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Registered advisor
A••• M•••••• B••••••
Certified Financial Planner
Feed of 09/15/2026
Also filed as A••• M•••••• B••••••
At current firm
9 y
since Aug 15, 2017
In the industry
42 y
since Jan 3, 1984 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- A••••••••• F•••••••• S•••••••• L•• national BD currentsince Aug 15, 2017 · Ft Lauderdale, Fl
- M••••• S•••••• wirehouseJun 1, 2009 to Aug 14, 2017 · West Conshohocken, Pa
- M••••• S•••••• • C•• L•• unclassifiedApr 11, 2008 to Jun 1, 2009 · West Conshohocken, Pa
- U•• F•••••••• S••••••• I••• wirehouseSep 25, 2000 to Apr 29, 2008 · Philadelphia, Pa
Moves
a registration end followed by a registration begin elsewhere
- M••••• S•••••• to A••••••••• F•••••••• S•••••••• L••left Aug 14, 2017, registered Aug 15, 2017 (1 days) · Wirehouse to affiliated broker-dealer or bank
- M••••• S•••••• • C•• L•• to M••••• S••••••left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
- U•• F•••••••• S••••••• I••• to M••••• S•••••• • C•• L••left Apr 29, 2008, registered Apr 11, 2008 (-18 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 42derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address