RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
V••••••• C••••• M•••••
- W•••• F•••• A••••••• wirehouse currentsince Jul 13, 2020 · Lake Mary, Fl
- U•• F•••••••• S••••••• I••• wirehouseMar 12, 2014 to Jul 22, 2020 · Winter Park, Fl
- S••••••• I••••••••• S•••••••• I••• formerJan 18, 2012 to Feb 18, 2014 · Winter Park, Fl
- U•• F•••••••• S••••••• I••• to W•••• F•••• A•••••••left Jul 22, 2020, registered Jul 13, 2020 (-9 days) · Wirehouse to wirehouse · moved with a team
- S••••••• I••••••••• S•••••••• I••• to U•• F•••••••• S••••••• I•••left Feb 18, 2014, registered Mar 12, 2014 (22 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address