RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D••• A••••• B•••
- O•••• W•••••• I••• BD affiliated currentsince Aug 25, 2023 · Daytona Beach Shores , Fl
- S•• BD affiliatedDec 5, 2013 to Aug 25, 2023 · Shelby Twp, Mi
- B• R•••• W••••• M••••••••• formerSep 28, 2010 to Dec 6, 2013 · Birmingham, Mi
- U•• F•••••••• S••••••• I••• wirehouseJul 13, 2000 to May 10, 2004 · Akron, Oh
- S•• to O•••• W•••••• I•••left Aug 25, 2023, registered Aug 25, 2023 (0 days) · Affiliated broker-dealer or bank to another
- B• R•••• W••••• M••••••••• to S••left Dec 6, 2013, registered Dec 5, 2013 (-1 days) · Other
- U•• F•••••••• S••••••• I••• to B• R•••• W••••• M•••••••••left May 10, 2004, registered Sep 28, 2010 (2332 days) · Other
- D••• A••••• B••• left Spc for O•••• W•••••• I••• (registered 2023-08-25)Aug 25, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 42derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address