•••• L••••••••• from M••••• S••••••Jun 29, 2026 · Wirehouse to affiliated broker-dealer or bank
- Z•••••• R•••••••• from W••••• E••••••••• A••••••• S•••••••• L••Mar 12, 2026 · Affiliated broker-dealer or bank to another
- A••• J• K•••• from E••••• J••••Mar 11, 2026 · Affiliated broker-dealer or bank to another
- J•••• M••••••• from A••• I••••• A•••••••Feb 6, 2026 · RIA to affiliated broker-dealer or bank
- B•••• M•••••• T•••••••• from F••••• I•••••••••Jan 30, 2026 · RIA to affiliated broker-dealer or bank
- J••••••• C••• from E•••• S••••••••• L••Jan 30, 2026 · Affiliated broker-dealer or bank to another
- D•••• C••••• D• V••• from T• R••• P•••• A••••••• S•••••••• I•••Dec 19, 2025 · Affiliated broker-dealer or bank to another
- K•••• D•••• B•••••••• from V••• F•••••••• A•••••••• I•••Dec 10, 2025 · Affiliated broker-dealer or bank to another
- R••• W••••• from F••••• I•••••••••Dec 1, 2025 · RIA to affiliated broker-dealer or bank
Teams: two or more advisors moving together within fourteen days, from one state
- 3 left for V••• F•••••••• A•••••••• I•••Apr 10, 2026 · W•••••••••, Dc
- 2 left for M••••••••• W••••• M•••••••••Apr 1, 2026 · W•••••••••, Dc
- 2 left for V••• F•••••••• A•••••••• I•••Sep 23, 2024 · W•••••••••, Dc
- 2 joined from M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Apr 12, 2022 · New York, Ny
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- A•••• T••••• A••• · Directorcontrolsince 01/2026 · owns less than 5%
- B••••• T•••• S•••• · Directorcontrolsince 01/2024 · owns less than 5%
- C••••••••• K••••• P••••••••• · Acting Chief I•••••Ment Officercontrolsince 04/2024 · owns less than 5%
- C•••••• B••••• W•••••• · Directorcontrolsince 01/2019 · owns less than 5%
- C••••• J•••••• V••••• · Directorcontrolsince 01/2023 · owns less than 5%
- E••••• D•••• · Directorcontrolsince 01/2026 · owns less than 5%
- G•••••• J••••••• A•••• · Senior Vice President, Chief Product Strategy Officercontrolsince 05/2024 · owns less than 5%
- G••••• J••••••••• C•••• · Directorcontrolsince 01/2026 · owns less than 5%
- H••••••••• S••••• · Senior Vice President, Chiefcontrolsince 01/2026 · owns less than 5%
- H•••••••• D•••••• T• · Senior Vice President, Chief Strategy Officercontrolsince 10/2024 · owns less than 5%
- H•••••• G•••• R•••••• · Chief Compliance Officercontrolsince 07/2026 · owns less than 5%
- K•••••• M•••••••• P•••• · Treasurer, Senior Vice President, Chief Financial Officercontrolsince 11/2025 · owns less than 5%
- M••••••••• O•••• D•••• · Directorcontrolsince 01/2021 · owns less than 5%
- M••••••••• T•••••• G••••• · Secretary, Senior Vice President, Chief Legal, Corporate & Government Affairs Officercontrolsince 05/2025 · owns less than 5%
- M•••••••• M•••• H•••••• · Directorcontrolsince 01/2023 · owns less than 5%
- M•••••• A•••••• C•••••• · Secretary, Senior Vice President, Chief Legal, Corporate & Government Affairs Officercontrolsince 05/2023 · owns less than 5%
- N••••• J••••• D•••• · Directorcontrolsince 02/2025 · owns less than 5%
- O••• M•••• A•••••• · Directorcontrolsince 11/2016 · owns less than 5%
- R•••••••• C••••• L••••••• · Chief Compliance Officercontrolsince 01/2024 · owns less than 5%
- R•••••••• A••••• D•••• · Director, Ceo & President Officercontrolsince 09/2024 · owns less than 5%
- S••• D•• · Treasurer, Senior Vice President & Chief Financial Officercontrolsince 08/2020 · owns less than 5%
- S••••• L••••• C••••• · Senior Vice President, Chief Client Experience & Technology Officercontrolsince 12/2020 · owns less than 5%
- S••••• C••••••• F•••• · Directorcontrolsince 01/2018 · owns less than 5%
- W••••••• A•••••• R•••••• · Senior Vice President, Chief Sales Officercontrolsince 04/2023 · owns less than 5%
Related persons
Schedule D 7.A
- M••••••••• W••••• M•••••••••broker-dealery
- M••••••••• I•••••••••investment adviserbankyRAUM $53B
- V••••••••• C••••••• L••custodiany
Advisers that list M••••••••• R••••••••• as a related person
- 109138 y
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| W•••••••••, Dc · principal | 131 | 19 | 17 | 2 | |
| Miami, Fl | 4 | 0 | 0 | ||
| Seattle, Wa | 2 | 1 | 0 | ||
| Phoenix, Az | 2 | 0 | 0 | ||
| Richmond, Va | 2 | 0 | 0 | ||
| San Diego, Ca | 2 | 0 | 0 | ||
| Atlanta, Ga | 2 | 1 | 0 | ||
| Vancouver, Wa | 2 | 0 | 0 | ||
| Los A••••Es, Ca | 2 | 1 | 0 | ||
| Virginia Beach, Va | 1 | 0 | 0 | ||
| Timnath, Co | 0 | 0 | 0 | ||
| Woodbridge, Va | 0 | 0 | 0 | ||
| Philad•••Hia, Pa | 0 | 0 | 1 | 1 | |
| Bloomfield, Nj | 0 | 0 | 1 | ||
| San Marcos, Ca | 0 | 0 | 1 | ||
| Tracy, Ca | 0 | 0 | 0 | ||
| Sandy, Or | 0 | 0 | 1 | ||
| Morton, Il | 0 | 0 | 1 | ||
| San Mateo, Ca | 0 | 0 | 1 | 1 | |
| Coral Springs, Fl | 0 | 0 | 1 |
Offices
Schedule D 1.F, the 25 largest
- Atmore, AL1 employees
- Richmond, VA1 employees
- , 1 employees
ADV anomalies
17 against comparable advisers; where to look, not conclusions
- control person cha•••dChange between filings · filing Jul 27, 2026H•••••• G•••• R•••••• (CHIEF COMPLIANCE OFFICER) appeared on Schedule A between the filings of 2024-11-26 and 2026-07-27peers: affiliated wealth managers, $5B to $20B (53)
- control person cha•••dChange between filings · filing Jul 27, 2026G••••• J••••••••• C•••• (DIRECTOR) appeared on Schedule A between the filings of 2024-11-26 and 2026-07-27peers: affiliated wealth managers, $5B to $20B (53)
- control person cha•••dChange between filings · filing Jul 27, 2026M••••••••• T•••••• G••••• (SECRETARY, SENIOR VICE PRESIDENT, CHIEF LEGAL, CORPORATE & GOVERNMENT AFFAIRS OFFICER) appeared on Schedule A between the filings of 2024-11-26 and 2026-07-27peers: affiliated wealth managers, $5B to $20B (53)
- control person cha•••dChange between filings · filing Jul 27, 2026H••••••••• S••••• (SENIOR VICE PRESIDENT, CHIEF) appeared on Schedule A between the filings of 2024-11-26 and 2026-07-27peers: affiliated wealth managers, $5B to $20B (53)
- control person cha•••dChange between filings · filing Jul 27, 2026K•••••• M•••••••• P•••• (TREASURER, SENIOR VICE PRESIDENT, CHIEF FINANCIAL OFFICER) appeared on Schedule A between the filings of 2024-11-26 and 2026-07-27peers: affiliated wealth managers, $5B to $20B (53)
- control person cha•••dChange between filings · filing Jul 27, 2026N••••• J••••• D•••• (DIRECTOR) appeared on Schedule A between the filings of 2024-11-26 and 2026-07-27peers: affiliated wealth managers, $5B to $20B (53)
- control person cha•••dChange between filings · filing Jul 27, 2026E••••• D•••• (DIRECTOR) appeared on Schedule A between the filings of 2024-11-26 and 2026-07-27peers: affiliated wealth managers, $5B to $20B (53)
- control person cha•••dChange between filings · filing Jul 27, 2026A•••• T••••• A••• (DIRECTOR) appeared on Schedule A between the filings of 2024-11-26 and 2026-07-27peers: affiliated wealth managers, $5B to $20B (53)
- control person cha•••dChange between filings · filing Jul 27, 2026S••••• L••••• C••••• (SENIOR VICE PRESIDENT, CHIEF CLIENT EXPERIENCE & TECHNOLOGY OFFICER) left Schedule A between the filings of 2024-11-26 and 2026-07-27peers: affiliated wealth managers, $5B to $20B (53)
- control person cha•••dChange between filings · filing Jul 27, 2026R•••••••• C••••• L••••••• (CHIEF COMPLIANCE OFFICER) left Schedule A between the filings of 2024-11-26 and 2026-07-27peers: affiliated wealth managers, $5B to $20B (53)
- control person cha•••dChange between filings · filing Jul 27, 2026M•••••• A•••••• C•••••• (SECRETARY, SENIOR VICE PRESIDENT, CHIEF LEGAL, CORPORATE & GOVERNMENT AFFAIRS OFFICER) left Schedule A between the filings of 2024-11-26 and 2026-07-27peers: affiliated wealth managers, $5B to $20B (53)
- control person cha•••dChange between filings · filing Jul 27, 2026C••••••••• K••••• P••••••••• (ACTING CHIEF I•••••MENT OFFICER) left Schedule A between the filings of 2024-11-26 and 2026-07-27peers: affiliated wealth managers, $5B to $20B (53)
- control person cha•••dChange between filings · filing Jul 27, 2026H•••••••• D•••••• T• (SENIOR VICE PRESIDENT, CHIEF STRATEGY OFFICER) left Schedule A between the filings of 2024-11-26 and 2026-07-27peers: affiliated wealth managers, $5B to $20B (53)
- control person cha•••dChange between filings · filing Jul 27, 2026S••••• C••••••• F•••• (DIRECTOR) left Schedule A between the filings of 2024-11-26 and 2026-07-27peers: affiliated wealth managers, $5B to $20B (53)
- control person cha•••dChange between filings · filing Jul 27, 2026O••• M•••• A•••••• (DIRECTOR) left Schedule A between the filings of 2024-11-26 and 2026-07-27peers: affiliated wealth managers, $5B to $20B (53)
- control person cha•••dChange between filings · filing Jul 27, 2026S••• D•• (TREASURER, SENIOR VICE PRESIDENT & CHIEF FINANCIAL OFFICER) left Schedule A between the filings of 2024-11-26 and 2026-07-27peers: affiliated wealth managers, $5B to $20B (53)
- control person cha•••dChange between filings · filing Jul 27, 2026B••••• T•••• S•••• (DIRECTOR) left Schedule A between the filings of 2024-11-26 and 2026-07-27peers: affiliated wealth managers, $5B to $20B (53)
What changed
consecutive filings, newest first
- Accounts · 58,580 to 53,695Feb 6, 2026 to Mar 31, 2026
- Advisory employees · 211 to 174Feb 6, 2026 to Mar 31, 2026
- BD registered reps · 217 to 206Feb 6, 2026 to Mar 31, 2026
- HNW clients · 289 to 390Feb 6, 2026 to Mar 31, 2026
- Individual clients · 43,578 to 40,136Feb 6, 2026 to Mar 31, 2026
- Employees · 599 to 553Feb 6, 2026 to Mar 31, 2026
- State-registered IARs · 181 to 150Feb 6, 2026 to Mar 31, 2026
- Other offices · 9 to 11Feb 6, 2026 to Mar 31, 2026
- Discretionary RAUM · $5.4B to $5.7BFeb 6, 2026 to Mar 31, 2026
- HNW RAUM · $403M to $560MFeb 6, 2026 to Mar 31, 2026
- Individual RAUM · $5.0B to $5.2BFeb 6, 2026 to Mar 31, 2026
- Non-discretionary RAUM · $590M to $568MFeb 6, 2026 to Mar 31, 2026
- RAUM · $6.0B to $6.3BFeb 6, 2026 to Mar 31, 2026
- Financial planning clients · unset to May 19, 2025 to Jul 11, 2025
- Accounts · 59,323 to 58,580Jan 30, 2025 to Mar 31, 2025
- Advisory employees · 224 to 211Jan 30, 2025 to Mar 31, 2025
- BD registered reps · 234 to 217Jan 30, 2025 to Mar 31, 2025
- HNW clients · 305 to 289Jan 30, 2025 to Mar 31, 2025
- Individual clients · 44,173 to 43,578Jan 30, 2025 to Mar 31, 2025
- Employees · 623 to 599Jan 30, 2025 to Mar 31, 2025
- State-registered IARs · 192 to 181Jan 30, 2025 to Mar 31, 2025
- Discretionary RAUM · $5.5B to $5.4BJan 30, 2025 to Mar 31, 2025
- HNW RAUM · $429M to $403MJan 30, 2025 to Mar 31, 2025
- Individual RAUM · $5.0B to $5.0BJan 30, 2025 to Mar 31, 2025
- Non-discretionary RAUM · $629M to $590MJan 30, 2025 to Mar 31, 2025
- RAUM · $6.1B to $6.0BJan 30, 2025 to Mar 31, 2025
- Accounts · 1 to 59,323Nov 26, 2024 to Dec 20, 2024
- HNW clients · unset to 305.0Nov 26, 2024 to Dec 20, 2024
- Individual clients · unset to 44173.0Nov 26, 2024 to Dec 20, 2024
- Discretionary RAUM · $0 to $5.5BNov 26, 2024 to Dec 20, 2024
- HNW RAUM · unset to 428943618.0Nov 26, 2024 to Dec 20, 2024
- Individual RAUM · unset to 5048200587.0Nov 26, 2024 to Dec 20, 2024
- Non-discretionary RAUM · $668M to $629MNov 26, 2024 to Dec 20, 2024
- RAUM · $668M to $6.1BNov 26, 2024 to Dec 20, 2024
- Advisory employees · 213 to 224Jan 10, 2024 to Mar 27, 2024
- BD registered reps · 229 to 234Jan 10, 2024 to Mar 27, 2024
- Employees · 608 to 623Jan 10, 2024 to Mar 27, 2024
- State-registered IARs · 182 to 192Jan 10, 2024 to Mar 27, 2024
- Non-discretionary RAUM · $641M to $668MJan 10, 2024 to Mar 27, 2024
- RAUM · $641M to $668MJan 10, 2024 to Mar 27, 2024
Signals
60 dated events
- I•• T• S••••••• left M••••••••• R••••••••• for C••••••••• W••••• A•••••••• L•• (registered 2026-09-16)Sep 17, 2026 · advisor firm cha••• · fact
- M•••••• I•••• registered as an investment adviser representative at M••••••••• R•••••••••Sep 17, 2026 · Advisor registered · fact
- P•••• D••••••• G•••• no longer holds an investment adviser registration (last listed at M••••••••• R••••••••• on the 2026-09-15 feed)Sep 15, 2026 · Advisor registration ended · derived
- M•••••• F••••• S•••••• left M••••••••• R••••••••• for P••• F•••••••• A•••••••• L•• (registered 2026-09-10)Sep 3, 2026 · advisor firm cha••• · fact
- R••• W••••• left M••••••••• R••••••••• for W••••• T••••• W••••• S••••••••• L•• (registered 2026-09-17)Sep 3, 2026 · advisor firm cha••• · fact
- R•••••• J••• H••• left M••••••••• R••••••••• for 1••• I••••••••• A••••••• C•• (registered 2026-08-14)Aug 14, 2026 · advisor firm cha••• · fact
- M•••••• A•••• L••••• left M••••••••• R••••••••• for K•• I••••••••• S••••••• L•• (registered 2026-06-03)Jun 2, 2026 · advisor firm cha••• · fact
- B•••• M•••••• T•••••••• left M••••••••• R••••••••• for E•••••• A••••••• G••••• L•• (registered 2026-06-12)May 14, 2026 · advisor firm cha••• · fact
- Z•••••• P••••• left M••••••••• R••••••••• for I••••••• P•••••••• S•••••••• L•• (registered 2026-06-08)May 5, 2026 · advisor firm cha••• · fact
- B•••• S•••••• left M••••••••• R••••••••• for L•• E••••••••• L•• (registered 2026-06-03)Apr 17, 2026 · advisor firm cha••• · fact
- A••••• M•••••••• M•••• left M••••••••• R••••••••• for V••• F•••••••• A•••••••• I••• (registered 2026-04-02)Apr 10, 2026 · advisor firm cha••• · fact
- H••••• H••••• M•••••• left M••••••••• R••••••••• for V••• F•••••••• A•••••••• I••• (registered 2026-05-11)Apr 10, 2026 · advisor firm cha••• · fact
- 3 advisors left M••••••••• R••••••••• (Washington, DC) for V••• F•••••••• A•••••••• I••• on the same dayApr 10, 2026 · Team lift-out · derived
- R••• A•••• M•••• left M••••••••• R••••••••• for V••• F•••••••• A•••••••• I••• (registered 2026-04-01)Apr 10, 2026 · advisor firm cha••• · fact
- J•••• C•••••• C•••• left M••••••••• R••••••••• for M••••••••• W••••• M••••••••• (registered 2026-04-01)Apr 1, 2026 · advisor firm cha••• · fact
- 2 advisors left M••••••••• R••••••••• (Washington, DC) for M••••••••• W••••• M••••••••• on the same dayApr 1, 2026 · Team lift-out · derived
- S•••• M•••••• E•••• left M••••••••• R••••••••• for M••••••••• W••••• M••••••••• (registered 2026-04-01)Apr 1, 2026 · advisor firm cha••• · fact
- F•••••• L••••••• B••••••• left M••••••••• R••••••••• for M••••••••• W••••• M••••••••• (registered 2026-04-01)Apr 1, 2026 · advisor firm cha••• · fact
- D••••• N••••• C••••••• left M••••••••• R••••••••• for V•••• F•••••••• A•••••••• I••• (registered 2026-01-21)Jan 16, 2026 · advisor firm cha••• · fact
- C••••••••• S• O••••••• left M••••••••• R••••••••• for L•• E••••••••• L•• (registered 2026-06-29)Oct 29, 2025 · advisor firm cha••• · fact
- O••• J•••• G•••••• left M••••••••• R••••••••• for A•••• F•••••••• P•••••••• L•• (registered 2026-02-23)Aug 27, 2025 · advisor firm cha••• · fact
- C•••••••• S••••• left M••••••••• R••••••••• for G•••••••• F•••••••• A•••••••• L•• (registered 2025-08-07)Jul 29, 2025 · advisor firm cha••• · fact
- A•• B•••••••• left M••••••••• R••••••••• for M•• S••••••••• L•• (registered 2026-03-31)Jun 17, 2025 · advisor firm cha••• · fact
- S•••••• W••••••••• left M••••••••• R••••••••• for V•••• F•••••••• A•••••••• I••• (registered 2025-05-29)May 27, 2025 · advisor firm cha••• · fact
- D••••• W•••••• left M••••••••• R••••••••• for S••••••• I••••••••• A•••••••• I••• (registered 2025-12-12)Mar 11, 2025 · advisor firm cha••• · fact
- A••• K•••• F••••••• left M••••••••• R••••••••• for I•••••• A•••••••• L•• (registered 2025-02-18)Feb 10, 2025 · advisor firm cha••• · fact
- J•••• L••• B••• left M••••••••• R••••••••• for J••• H•••••• P••••••• F•••••••• S•••••••• L•• (registered 2025-10-29)Feb 10, 2025 · advisor firm cha••• · fact
- J••••• L••• P••••• left M••••••••• R••••••••• for V••• F•••••••• A•••••••• I••• (registered 2025-01-02)Jan 13, 2025 · advisor firm cha••• · fact
- D••••• J••••• L•••••••• left M••••••••• R••••••••• for V••• F•••••••• A•••••••• I••• (registered 2025-01-02)Jan 13, 2025 · advisor firm cha••• · fact
- M••••••••• R••••••••• reported RAUM $6.1B, up 814% from $668.2M (2024-11-26 to 2024-12-20)Dec 20, 2024 · ria raum cha••• · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/icma-rcreportedpublic record, Form ADV, Sep 19, 2026
- Firm profile
- linkedin.com/company/missionsqreportedpublic record, Form ADV, Sep 19, 2026
- Website
- missionsquare.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 202-962-4600reportedpublic record, Form ADV, Jul 27, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Broker-dealer affiliated wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $48.2Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026