DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Gary Jesse Deardorff

Osaic Wealth, Inc.BD affiliatedPeoria, Azdual registrantIAPD 1216674

Certified Financial Planner

Feed of 09/14/2026

Also filed as Gary Jesse Deardorff

At current firm

2 y

since Aug 8, 2024

In the industry

33 y

since Mar 4, 1993 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Osaic Wealth, Inc. BD affiliated current
since Aug 8, 2024 · Peoria, Az
Cetera Investment Advisers LLC BD affiliated
Nov 22, 2023 to Aug 13, 2024 · Peoria, Az
Woodbury Financial Services, Inc. former
Oct 17, 2017 to Nov 27, 2023 · Peoria, Az
National Planning Corporation ("Npc Of America" In Fl & Ny) former
Jun 1, 2012 to Oct 19, 2017 · Glendale, Az
Next Financial Group, Inc. former
Jun 14, 2007 to Jun 4, 2012 · Glendale, Az
LPL Financial LLC BD affiliated
Mar 3, 2000 to Jun 14, 2007 · Glendale, Az

Moves

a registration end followed by a registration begin elsewhere

Cetera Investment Advisers LLC to Osaic Wealth, Inc.
left Aug 13, 2024, registered Aug 8, 2024 (-5 days) · Affiliated broker-dealer or bank to another · moved with a team
Woodbury Financial Services, Inc. to Cetera Investment Advisers LLC
left Nov 27, 2023, registered Nov 22, 2023 (-5 days) · Affiliated broker-dealer or bank to another
National Planning Corporation ("Npc Of America" In Fl & Ny) to Woodbury Financial Services, Inc.
left Oct 19, 2017, registered Oct 17, 2017 (-2 days) · Other · moved with a team
Next Financial Group, Inc. to National Planning Corporation ("Npc Of America" In Fl & Ny)
left Jun 4, 2012, registered Jun 1, 2012 (-3 days) · Other
LPL Financial LLC to Next Financial Group, Inc.
left Jun 14, 2007, registered Jun 14, 2007 (0 days) · Other

Signals

Gary Jesse Deardorff left Cetera Investment Advisers Llc for Osaic Wealth, Inc. (registered 2024-08-08)
Aug 13, 2024 · Advisor changed firm · fact
Gary Jesse Deardorff left Woodbury Financial Services, Inc. for Cetera Investment Advisers Llc (registered 2023-11-22)
Nov 27, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 33derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address