RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
T••• F••••••• B••••
- W•••• F•••• A••••••• wirehouse currentsince Nov 19, 2013 · Barrington, Il
- M•••••• F•••••••• I••••••••• M••••••••• I••• mixed wealthJun 8, 2010 to Dec 2, 2013 · Chicago, Il
- M•••••• F••••••••• I••• unclassifiedNov 7, 2001 to Jun 9, 2010 · Chicago, Il
- M•••••• F•••••••• I••••••••• M••••••••• I••• to W•••• F•••• A•••••••left Dec 2, 2013, registered Nov 19, 2013 (-13 days) · Other
- M•••••• F••••••••• I••• to M•••••• F•••••••• I••••••••• M••••••••• I•••left Jun 9, 2010, registered Jun 8, 2010 (-1 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 42derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address