DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Concorde Asset Management, LLC
Latest filing Jul 24, 2026
First filing on the tape Mar 5, 2012 · 167 filings
SEC status approved since Apr 19, 2012
RAUM
$598M
reported, Item 5.F
Discretionary
98%
of RAUM
Private clients
99%
$592M individuals and HNW
Advisors
78
registered through the firm on IAPD
RAUM per advisor
$7.7M
derived; firm RAUM over IAPD count
Employees
76
67 advisory (5.B.1)
Offices
56
beyond the principal office
Private funds
0
reported on Schedule D
History
167 filings and snapshots on the tape
RAUM$598M as of Jul 24, 2026
Mar 28, 2013$85.7M then
HNW client RAUM$150M as of Jul 24, 2026
Mar 26, 2018$19.6M then
State-registered IARs (5.B.3)67 as of Jul 24, 2026
Mar 28, 20139 then
Employees (5.A)76 as of Jul 24, 2026
Mar 28, 201336 then
Private funds: no history
RAUM +22% over the last fiscal year+25% a year over threeIARs 64 to 67
Practice profile
derived from the filing of Jul 24, 2026; every figure names its basis
Archetypes, each a printed rule
- Broker-dealer affiliated · Item 7.A.1 (broker-dealer affiliate) and at least 50 registered representatives (Item 5.B.2), or the adviser is itself a broker-dealer (6.A.1)
- Mass-affluent RIA · private-client share at least 50 percent, non-HNW individuals at least 60 percent of private-client RAUM
- Wrap program sponsor · sponsors a wrap fee program (5.I) with at least $100M of wrap assets
- RAUM per advisor
- $7.7MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 47derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $4.0MderivedHNW RAUM over HNW clients
- Average account
- $161,501derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 98%derivedof RAUM
- Institutional
- 0.2%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 1.4derived57 offices incl. principal (1.F.5)
- RAUM growth, one year
- +22%derivedbetween the last two annual amendments
- Advisor growth, one year
- +4.7%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +14%derived
- Compensation
- percentage of assets, hourly, fixed fees, otherreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisersreportedItem 5.G
- Wrap fee program
- $198MreportedItem 5.I
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Firms absorbed, 24 months
- 1derivedhalf or more of a firm's advisors moved here within 14 days
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Individuals$442M74%
- High-net-worth individuals$150M25%
- Corporations and businesses$5.0M0.8%
- Pension and profit-sharing plans$850,3350.1%
- Charitable organizations$405,8200.1%
- Individual clients
- 3,651reported
- HNW clients
- 38reported
- Pension plan clients
- 8reported
- Charitable clients
- 1reported
- Accounts
- 3,705reported
- Financial planning clients
- 51-100reported
- Wrap fee programs
- $99.1M sponsored, $99.1M managedreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.99 fund_share=0.0 institutional_share=0.0 related_bd=true related_bank=false bd_reps=67.0derived
Advisors registered through the firm
78 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Mark Gerard Kosanke | Shelby Township, Mi | May 28, 2010 | 34 y | 0 |
| John Herbert GakenheimerCertified Financial Planner | Ann Arbor, Mi | Jul 14, 2011 | 43 y | 1 |
| David Jon Zupek | The Villages, Fl | Dec 6, 2012 | 34 y | 5 |
| Mark Huber | Racine, Wi | Jul 2, 2013 | 14 y | 0 |
| James Patrick Maher | Ann Arbor, Mi | Nov 25, 2013 | 23 y | 1 |
| Matt Branstetter | Ann Arbor, Mi | Nov 27, 2013 | 35 y | 4 |
| Robin Larae Edgar | St Louis, Mn | Dec 2, 2013 | 36 y | 2 |
| Eric Stuart Scaff | Ann Arbor, Mi | Jun 5, 2014 | 19 y | 0 |
| Damian Jude DeringChartered Financial Consultant | Ann Arbor, Mi | Sep 4, 2014 | 29 y | 6 |
| David Robert KernChartered Financial Consultant | Huntertown, In | Dec 17, 2014 | 42 y | 4 |
| Preston Paul Mokris | Pinehurst, Nc | Jan 7, 2015 | 18 y | 2 |
| Gary Lane Glover | Ann Arbor, Mi | Jan 13, 2016 | 39 y | 4 |
| Jennifer Lynn DonaisCertified Financial Planner | Williston, Nd | Jul 8, 2016 | 15 y | 3 |
| Brent Wayne Lee | Williston, Nd | Jul 9, 2016 | 18 y | 2 |
| Daniel Kenneth Charley | Ann Arbor, Mi | Jul 13, 2016 | 18 y | 0 |
| Danielle Leigh Delongchamp | Ann Arbor, Mi | Jan 9, 2017 | 15 y | 4 |
| Rebecca Cerrone FreemanCertified Financial Planner | Ann Arbor, Mi | Jun 1, 2017 | 28 y | 0 |
| Randall Brian Stoltz | Ann Arbor, Mi | Mar 1, 2018 | 28 y | 1 |
| Brian William Ragen | Atlanta, Ga | Mar 19, 2018 | 36 y | 5 |
| Matthew W. Navarre | Mt. Pleasant, Wi | Mar 20, 2018 | 13 y | 2 |
| Frank Timothy Dunn | Ann Arbor, Mi | May 25, 2018 | 23 y | 0 |
| Peter Joseph Mcneil | Ann Arbor, Mi | Jul 27, 2018 | 25 y | 3 |
| Forrest Jefferson PadillaCertified Financial Planner | Ann Arbor, Mi | Aug 1, 2018 | 22 y | 2 |
| Frank Timothy KuiperChartered Financial Consultant | San Diego, Ca | Aug 2, 2018 | 35 y | 6 |
| Steven I BalabanCertified Financial Planner | Ann Arbor, Mi | Aug 2, 2018 | 41 y | 3 |
| William Aubrey MorrowCertified Financial Planner | Del Mar, Ca | Aug 3, 2018 | 48 y | 2 |
| James John SilbernagelCertified Financial Planner | Kewaskum, Wi | Apr 1, 2019 | 40 y | 1 |
| David Joseph TalbotCertified Financial Planner | Kewaskum, Wi | Apr 1, 2019 | 20 y | 2 |
| Logan Patrick Wild | Kewaskum, Wi | Apr 1, 2019 | 10 y | 1 |
| Josiah David Lederman | Ann Arbor, Mi | May 23, 2019 | 12 y | 1 |
| Jasmine Christine Jordan | Ann Arbor, Mi | Jul 12, 2019 | 11 y | 0 |
| Erkki Peippo | Escanaba, Mi | Jan 2, 2020 | 23 y | 1 |
| Delmar Vernice Mckinney | Taylor, Tx | Apr 8, 2020 | 42 y | 4 |
| Justin Robert Kiehne | Ann Arbor, Mi | Apr 22, 2020 | 10 y | 0 |
| Jason Lee Mcmurtry | San Marcos, Ca | May 4, 2020 | 29 y | 4 |
| Richard Douglas Gann | Ann Arbor, Mi | May 4, 2020 | 23 y | 4 |
| Steven Eric Erickson | Ann Arbor, Mi | May 13, 2020 | 25 y | 6 |
| Charles Alexander Strickler | Ann Arbor, Mi | Jul 9, 2020 | 28 y | 4 |
| John G Chess | Columbus, Oh | Feb 4, 2021 | 21 y | 4 |
| Alan Neil Lichtenstein | Ann Arbor, Mi | Feb 23, 2021 | 37 y | 0 |
Advisor movement
7 left, 4 joined in 12 months
net -3 in 12 months2 left in 90 days3 joined in 90 daysdeparture rate 9.0% of current headcount19 left over 36 months
Left, latest
- John Timothy Ross to Signature Equity Partners, LLCAug 31, 2026 · Affiliated broker-dealer or bank to independent RIA
- Robert Lee Thompson to Signature Equity Partners, LLCAug 31, 2026 · Affiliated broker-dealer or bank to independent RIA
- Nicholas Loberg to Greystone Financial Group, LLCMar 20, 2026 · Affiliated broker-dealer or bank to independent RIA
- Marc Anthony Haiar to Transamerica Financial Advisors, LLCFeb 17, 2026 · Affiliated broker-dealer or bank to another
- Scott P Reiber to Packerland Brokerage Services, Inc.Oct 2, 2025 · Affiliated broker-dealer or bank to independent RIA
- Sean David Whalen to Strategic Wealth Management LLCSep 26, 2025 · Affiliated broker-dealer or bank to a state-registered adviser
- William Joseph O'Neill to Strategic Wealth Management LLCSep 26, 2025 · Affiliated broker-dealer or bank to a state-registered adviser
- Jacob Thomas Norlander to Osaic Wealth, Inc.May 6, 2025 · Affiliated broker-dealer or bank to another
- Stephen T Glasgow to Quincy Wells Advisors, LLCDec 31, 2024 · Affiliated broker-dealer or bank to independent RIA
- Clemont Lee Bevill to Quincy Wells Advisors, LLCDec 31, 2024 · Affiliated broker-dealer or bank to independent RIA
- Bradley Andrew Katte to Imz Advisory Inc.Nov 26, 2024 · Affiliated broker-dealer or bank to independent RIA
- Trevor Michael Endres to Fisher InvestmentsJul 22, 2024 · Affiliated broker-dealer or bank to independent RIA
- Robert Thatcher Tudor to Bangerter Financial Services, Inc.Jun 27, 2024 · Affiliated broker-dealer or bank to a state-registered adviser
- Sarah Jane Kuhn to LPL Financial LLCMay 16, 2024 · Affiliated broker-dealer or bank to another
- Edward Lowell Hildebrand to Elevation Point Wealth Partners, LLCApr 23, 2024 · Affiliated broker-dealer or bank to independent RIA
Joined, latest
- Jose Luis Perich from Creand ManagementAug 20, 2026 · RIA to affiliated broker-dealer or bank
- Stacy Ann Hunt from Edward JonesAug 4, 2026 · Affiliated broker-dealer or bank to another
- Marc Harold Slavny from Centaurus Financial, Inc.Jul 29, 2026 · Affiliated broker-dealer or bank to another
- Ryan Anthony Edde from Diversify Advisory Services, LLCMay 19, 2026 · Affiliated broker-dealer or bank to another
- Sean David Whalen from Asset Strategy Advisors, LLCAug 19, 2025 · RIA to affiliated broker-dealer or bank
- William Joseph O'Neill from Asset Strategy Advisors, LLCJul 25, 2025 · RIA to affiliated broker-dealer or bank
- Ann Holland Stewart from Cambridge Investment Research Advisors, Inc.May 2, 2025 · Affiliated broker-dealer or bank to another
- Jacob Thomas Norlander from Cuso Financial Services, L.P.Mar 4, 2025 · Affiliated broker-dealer or bank to another
- Joshua Goodridge from Ameriprise Financial Services, LLCJan 15, 2025 · Affiliated broker-dealer or bank to another
- Benjamin Ryan Orem from J.P. Morgan Private Wealth Advisors LLCAug 5, 2024 · Affiliated broker-dealer or bank to another
- Nicholas Loberg from Spectrum Financial ResourcesJul 12, 2024 · RIA to affiliated broker-dealer or bank
- Lisa Ann Garza from Kestra Advisory Services, LLCApr 10, 2024 · Affiliated broker-dealer or bank to another
- Matthew Kredit from LPL Financial LLCFeb 21, 2024 · Affiliated broker-dealer or bank to another
- Peter Jacob Amrein from M Holdings Securities, Inc.Jan 10, 2024 · Affiliated broker-dealer or bank to another
- Todd Leet from Thrivent Investment Management Inc.Oct 3, 2023 · Affiliated broker-dealer or bank to another
Teams: two or more advisors moving together within fourteen days, from one state
- 2 left for Signature Equity Partners, LLCAug 31, 2026 · Ann Arbor, Mi
- 2 left for Secure Asset Management, L.L.C.Apr 30, 2021 · Ann Arbor, Mi
- 2 left for Ameriprise Financial Services, LLCAug 23, 2019 · Ann Arbor, Mi
- 3 left for Ameriprise Financial Services, LLCJul 30, 2019 · Ann Arbor, Mi
- 2 left for Lasalle St. Investment Advisors, L.L.C.Sep 23, 2016 · Ann Arbor, Mi
- 2 left for Mid Atlantic Financial Management, Inc.May 22, 2015 · Worthington, Oh
- 2 joined from Bangerter Financial Services, Inc.Jan 6, 2026 · San Diego, Ca
- 2 joined from Scf Investment Advisors, Inc.Aug 26, 2022 · Hanford, Ca
- 2 joined from Scf Investment Advisors, Inc.Apr 28, 2021 · San Diego, Ca
- 3 joined from Woodbury Financial Services, Inc.Apr 4, 2019 · Kewaskum, Wi
- 2 joined from L.M. Kohn & CompanyAug 21, 2018 · Cincinnati, Oh
- 3 joined from L.M. Kohn & CompanyAug 16, 2018 · Troy, Mi
- 4 joined from Independent Financial Group, LLCJul 24, 2018 · San Diego, Ca
- 2 joined from B. Riley Wealth Advisors, Inc.Mar 1, 2016 · Braintree, Ma
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Leigh Danielle Delongchamp · Presidentcontrolsince 11/2023 · owns less than 5%
- Herbert John Gakenheimer · Executive Vice Presidentcontrolsince 11/2023 · owns less than 5%
- Ann Kathleen Hofer · Chief Financial Officercontrolsince 03/2016 · owns less than 5%
- Keith Mcmurry · Chief Operating Officercontrolsince 10/2024 · owns less than 5%
- Leigh Jennifer Stacey · Chief Compliance Officercontrolsince 05/2024 · owns less than 5%
- Metrinko Michael Rollins · Owner Of Metrinko, LLCcontrolsince 07/2015 · owns 75% or more of Metrinko, LLC
- Metrinko Michael Rollins · Trustee Of Brimstone Trust 2controlsince 05/2014 · owns F of Brimstone Trust 2
- Metrinko Michele Rollins · Trustee Of Brimstone Trust 2controlsince 05/2014 · owns F of Brimstone Trust 2
- Holly Rollins · Personal Representative Of The Estate Of Ted Rollinssince 08/2021 · owns F of Estate Of Ted Rollins
Entity owners
- Concorde Holdings, Inc. · Managing Memberdirect · owns 75% or more
- Brimstone Trust 2 · Ownerindirect · owns 50% to 75% of Concorde Investment Partners, LLC
- Concorde Investment Partners, LLC · Memberindirect · owns 75% or more of Concorde Holdings, Inc.
- Estate Of Ted Rollins · Owner Of Txg, LLCindirect · owns 75% or more of Txg, LLC
- Metrinko, LLC · Memberindirect · owns 50% to 75% of Valeo Advisors, LLC
- Txg, LLC · Memberindirect · owns 50% to 75% of Valeo Advisors, LLC
- Valeo Advisors, LLC · Memberindirect · owns 25% to 50% of Concorde Investment Partners, LLC
Related persons
Schedule D 7.A
- Bangerter Financial Services, Inc.investment adviseryRAUM $68.8M
- Concorde Insurance Agency, Inc.real estaten
- Concorde Investment Services, LLCbroker-dealery
- Daniel Charleyreal estatey
- David Talbotinsurancey
- Erkki M. Pieppoinsurancey
- Integrated Financial Resources, Inc.investment advisery
- James Rainwaterinsurancen
- James Silbernagelinsurancey
- James Silbernagelinsurancey
- James Silbernagelreal estatey
- Jeffrey Proehinvestment companyy
- John Chessinvestment companyy
- Maher Structured Settlementsy
- Mark Kosankeinsurancey
- Scott Reiberinvestment companyy
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Ann Arbor, Mi · principal | 77 | 9 | 7 | 2 | |
| San Francisco, Ca | 8 | 0 | 0 | ||
| San Diego, Ca | 6 | 2 | 0 | ||
| Maumee, Oh | 3 | 0 | 0 | ||
| Scottsdale, Az | 3 | 0 | 0 | ||
| Huntley, Il | 3 | 0 | 0 | ||
| Kewaskum, Wi | 3 | 0 | 0 | ||
| Roseville, Ca | 2 | 0 | 0 | ||
| El Segundo, Ca | 2 | 0 | 0 | ||
| Hanford, Ca | 2 | 0 | 0 | ||
| Lawrenceville, Ga | 2 | 0 | 0 | ||
| Mt Pleasant, Wi | 2 | 0 | 0 | ||
| Noble, Ok | 2 | 0 | 0 | ||
| Setauket, Ny | 2 | 0 | 0 | ||
| Shelby Township, Mi | 2 | 0 | 0 | ||
| Vancouver, Wa | 2 | 0 | 0 | ||
| Visalia, Ca | 2 | 0 | 0 | ||
| West Linn, Or | 2 | 0 | 0 | ||
| Williston, Nd | 2 | 0 | 0 | ||
| Boca Raton, Fl | 2 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
- San Diego, CA5 employees
- Roseville, CA5 employees
- Valencia, CA4 employees
- Racine, WI3 employees
- Setauket, NY3 employees
- Scottsdale, AZ3 employees
- Palm Beach Gardens, FL3 employees
- Kewaskum, WI3 employees
- San Francisco, CA2 employees
- , 2 employees
- Noble, OK2 employees
- Williston, ND2 employees
- El Segundo, CA2 employees
- Toledo, OH2 employees
- Hopkinsville, KY2 employees
- Shelby Township, MI2 employees
- Hanford, CA2 employees
- San Marcos, CA2 employees
- Bellevue, WA1 employees
- Mankato, MN1 employees
- Mason City, IA1 employees
- Maumee, OH1 employees
- Sacramento, CA1 employees
- , 1 employees
- Farmington Hills, MI1 employees
What changed
consecutive filings, newest first
- BD registered reps · 64 to 67Apr 15, 2025 to Mar 30, 2026
- Accounts · 3,207 to 3,705Apr 15, 2025 to Mar 30, 2026
- Advisory employees · 64 to 67Apr 15, 2025 to Mar 30, 2026
- Corporate clients · 6 to 7Apr 15, 2025 to Mar 30, 2026
- HNW clients · 39 to 38Apr 15, 2025 to Mar 30, 2026
- Individual clients · 3,207 to 3,651Apr 15, 2025 to Mar 30, 2026
- Pension plan clients · unset to 8.0Apr 15, 2025 to Mar 30, 2026
- Employees · 79 to 76Apr 15, 2025 to Mar 30, 2026
- Insurance-licensed employees · 20 to 16Apr 15, 2025 to Mar 30, 2026
- State-registered IARs · 64 to 67Apr 15, 2025 to Mar 30, 2026
- Discretionary RAUM · $482M to $584MApr 15, 2025 to Mar 30, 2026
- HNW RAUM · $66.5M to $150MApr 15, 2025 to Mar 30, 2026
- Individual RAUM · $417M to $442MApr 15, 2025 to Mar 30, 2026
- Non-discretionary RAUM · $7.7M to $13.9MApr 15, 2025 to Mar 30, 2026
- Pension RAUM · unset to 850335.0Apr 15, 2025 to Mar 30, 2026
- RAUM · $490M to $598MApr 15, 2025 to Mar 30, 2026
- Wrap assets (manager) · $85.0M to $99.1MApr 15, 2025 to Mar 30, 2026
- Wrap assets (sponsor) · $85.0M to $99.1MApr 15, 2025 to Mar 30, 2026
- Accounts · 2,510 to 3,207Jan 24, 2025 to Apr 15, 2025
- Advisory employees · 67 to 64Jan 24, 2025 to Apr 15, 2025
- BD registered reps · 82 to 64Jan 24, 2025 to Apr 15, 2025
- Corporate clients · 10 to 6Jan 24, 2025 to Apr 15, 2025
- HNW clients · 24 to 39Jan 24, 2025 to Apr 15, 2025
- Individual clients · 2,471 to 3,207Jan 24, 2025 to Apr 15, 2025
- Pension plan clients · 4.0 to unsetJan 24, 2025 to Apr 15, 2025
- Employees · 82 to 79Jan 24, 2025 to Apr 15, 2025
- Insurance-licensed employees · 23 to 20Jan 24, 2025 to Apr 15, 2025
- Financial planning clients · 26-50 to 51-100Jan 24, 2025 to Apr 15, 2025
- State-registered IARs · 82 to 64Jan 24, 2025 to Apr 15, 2025
- Other offices · 40 to 56Jan 24, 2025 to Apr 15, 2025
- Discretionary RAUM · $373M to $482MJan 24, 2025 to Apr 15, 2025
- HNW RAUM · $43.8M to $66.5MJan 24, 2025 to Apr 15, 2025
- Individual RAUM · $344M to $417MJan 24, 2025 to Apr 15, 2025
- Non-discretionary RAUM · $22.0M to $7.7MJan 24, 2025 to Apr 15, 2025
- Pension RAUM · 746578.0 to unsetJan 24, 2025 to Apr 15, 2025
- RAUM · $395M to $490MJan 24, 2025 to Apr 15, 2025
- Wrap assets (manager) · $86.8M to $85.0MJan 24, 2025 to Apr 15, 2025
- Wrap assets (sponsor) · $86.8M to $85.0MJan 24, 2025 to Apr 15, 2025
- Accounts · 2,371 to 2,510Jan 2, 2024 to Mar 29, 2024
- Advisory employees · 57 to 67Jan 2, 2024 to Mar 29, 2024
Signals
60 dated events
- Danielle Leigh Delongchamp added a FL registration at Concorde Asset Management, LlcSep 17, 2026 · New state registration · fact
- John Timothy Ross left Concorde Asset Management, Llc for Signature Equity Partners, Llc (registered 2026-09-02)Aug 31, 2026 · Advisor changed firm · fact
- Robert Lee Thompson left Concorde Asset Management, Llc for Signature Equity Partners, Llc (registered 2026-09-01)Aug 31, 2026 · Advisor changed firm · fact
- 2 advisors left Concorde Asset Management, LLC (Ann Arbor, MI) for Signature Equity Partners, LLC on the same dayAug 31, 2026 · Team lift-out · derived
- Nicholas Loberg left Concorde Asset Management, Llc for Greystone Financial Group, Llc (registered 2026-04-24)Mar 20, 2026 · Advisor changed firm · fact
- Marc Anthony Haiar left Concorde Asset Management, Llc for Transamerica Financial Advisors, Llc (registered 2026-02-27)Feb 17, 2026 · Advisor changed firm · fact
- Bangerter Financial Services, Inc.'s advisors moved to Concorde Asset Management, LLC (Roseville, CA): 3 of 5 registered, on the same dayJan 6, 2026 · Firm absorbed (people side) · derived
- Scott P Reiber left Concorde Asset Management, Llc for Packerland Brokerage Services, Inc. (registered 2025-10-01)Oct 2, 2025 · Advisor changed firm · fact
- William Joseph O'Neill left Concorde Asset Management, Llc for Strategic Wealth Management Llc (registered 2025-08-26)Sep 26, 2025 · Advisor changed firm · fact
- Sean David Whalen left Concorde Asset Management, Llc for Strategic Wealth Management Llc (registered 2025-09-09)Sep 26, 2025 · Advisor changed firm · fact
- Jeffrey Lynn Bangerter no longer registered at Concorde Asset Management, Llc; no later IA registration on IAPDSep 26, 2025 · Advisor departure · fact
- Jacob Thomas Norlander left Concorde Asset Management, Llc for Osaic Wealth, Inc. (registered 2025-06-02)May 6, 2025 · Advisor changed firm · fact
- Concorde Asset Management, Llc reported 56 offices beyond its principal office, up from 40 (2025-01-24 to 2025-04-15)Apr 15, 2025 · Office count change · derived
- Concorde Asset Management, Llc reported 64 state-registered advisory representatives, down from 82 (2025-01-24 to 2025-04-15)Apr 15, 2025 · Advisor headcount change · derived
- Stephen T Glasgow left Concorde Asset Management, Llc for Quincy Wells Advisors, Llc (registered 2025-01-09)Dec 31, 2024 · Advisor changed firm · fact
- Clemont Lee Bevill left Concorde Asset Management, Llc for Quincy Wells Advisors, Llc (registered 2025-01-10)Dec 31, 2024 · Advisor changed firm · fact
- Bradley Andrew Katte left Concorde Asset Management, Llc for Imz Advisory Inc. (registered 2024-12-16)Nov 26, 2024 · Advisor changed firm · fact
- Keith Mcmurry (Chief Operating Officer) appeared on Schedule A of Concorde Asset Management, LlcOct 15, 2024 · Control person joined · fact
- Trevor Michael Endres left Concorde Asset Management, Llc for Fisher Investments (registered 2024-08-13)Jul 22, 2024 · Advisor changed firm · fact
- Robert Thatcher Tudor left Concorde Asset Management, Llc for Bangerter Financial Services, Inc. (registered 2024-03-21)Jun 27, 2024 · Advisor changed firm · fact
- Leigh Jennifer Stacey (Chief Compliance Officer) appeared on Schedule A of Concorde Asset Management, LlcMay 31, 2024 · Control person joined · fact
- Sarah Jane Kuhn left Concorde Asset Management, Llc for Lpl Financial Llc (registered 2024-05-21)May 16, 2024 · Advisor changed firm · fact
- Edward Lowell Hildebrand left Concorde Asset Management, Llc for Elevation Point Wealth Partners, Llc (registered 2024-09-06)Apr 23, 2024 · Advisor changed firm · fact
- Lowell Edward Hildebrand (Chief Compliance Officer) no longer on Schedule A of Concorde Asset Management, Llc (listed 2024-03-29, absent 2024-04-16)Apr 16, 2024 · Control person left · inference
- Elizabeth Kimberlee Levy (Chief Compliance Officer) no longer on Schedule A of Concorde Asset Management, Llc (listed 2023-12-26, absent 2024-01-02)Jan 2, 2024 · Control person left · inference
- Lowell Edward Hildebrand (Chief Compliance Officer) appeared on Schedule A of Concorde Asset Management, LlcJan 2, 2024 · Control person joined · fact
- Amy Jennifer Fosbenner left Concorde Asset Management, Llc for Dai Wealth, Llc (registered 2024-01-02)Dec 31, 2023 · Advisor changed firm · fact
- Johnny Borrelli left Concorde Asset Management, Llc for Realta Investment Advisors, Inc (registered 2023-11-30)Dec 1, 2023 · Advisor changed firm · fact
- Raymond Cripps De Witt left Concorde Asset Management, Llc for Bangerter Financial Services, Inc. (registered 2021-10-13)Nov 22, 2023 · Advisor changed firm · fact
- Herbert John Gakenheimer (Executive Vice President) appeared on Schedule A of Concorde Asset Management, LlcNov 9, 2023 · Control person joined · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/5403110reportedpublic record, Form ADV, Sep 18, 2026
- Website
- CONCORDEIS.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 248-824-6710reportedpublic record, Form ADV, Jul 24, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Broker-dealer affiliated wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $7.7Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026