DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
B••••••• P•••••••• L••
Latest filing Mar 13, 2026
First filing on the tape Jun 25, 2019 · 12 filings
SEC status approved since Aug 8, 2019
RAUM
$134M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$134M individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$134M
derived; firm RAUM over IAPD count
Employees
1
1 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
12 filings and snapshots on the tape
RAUM$134M as of Mar 13, 2026
Mar 4, 2020$131M then
HNW client RAUM$129M as of Mar 13, 2026
Mar 4, 2020$122M then
State-registered IARs (5.B.3)1 as of Mar 13, 2026
Mar 4, 20202 then
Employees (5.A)1 as of Mar 13, 2026
Mar 4, 20202 then
Private funds: no history
RAUM +8.5% over the last fiscal year+8.8% a year over threeIARs 1 to 1
Practice profile
derived from the filing of Mar 13, 2026; every figure names its basis
Archetypes, each a printed rule
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $134MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 86derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.7MderivedHNW RAUM over HNW clients
- Average account
- $1.6MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 0.5derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +8.5%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +3.6%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- portfolio management for individualsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$129M96%
- Individuals$5.1M3.8%
- Individual clients
- 11reported
- HNW clients
- 75reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 84reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| G•••• E••••• R•••••••Certified Financial Planner, Chartered Financial Analyst | Occoquan, Va | Sep 16, 2019 | 42 y | 4 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- G•••• E••••• R••••••• from S•••• W••••• M••••••••• L••Sep 16, 2019 · Affiliated broker-dealer or bank to a newly registered adviser
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- R•••••••• G••••• E••••• · Chief Compliance Officer, Managing Membercontrolsince 09/2019 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
- , 1 employees
What changed
consecutive filings, newest first
- Accounts · 83 to 84Sep 19, 2025 to Mar 13, 2026
- HNW clients · 71 to 75Sep 19, 2025 to Mar 13, 2026
- Individual clients · 12 to 11Sep 19, 2025 to Mar 13, 2026
- Discretionary RAUM · $124M to $134MSep 19, 2025 to Mar 13, 2026
- HNW RAUM · $120M to $129MSep 19, 2025 to Mar 13, 2026
- Individual RAUM · $3.6M to $5.1MSep 19, 2025 to Mar 13, 2026
- RAUM · $124M to $134MSep 19, 2025 to Mar 13, 2026
- Financial planning clients · 0 to 0Mar 24, 2025 to Sep 19, 2025
- Accounts · 82 to 83Mar 28, 2024 to Mar 24, 2025
- HNW clients · 66 to 71Mar 28, 2024 to Mar 24, 2025
- Individual clients · 16 to 12Mar 28, 2024 to Mar 24, 2025
- Discretionary RAUM · $111M to $124MMar 28, 2024 to Mar 24, 2025
- HNW RAUM · $108M to $120MMar 28, 2024 to Mar 24, 2025
- Individual RAUM · $3.7M to $3.6MMar 28, 2024 to Mar 24, 2025
- RAUM · $111M to $124MMar 28, 2024 to Mar 24, 2025
- Accounts · 79 to 82Mar 31, 2023 to Mar 28, 2024
- Individual clients · 13 to 16Mar 31, 2023 to Mar 28, 2024
- Discretionary RAUM · $104M to $111MMar 31, 2023 to Mar 28, 2024
- HNW RAUM · $101M to $108MMar 31, 2023 to Mar 28, 2024
- Individual RAUM · $3.2M to $3.7MMar 31, 2023 to Mar 28, 2024
- RAUM · $104M to $111MMar 31, 2023 to Mar 28, 2024
- Advisory employees · 2 to 1Mar 31, 2022 to Mar 31, 2023
- HNW clients · 68 to 66Mar 31, 2022 to Mar 31, 2023
- Individual clients · 10 to 13Mar 31, 2022 to Mar 31, 2023
- Employees · 2 to 1Mar 31, 2022 to Mar 31, 2023
- State-registered IARs · 2 to 1Mar 31, 2022 to Mar 31, 2023
- Other offices · 0 to 1Mar 31, 2022 to Mar 31, 2023
- Discretionary RAUM · $108M to $104MMar 31, 2022 to Mar 31, 2023
- HNW RAUM · $104M to $101MMar 31, 2022 to Mar 31, 2023
- Individual RAUM · $2.3M to $3.2MMar 31, 2022 to Mar 31, 2023
- Pension RAUM · 1529190.0 to unsetMar 31, 2022 to Mar 31, 2023
- RAUM · $108M to $104MMar 31, 2022 to Mar 31, 2023
- Accounts · 80 to 79Feb 12, 2021 to Mar 31, 2022
- HNW clients · 65 to 68Feb 12, 2021 to Mar 31, 2022
- Individual clients · 12 to 10Feb 12, 2021 to Mar 31, 2022
- Discretionary RAUM · $106M to $108MFeb 12, 2021 to Mar 31, 2022
- HNW RAUM · $96.6M to $104MFeb 12, 2021 to Mar 31, 2022
- Individual RAUM · $4.0M to $2.3MFeb 12, 2021 to Mar 31, 2022
- Pension RAUM · $3.0M to $1.5MFeb 12, 2021 to Mar 31, 2022
- RAUM · $106M to $108MFeb 12, 2021 to Mar 31, 2022
Signals
3 dated events
- J•••••• J••••• G•••• (Member, Cco) no longer on Schedule A of B••••••• P•••••••• L•• (listed 2019-06-25, absent 2019-09-16)Sep 16, 2019 · Control person left · inference
- Edward Glenn Ryhanych (Chief Compliance Officer, Managing Member) appeared on Schedule A of B••••••• P•••••••• L••Sep 16, 2019 · Control person joined · fact
- L•••• L•• P•••••••• L•• filed its initial SEC registration (Form ADV)Jun 25, 2019 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Principal office phone
- 703-407-1834reportedpublic record, Form ADV, Mar 13, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $134Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026