RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
L•• A•••• S•••••••••
- O•••• A••••••• S•••••••• L•• BD affiliated currentsince Nov 8, 2024 · Coeur D'Alene, Id
- A•••• P•••• A••••••• formerDec 11, 2020 to Nov 8, 2024 · Coeur D`Alene, Id
- S••••••••• A•••••• A•••••••• I••• formerNov 6, 2020 to Dec 11, 2020 · Coeur D`Alene, Id
- K•• F•••••••• S•••••••• I•• formerDec 11, 2003 to Nov 6, 2020 · Coeur De'Alene, Id
- M••••••••• F•••••••• S•••••••• I••• unclassifiedJan 2, 2003 to Dec 12, 2003 · Coeur D Alene, Id
- P•••••• W••• F•••••••• C••••••••• I•• formerMar 28, 2002 to Nov 21, 2002 · Coeur D'Alene, Id
- A•••• P•••• A••••••• to O•••• A••••••• S•••••••• L••left Nov 8, 2024, registered Nov 8, 2024 (0 days) · corporate re-registration, not a move
- S••••••••• A•••••• A•••••••• I••• to A•••• P•••• A•••••••left Dec 11, 2020, registered Dec 11, 2020 (0 days) · channel change inside one enterprise, not a move
- K•• F•••••••• S•••••••• I•• to S••••••••• A•••••• A•••••••• I•••left Nov 6, 2020, registered Nov 6, 2020 (0 days) · corporate re-registration, not a move
- M••••••••• F•••••••• S•••••••• I••• to K•• F•••••••• S•••••••• I••left Dec 12, 2003, registered Dec 11, 2003 (-1 days) · Other
- P•••••• W••• F•••••••• C••••••••• I•• to M••••••••• F•••••••• S•••••••• I•••left Nov 21, 2002, registered Jan 2, 2003 (42 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 42derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address