RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D•••• C••• S•••••
- S••••• F••••• O••••• L•• independent RIA currentsince May 30, 2019 · New Orleans, La
- S••••• • H•••••• C•••••• M••••••••• L•• formerOct 13, 2014 to Jul 16, 2019 · New Orleans, La
- S••••• • H•••••• C•••••• M••••••••• I•• unclassifiedMay 20, 1992 to Jul 2, 2008 · Metairie, La
- C••••• A•••••• N••••••• L•• formerJun 25, 1985 to Oct 13, 2014 · New Orleans, La
- S••••• • H•••••• C•••••• M••••••••• L•• to S••••• F••••• O••••• L••left Jul 16, 2019, registered May 30, 2019 (-47 days) · RIA to a newly registered adviser · moved with a team
- C••••• A•••••• N••••••• L•• to S••••• • H•••••• C•••••• M••••••••• I••left Oct 13, 2014, registered May 20, 1992 (-8181 days) · Other
- S••••• • H•••••• C•••••• M••••••••• I•• to S••••• • H•••••• C•••••• M••••••••• L••left Jul 2, 2008, registered Oct 13, 2014 (2294 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 42derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address