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Registered advisor
R••••• L•• C•••••••
Feed of 09/14/2026
Also filed as Bob C•••••••
At current firm
20 y
since Mar 7, 2006
In the industry
41 y
since Apr 12, 1985 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- P•••••••• S••••••••• I••• BD affiliated currentsince Mar 7, 2006 · Bethesda, Md
- A••••••• A••••••• S••••••• formerSep 30, 2004 to Oct 20, 2004 · Lincoln, Ne
- T•• A••••••• G••••• I••• unclassifiedOct 15, 1990 to Sep 30, 2004 · Bethesda, Md
Moves
a registration end followed by a registration begin elsewhere
- A••••••• A••••••• S••••••• to P•••••••• S••••••••• I•••left Oct 20, 2004, registered Mar 7, 2006 (503 days) · Other
- T•• A••••••• G••••• I••• to A••••••• A••••••• S•••••••left Sep 30, 2004, registered Sep 30, 2004 (0 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 41derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address