DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Feed of 09/14/2026
Also filed as Brian W Britt
At current firm
0 y
since Jan 6, 2026
In the industry
42 y
since Sep 5, 1984 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- The Institute independent RIA currentsince Jan 6, 2026 · San Diego, Ca
- Institute For Wealth Advisors, Inc. formerMay 25, 2017 to Apr 30, 2019 · San Diego, Ca
- Sowell Management independent RIASep 22, 2016 to Jun 30, 2017 · San Diego, Ca
- Concert Wealth Management formerMar 26, 2010 to Dec 15, 2017 · San Jose, Ca
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseNov 29, 1999 to Mar 30, 2010 · San Diego, Ca
Moves
a registration end followed by a registration begin elsewhere
- Institute For Wealth Advisors, Inc. to The Instituteleft Apr 30, 2019, registered Jan 6, 2026 (2443 days) · RIA to RIA · moved with a team
- Concert Wealth Management to Sowell Managementleft Dec 15, 2017, registered Sep 22, 2016 (-449 days) · Other · moved with a team
- Sowell Management to Institute For Wealth Advisors, Inc.left Jun 30, 2017, registered May 25, 2017 (-36 days) · Other
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to Concert Wealth Managementleft Mar 30, 2010, registered Mar 26, 2010 (-4 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 42derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address