DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
David Robert Kern
Chartered Financial Consultant
Feed of 09/15/2026
Also filed as Dave R Kern
At current firm
11 y
since Dec 17, 2014
In the industry
42 y
since Nov 18, 1983 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
5
current, as an IAR
Firms today
1
current registrations
Exams
S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Concorde Asset Management, LLC BD affiliated currentsince Dec 17, 2014 · Ann Arbor, Mi
- David R. Kern Asset Management formerJan 26, 2012 to May 21, 2012 · Huntertown, In
- David R. Kern Asset Management formerMar 16, 2005 to Dec 31, 2008 · Huntertown, In
- Atlas Capital Management Corp independent RIAJan 14, 1999 to Jul 2, 2003 · Fort Wayne, In
- David R. Kern Asset Management formerNov 24, 1998 to Dec 31, 2004 · Fort Wayne, In
Moves
a registration end followed by a registration begin elsewhere
- David R. Kern Asset Management to Concorde Asset Management, LLCleft May 21, 2012, registered Dec 17, 2014 (940 days) · Other
- David R. Kern Asset Management to Atlas Capital Management Corpleft Dec 31, 2004, registered Jan 14, 1999 (-2178 days) · Other
- Atlas Capital Management Corp to David R. Kern Asset Managementleft Jul 2, 2003, registered Mar 16, 2005 (623 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 42derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address