R••••• J•••• M••••

• L•• F•••••••• L•• BD affiliated current
  since Jul 30, 2019 · Saint Joseph, Mi
• S•••••••• F••••••••• I••• former
  Aug 28, 2012 to Aug 1, 2019 · Scottsdale, Az
• N••• F•••••••• G••••• I••• former
  Nov 12, 2004 to Aug 27, 2012 · Stevensville, Mi
• R•••••• J•••• F•••••••• S•••••••• I••• unclassified
  Apr 29, 1999 to Nov 17, 2004 · Saint Joseph, In

• S•••••••• F••••••••• I••• to L•• F•••••••• L••
  left Aug 1, 2019, registered Jul 30, 2019 (-2 days) · Affiliated broker-dealer or bank to independent RIA
• N••• F•••••••• G••••• I••• to S•••••••• F••••••••• I•••
  left Aug 27, 2012, registered Aug 28, 2012 (1 days) · Other
• R•••••• J•••• F•••••••• S•••••••• I••• to N••• F•••••••• G••••• I•••
  left Nov 17, 2004, registered Nov 12, 2004 (-5 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

42derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address