RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D••• W•••••• Y••••
- B•• F•••••••• S•••••••• state registered currentsince Jan 8, 2024 · Nixa, Mo
- M••••• G••••• A••••••• I••• independent RIAJul 1, 2022 to Jan 4, 2024 · Springfield, Mo
- H•• A•••••••• I•• formerDec 4, 1996 to Sep 26, 2022 · Springfield, Mo
- M••••• G••••• A••••••• I••• to B•• F•••••••• S••••••••left Jan 4, 2024, registered Jan 8, 2024 (4 days) · RIA to a state-registered adviser
- H•• A•••••••• I•• to M••••• G••••• A••••••• I•••left Sep 26, 2022, registered Jul 1, 2022 (-87 days) · RIA to RIA · moved with a team
- D••• W•••••• Y•••• left M••••• G••••• A••••••• I••• for B•• F•••••••• S•••••••• (registered 2024-01-08)Jan 4, 2024 · Advisor changed firm · fact
- D••• W•••••• Y•••• left H•• A•••••••• I•• for M••••• G••••• A••••••• I••• (registered 2022-07-01)Sep 26, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 42derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address