RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
G•• M•••••• B••••••
- A••••••• F•••••••• A•••••••• L•• BD affiliated currentsince Dec 6, 2023 · Aiea, Hi
- J• W• C••• A•••••••• I••• BD affiliatedJan 23, 2013 to Dec 31, 2022 · Honolulu, Hi
- L•• F•••••••• L•• BD affiliatedSep 16, 2003 to Dec 31, 2012 · Honolulu, Hi
- E•••••••• A•••••••• L•• national BDNov 8, 2000 to Sep 11, 2003 · Honolulu, Hi
- J• W• C••• A•••••••• I••• to A••••••• F•••••••• A•••••••• L••left Dec 31, 2022, registered Dec 6, 2023 (340 days) · Affiliated broker-dealer or bank to another
- L•• F•••••••• L•• to J• W• C••• A•••••••• I•••left Dec 31, 2012, registered Jan 23, 2013 (23 days) · Other
- E•••••••• A•••••••• L•• to L•• F•••••••• L••left Sep 11, 2003, registered Sep 16, 2003 (5 days) · Other
- G•• M•••••• B•••••• left J• W• C••• A•••••••• I••• for A••••••• F•••••••• A•••••••• L•• (registered 2023-12-06)Dec 31, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 37derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address