RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- B•••• A••••••• mixed wealth currentsince Oct 8, 2015 · Wilmington, De
- B•••• A••••••• S••••••••• L•• formerMay 21, 2013 to Oct 7, 2015 · Wilmington, De
- W•••• F•••• A••••••• wirehouseNov 16, 2007 to Jul 11, 2011 · Greenville, De
- B•••• A••••••• S••••••••• L•• to B•••• A•••••••left Oct 7, 2015, registered Oct 8, 2015 (1 days) · channel change inside one enterprise, not a move
- W•••• F•••• A••••••• to B•••• A••••••• S••••••••• L••left Jul 11, 2011, registered May 21, 2013 (680 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wealth manager with institutional or fund businessderived
- Years in industry
- 42derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address