DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Stokes Family Office LLC
Latest filing Apr 30, 2026
First filing on the tape Apr 10, 2019 · 31 filings
SEC status approved since May 13, 2019
RAUM
$3.4B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
74%
$2.5B individuals and HNW
Advisors
12
registered through the firm on IAPD
RAUM per advisor
$279M
derived; firm RAUM over IAPD count
Employees
14
12 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
0
reported on Schedule D
History
31 filings and snapshots on the tape
RAUM$3.4B as of Apr 30, 2026
Mar 12, 2020$1.1B then
HNW client RAUM$2.4B as of Apr 30, 2026
Mar 12, 2020$806M then
State-registered IARs (5.B.3)12 as of Apr 30, 2026
Mar 12, 20204 then
Employees (5.A)14 as of Apr 30, 2026
Mar 12, 20204 then
Private funds: no history
RAUM +35% over the last fiscal year+29% a year over threeIARs 10 to 12offices 0 to 2
Practice profile
derived from the filing of Apr 30, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Retirement plan adviser · pension consulting activity (Item 5.G.6) and pension plans at least 25 percent of RAUM or at least 25 pension-plan clients
- RAUM per advisor
- $279MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 60derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $6.2MderivedHNW RAUM over HNW clients
- Average account
- $1.3MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 20%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.2derivedItem 5.A over advisors
- Advisors per office
- 4.0derived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- +35%derivedbetween the last two annual amendments
- Advisor growth, one year
- +20%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +15%derived
- Compensation
- percentage of assets, hourly, fixed fees, performance-basedreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisersreportedItem 5.G
- Custody
- $673M, 157 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$2.4B70%
- Pension and profit-sharing plans$526M16%
- Corporations and businesses$189M5.7%
- Charitable organizations$151M4.5%
- Individuals$130M3.9%
- Individual clients
- 341reported
- HNW clients
- 383reported
- Pension plan clients
- 50reported
- Charitable clients
- 6reported
- Accounts
- 2,486reported
- Financial planning clients
- 251-500reported
- Wrap fee programs
- noreported
- Custody of client assets
- $673M for 157 clientsreported
- Compensation
- % of AUM, fixed, hourly, performancereported
- Class basis
- private_client_share=0.74 fund_share=0.0 institutional_share=0.2 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
12 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Gregory John StokesCertified Financial Planner | New Orleans, La | May 30, 2019 | 13 y | 2 |
| Douglas Matthew StokesChartered Financial Analyst | New Orleans, La | May 30, 2019 | 11 y | 1 |
| David Carl StokesCertified Financial Planner | New Orleans, La | May 30, 2019 | 42 y | 3 |
| Patrick T MckayCertified Financial Planner | New Orleans, La | Apr 3, 2020 | 15 y | 1 |
| Charles Michael TiblierCertified Financial Planner | New Orleans, La | Oct 20, 2021 | 12 y | 1 |
| Aimee Lynn Charrier | New Orleans, La | Oct 31, 2022 | 14 y | 2 |
| Devin Caroline BrieskeCertified Financial Planner | New Orleans, La | Jan 31, 2023 | 10 y | 0 |
| Rachael RichardCertified Financial Planner | New Orleans, La | May 31, 2023 | 11 y | 3 |
| George Williams Calhoun | New Orleans, La | Apr 19, 2024 | 12 y | 0 |
| Frederick Dupre Rau | New Orleans, La | Aug 23, 2025 | 17 y | 0 |
| Daniel Wayne BeckerCertified Financial Planner | Dallas, Tx | Aug 29, 2025 | 13 y | 2 |
| Hannah Reed TuckerCertified Financial Planner | New Orleans, La | Jan 5, 2026 | 10 y | 1 |
Advisor movement
0 left, 1 joined in 12 months
net +1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount1 left over 36 months
Left, latest
- Thomas Gerhard Greuling to Prime Capital FinancialAug 28, 2025 · RIA to RIA
- Rachael Richard to J.P. Morgan Securities LLCJan 4, 2023 · RIA to wirehouse
Joined, latest
- Hannah Reed Tucker from Montz Harcus Wealth ManagementJan 5, 2026 · RIA to RIA
- Daniel Wayne Becker from Strata Wealth Advisors, LLCAug 29, 2025 · RIA to RIA
- Rachael Richard from J.P. Morgan Securities LLCMay 31, 2023 · Wirehouse to independent RIA
- Aimee Lynn Charrier from Cetera Investment Advisers LLCOct 31, 2022 · Affiliated broker-dealer or bank to independent RIA
- Charles Michael Tiblier from Hancock Whitney Investment Services Inc.Oct 20, 2021 · Affiliated broker-dealer or bank to independent RIA
- Patrick T Mckay from Ladenburg Thalmann Asset Management IncApr 3, 2020 · RIA to RIA
- Gregory John Stokes from Stokes & Hubbell Capital Management, LLCMay 30, 2019 · RIA to a newly registered adviser
- Douglas Matthew Stokes from Stokes & Hubbell Capital Management, LLCMay 30, 2019 · RIA to a newly registered adviser
- David Carl Stokes from Stokes & Hubbell Capital Management, LLCMay 30, 2019 · RIA to a newly registered adviser
- Rachael Richard from Stokes & Hubbell Capital Management, LLCMay 20, 2019 · RIA to a newly registered adviser
Teams: two or more advisors moving together within fourteen days, from one state
- 4 joined from Stokes & Hubbell Capital Management, LLCJul 16, 2019 · New Orleans, La · Firm absorbed
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Matthew Douglas Stokes · Partner, Membercontrolsince 02/2019 · owns less than 5%
- John Gregory Stokes · Partner, Member, General Counsel Officercontrolsince 02/2019 · owns less than 5%
- Michael Charles Tiblier · Chief Compliance Officercontrolsince 10/2021 · owns less than 5%
- Matthew Douglas Stokes · Membercontrolsince 01/2023 · owns 75% or more of Douglas M Stokes LLC
- John Gregory Stokes · Membercontrolsince 01/2023 · owns 75% or more of Gregory J Stokes LLC
Entity owners
- David C. Stokes, L.L.C. · Memberdirect · owns 75% or more
- Douglas M Stokes LLC · Memberindirect · owns 50% to 75% of David C. Stokes, L.L.C.
- Gregory J Stokes LLC · Memberindirect · owns 50% to 75% of David C. Stokes, L.L.C.
Related persons
Schedule D 7.A
- Stokes Asset Management, LLCinvestment advisernRAUM $15.9M
- Stokes Opportunity Fund I Gp, LLCpooled vehicle sponsorn
Advisers that list Stokes Family Office LLC as a related person
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| New Orleans, La · principal | 12 | 1 | 0 | ||
| Grapevine, Tx | 0 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Grapevine, TX1 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- control person changedChange between filings · filing Apr 30, 2026TIBLIER, CHARLES, MICHAEL (CHIEF COMPLIANCE OFFICER) left Schedule A between the filings of 2023-01-25 and 2026-04-30peers: independent wealth managers, $1B to $5B (1,360)
What changed
consecutive filings, newest first
- Accounts · 2,052 to 2,486Dec 19, 2025 to Mar 31, 2026
- Advisory employees · 10 to 12Dec 19, 2025 to Mar 31, 2026
- Corporate clients · 17 to 15Dec 19, 2025 to Mar 31, 2026
- HNW clients · 311 to 383Dec 19, 2025 to Mar 31, 2026
- Individual clients · 320 to 341Dec 19, 2025 to Mar 31, 2026
- Pension plan clients · 44 to 50Dec 19, 2025 to Mar 31, 2026
- Assets in custody · $600M to $673MDec 19, 2025 to Mar 31, 2026
- Employees · 10 to 14Dec 19, 2025 to Mar 31, 2026
- State-registered IARs · 10 to 12Dec 19, 2025 to Mar 31, 2026
- Discretionary RAUM · $2.5B to $3.4BDec 19, 2025 to Mar 31, 2026
- HNW RAUM · $1.7B to $2.4BDec 19, 2025 to Mar 31, 2026
- Individual RAUM · $124M to $130MDec 19, 2025 to Mar 31, 2026
- Pension RAUM · $343M to $526MDec 19, 2025 to Mar 31, 2026
- RAUM · $2.5B to $3.4BDec 19, 2025 to Mar 31, 2026
- Related adviser · true to falseOct 20, 2025 to Dec 19, 2025
- Assets in custody · $546M to $600MMar 7, 2025 to Oct 20, 2025
- Other offices · 0 to 2Mar 7, 2025 to Oct 20, 2025
- Accounts · 1,972 to 2,052Mar 22, 2024 to Mar 7, 2025
- Advisory employees · 9 to 10Mar 22, 2024 to Mar 7, 2025
- Corporate clients · 14 to 17Mar 22, 2024 to Mar 7, 2025
- HNW clients · 284 to 311Mar 22, 2024 to Mar 7, 2025
- Individual clients · 330 to 320Mar 22, 2024 to Mar 7, 2025
- Pension plan clients · 32 to 44Mar 22, 2024 to Mar 7, 2025
- Assets in custody · $459M to $546MMar 22, 2024 to Mar 7, 2025
- Employees · 9 to 10Mar 22, 2024 to Mar 7, 2025
- Financial planning clients · 0 to 251-500Mar 22, 2024 to Mar 7, 2025
- State-registered IARs · 9 to 10Mar 22, 2024 to Mar 7, 2025
- Other offices · 1 to 0Mar 22, 2024 to Mar 7, 2025
- Discretionary RAUM · $1.9B to $2.5BMar 22, 2024 to Mar 7, 2025
- HNW RAUM · $1.4B to $1.7BMar 22, 2024 to Mar 7, 2025
- Individual RAUM · $110M to $124MMar 22, 2024 to Mar 7, 2025
- Pension RAUM · $197M to $343MMar 22, 2024 to Mar 7, 2025
- RAUM · $1.9B to $2.5BMar 22, 2024 to Mar 7, 2025
- Accounts · 1,820 to 1,972Feb 15, 2023 to Mar 22, 2024
- Advisory employees · 8 to 9Feb 15, 2023 to Mar 22, 2024
- Advisory activities · 4 to 5Feb 15, 2023 to Mar 22, 2024
- Charity clients · unset to 6.0Feb 15, 2023 to Mar 22, 2024
- Corporate clients · 10 to 14Feb 15, 2023 to Mar 22, 2024
- HNW clients · 226 to 284Feb 15, 2023 to Mar 22, 2024
- Individual clients · 349 to 330Feb 15, 2023 to Mar 22, 2024
Signals
7 dated events
- Stokes Family Office Llc reported RAUM $3.4B, up 35% from $2.5B (2025-12-19 to 2026-03-31)Mar 31, 2026 · RAUM change · derived
- Thomas Gerhard Greuling left Stokes Family Office Llc for Prime Capital Financial (registered 2025-10-27)Aug 28, 2025 · Advisor changed firm · fact
- Stokes Family Office Llc reported RAUM $2.5B, up 32% from $1.9B (2024-03-22 to 2025-03-07)Mar 7, 2025 · RAUM change · derived
- Carl David Stokes (Partner) no longer on Schedule A of Stokes Family Office Llc (listed 2022-09-23, absent 2023-01-25)Jan 25, 2023 · Control person left · inference
- Rachael Richard left Stokes Family Office Llc for J.P. Morgan Securities Llc (registered 2023-02-09)Jan 4, 2023 · Advisor changed firm · fact
- Michael Charles Tiblier (Chief Compliance Officer) appeared on Schedule A of Stokes Family Office LlcNov 5, 2021 · Control person joined · fact
- Stokes Investment Partners, Llc filed its initial SEC registration (Form ADV)Apr 10, 2019 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- Stokes Family Office LLC · Family Officesshared crd · office
How to reach
public business contact points only, each with its source
- Business email
- info@stokesfamilyoffice.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 214-785-1161reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 504-399-4100reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 504-399-8415reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- linkedin.com/company/stokesfamilyofficereportedpublic record, Form ADV, Sep 17, 2026
- Website
- stokesfamilyoffice.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- (504) 399-4100reportedpublic record, Form ADV, Apr 30, 2026
- Contact form
- stokesfamilyoffice.com/contact-usreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $279Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026