DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
V••• F•••••••• L••
Latest filing Jun 12, 2026
First filing on the tape Dec 6, 2012 · 69 filings
SEC status approved since Jan 3, 2013
RAUM
$52B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
14
registered through the firm on IAPD
RAUM per advisor
$3.7B
derived; firm RAUM over IAPD count
Employees
52
12 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
69 filings and snapshots on the tape
RAUM$52B as of Jun 12, 2026
Mar 2, 2016$3.3M then
HNW client RAUM: no history
State-registered IARs (5.B.3)11 as of Jun 12, 2026
Mar 20, 20130 then
Employees (5.A)52 as of Jun 12, 2026
Mar 20, 20133 then
Private funds: no history
RAUM +32% over the last fiscal year+73% a year over threeIARs 9 to 11
Practice profile
derived from the filing of Jun 12, 2026; every figure names its basis
- RAUM per advisor
- $3.7BderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $336MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 3.7derivedItem 5.A over advisors
- Advisors per office
- 14.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +32%derivedbetween the last two annual amendments
- Advisor growth, one year
- +22%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehicles, portfolio management for investment companies, otherreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Investment companies$51B99%
- Pooled investment vehicles$450M0.9%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 154reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=true related_bank=true bd_reps=27.0derived
Advisors registered through the firm
14 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| J•••••• Y•••••• C••••Chartered Financial Analyst | Marina Del Rey, Ca | Oct 30, 2014 | 14 y | 0 |
| K•••• S••• | Mclean, Va | Dec 8, 2014 | 19 y | 0 |
| C••••••••• J•••• M••••••• | C••••••Ton, Sc | Jul 31, 2015 | 17 y | 2 |
| C••••••••• D••••• L••Chartered Financial Analyst | Mclean, Va | Jan 11, 2017 | 13 y | 0 |
| A••••• T• R••• | Mclean, Va | Sep 25, 2023 | 15 y | 1 |
| M•••••• J•••• M•••••••• | Glen Ellyn, Il | Oct 6, 2023 | 25 y | 0 |
| D••••• S••••• | Tempe, Az | Jan 27, 2024 | 11 y | 1 |
| A••••• T••••Chartered Financial Analyst | Ladera Ranch, Ca | Sep 11, 2024 | 13 y | 2 |
| P•••••• S•••••• | Wenham, Ma | May 7, 2025 | 18 y | 3 |
| K•••• J• M•••••Certified Financial Planner | Nashville, Tn | Oct 27, 2025 | 12 y | 3 |
| S•••••• W•••••• F•••••• O•••• | Mclean, Va | Nov 3, 2025 | 12 y | 1 |
| D•••• E••••• A••••• | Mclean, Va | Feb 20, 2026 | 42 y | 7 |
| N••••••• D•••• S•••••••Chartered Financial Analyst | Garden Ridge, Tx | Mar 17, 2026 | 11 y | 1 |
| M•••••• J• R••••••Chartered Financial Analyst | Berkley, Mi | Jul 6, 2026 | 11 y | 2 |
Advisor movement
0 left, 5 joined in 12 months
net +5 in 12 months0 left in 90 days1 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- M•••••• J• R•••••• from C•••••••• C•••••• P•••••••• L••Jul 6, 2026 · Other
- N••••••• D•••• S••••••• from C•••••• C••••• G••••• I•••Mar 17, 2026 · Other
- D•••• E••••• A••••• from P••••• W••••• P•••••••• I•••Feb 20, 2026 · Other
- S•••••• W•••••• F•••••• O•••• from W•••• F•••• A•••••••Nov 3, 2025 · Other
- K•••• J• M••••• from P• A•••• M••••••••• L••Oct 27, 2025 · Other
- P•••••• S•••••• from P••••• I••••••••• M••••••••• L••May 7, 2025 · Other
- A••••• T•••• from C•••••• S••••• • C••• I•••Sep 11, 2024 · Other
- D••••• S••••• from L•••••• A•••• M•••••••••Jan 27, 2024 · Other
- A••••• T• R••• from M••••• S••••••Sep 25, 2023 · Other
- C••••••••• J•••• M••••••• from P••••••• A••••••• L••Jul 31, 2015 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- C••••• J••••••• Y•••••• · Chief Financial Officercontrolsince 01/2015 · owns less than 5%
- S•••• K•••• · Chief Executive Officercontrolsince 01/2015 · owns less than 5%
- B••••• J••••• A•••• · Sole Shareholdercontrolsince 10/2010 · owns 75% or more of A•• V•••••••• L••
- N•••••• J•••• S••••• · Managing D•••••Orsince 03/2016 · owns less than 5%
- R••••• H•••••• S•••• · Managing D•••••Orsince 08/2017 · owns less than 5%
- S••••••••• J•••••• M•••••• · Chief Compliance Officersince 08/2023 · owns less than 5%
Entity owners
- V••• G•••• I•• · Sole Memberdirect · owns 75% or more
- A•• V•••••••• L•• · Shareholderindirect · owns 75% or more of T•• C•••••• C•••••••••
- F•••• T•••• C•••••• P•••••••• L•• · Memberindirect · owns 25% to 50% of V••• G•••• I••
- G•••• P••••••• O• D•••••• L••• · L•••••• Partnerindirect · owns 75% or more of F•••• T•••• C•••••• P•••••••• L••
- T•• C•••••• C••••••••• · Member, Managerindirect · owns F of F•••• T•••• C•••••• P•••••••• L••
- T•• C•••••• C••••••••• · General Partnerindirect · owns F of G•••• P••••••• O• D•••••• L•••
Related persons
Schedule D 7.A
- A• M••••••••• C•• L••investment advisern
- F•••• T•••• A••••••• L•investment adviserbanknRAUM $309B
- F•••• T•••• C•••••• M••••••••• L•••investment adviserbankpooled vehicle sponsornRAUM $13B
- F•••• T•••• C•••••• P•••••••• L••y
- F•••• T•••• D••••• I•••••••investment advisernRAUM $1.4B
- F•••• T•••• G••••• P••••••••• L•••investment adviserbanknRAUM $339M
- F•••• T•••• G••••• P••••••••• M••••••••• L••••••pooled vehicle sponsorn
- F•••• T•••• I••••••••• S•••••••• L•••investment advisernRAUM $518M
- F•••• T•••• P••••••••• L•••broker-dealerpooled vehicle sponsorn
- S••••••••• A••••••• L••investment advisernRAUM $12B
- V••• S••••••••• L••broker-dealern
Advisers that list V••• F•••••••• L•• as a related person
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Mclean, Va · principal | 8 | 3 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 145 to 154Jan 9, 2026 to Mar 30, 2026
- Advisory activities · 4 to 5Jan 9, 2026 to Mar 30, 2026
- BD registered reps · 25 to 27Jan 9, 2026 to Mar 30, 2026
- Pooled vehicle clients · 17 to 26Jan 9, 2026 to Mar 30, 2026
- Employees · 43 to 52Jan 9, 2026 to Mar 30, 2026
- State-registered IARs · 9 to 11Jan 9, 2026 to Mar 30, 2026
- Discretionary RAUM · $39B to $52BJan 9, 2026 to Mar 30, 2026
- Pooled vehicle RAUM · $297M to $450MJan 9, 2026 to Mar 30, 2026
- RAUM · $39B to $52BJan 9, 2026 to Mar 30, 2026
- Financial planning clients · unset to Mar 31, 2025 to May 27, 2025
- Accounts · 94 to 145Dec 6, 2024 to Mar 31, 2025
- Advisory employees · 10 to 12Dec 6, 2024 to Mar 31, 2025
- Advisory activities · 3 to 4Dec 6, 2024 to Mar 31, 2025
- BD registered reps · 12 to 25Dec 6, 2024 to Mar 31, 2025
- Pooled vehicle clients · 12 to 17Dec 6, 2024 to Mar 31, 2025
- Employees · 27 to 43Dec 6, 2024 to Mar 31, 2025
- State-registered IARs · 5 to 9Dec 6, 2024 to Mar 31, 2025
- Discretionary RAUM · $24B to $39BDec 6, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $235M to $297MDec 6, 2024 to Mar 31, 2025
- RAUM · $24B to $39BDec 6, 2024 to Mar 31, 2025
- Accounts · 56 to 94Jan 3, 2024 to Mar 28, 2024
- Advisory employees · 8 to 10Jan 3, 2024 to Mar 28, 2024
- Business name · C••• V••• F•••••••• L•• to V••• F•••••••• L••Jan 3, 2024 to Mar 28, 2024
- Pooled vehicle clients · 6 to 12Jan 3, 2024 to Mar 28, 2024
- Employees · 20 to 27Jan 3, 2024 to Mar 28, 2024
- State-registered IARs · 4 to 5Jan 3, 2024 to Mar 28, 2024
- Legal name · C••• V••• F•••••••• L•• to V••• F•••••••• L••Jan 3, 2024 to Mar 28, 2024
- Discretionary RAUM · $10B to $24BJan 3, 2024 to Mar 28, 2024
- Pooled vehicle RAUM · $137M to $235MJan 3, 2024 to Mar 28, 2024
- RAUM · $10B to $24BJan 3, 2024 to Mar 28, 2024
- Accounts · 52 to 56Sep 8, 2022 to Mar 30, 2023
- BD registered reps · 10 to 12Sep 8, 2022 to Mar 30, 2023
- Pooled vehicle clients · 7 to 6Sep 8, 2022 to Mar 30, 2023
- Employees · 18 to 20Sep 8, 2022 to Mar 30, 2023
- Discretionary RAUM · $7.5B to $10BSep 8, 2022 to Mar 30, 2023
- Pooled vehicle RAUM · $125M to $137MSep 8, 2022 to Mar 30, 2023
- RAUM · $7.5B to $10BSep 8, 2022 to Mar 30, 2023
- Accounts · 50 to 52Mar 31, 2022 to Jun 17, 2022
- Pooled vehicle clients · 5 to 7Mar 31, 2022 to Jun 17, 2022
- Discretionary RAUM · $6.0B to $7.5BMar 31, 2022 to Jun 17, 2022
Signals
10 dated events
- V••• F•••••••• L•• reported RAUM $51.8B, up 32% from $39.3B (2026-01-09 to 2026-03-30)Mar 30, 2026 · ria raum c••••e · derived
- V••• F•••••••• L•• reported RAUM $39.3B, up 61% from $24.4B (2024-12-06 to 2025-03-31)Mar 31, 2025 · ria raum c••••e · derived
- V••• F•••••••• L•• reported RAUM $24.4B, up 142% from $10.1B (2024-01-03 to 2024-03-28)Mar 28, 2024 · ria raum c••••e · derived
- V••• F•••••••• L•• reported RAUM $10.1B, up 33% from $7.5B (2022-09-08 to 2023-03-30)Mar 30, 2023 · ria raum c••••e · derived
- V••• F•••••••• L•• reported RAUM $7.5B, up 26% from $6.0B (2022-03-31 to 2022-06-17)Jun 17, 2022 · ria raum c••••e · derived
- V••• F•••••••• L•• reported RAUM $6.0B, up 148% from $2.4B (2021-12-06 to 2022-03-31)Mar 31, 2022 · ria raum c••••e · derived
- V••• F•••••••• L•• reported RAUM $2.4B, up 117% from $1.1B (2020-03-29 to 2021-03-28)Mar 28, 2021 · ria raum c••••e · derived
- V••• F•••••••• L•• reported RAUM $1.1B, up 357% from $243.6M (2019-10-15 to 2020-03-29)Mar 29, 2020 · ria raum c••••e · derived
- Allen James Bowen (Sole Shareholder) appeared on Schedule A of V••• F•••••••• L••Sep 13, 2019 · Control person joined · fact
- C•••••••• A•••• M••••••••• L•• filed its initial SEC registration (Form ADV)Dec 6, 2012 · ria f•••• adv filing · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- LINKEDIN.COM/COMPANY/V•••-FINANCIALreportedpublic record, Form ADV, Sep 18, 2026
- Website
- vestfin.com/etfreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 855-979-6060reportedpublic record, Form ADV, Jun 12, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- $3.7Bderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026