DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Creativeone Securities, LLC
Latest filing Sep 10, 2026
First filing on the tape May 29, 2013 · 50 filings
SEC status approved since Jun 5, 2013
RAUM
$2.5B
reported, Item 5.F
Discretionary
96%
of RAUM
Private clients
89%
$2.3B individuals and HNW
Advisors
127
registered through the firm on IAPD
RAUM per advisor
$20.0M
derived; firm RAUM over IAPD count
Employees
196
123 advisory (5.B.1)
Offices
125
beyond the principal office
Private funds
0
reported on Schedule D
History
50 filings and snapshots on the tape
RAUM$2.5B as of May 28, 2026
Mar 24, 2014$115M then
HNW client RAUM$631M as of May 28, 2026
Mar 31, 2018$299M then
State-registered IARs (5.B.3)123 as of May 28, 2026
Mar 24, 201461 then
Employees (5.A)196 as of May 28, 2026
Mar 24, 201498 then
Private funds: no history
RAUM +20% over the last fiscal year+14% a year over threeIARs 131 to 123
Practice profile
derived from the filing of Sep 10, 2026; every figure names its basis
Archetypes, each a printed rule
- Broker-dealer affiliated · Item 7.A.1 (broker-dealer affiliate) and at least 50 registered representatives (Item 5.B.2), or the adviser is itself a broker-dealer (6.A.1)
- Mass-affluent RIA · private-client share at least 50 percent, non-HNW individuals at least 60 percent of private-client RAUM
- Wrap program sponsor · sponsors a wrap fee program (5.I) with at least $100M of wrap assets
- RAUM per advisor
- $20.0MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 97derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.0MderivedHNW RAUM over HNW clients
- Average account
- $203,539derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 96%derivedof RAUM
- Institutional
- 4.7%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.5derivedItem 5.A over advisors
- Advisors per office
- 1.0derived126 offices incl. principal (1.F.5)
- RAUM growth, one year
- +20%derivedbetween the last two annual amendments
- Advisor growth, one year
- -6.1%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +9.9%derived
- Compensation
- percentage of assets, hourlyreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, selection of other advisersreportedItem 5.G
- Wrap fee program
- $2.4BreportedItem 5.I
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is a broker-dealer (6.A.1)
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Individuals$1.6B64%
- High-net-worth individuals$631M25%
- Corporations and businesses$152M6.0%
- Pension and profit-sharing plans$120M4.7%
- Individual clients
- 12,052reported
- HNW clients
- 310reported
- Pension plan clients
- 59reported
- Charitable clients
- n/areported
- Accounts
- 12,485reported
- Financial planning clients
- 11-25reported
- Wrap fee programs
- $2.4B sponsored, $0 managedreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, hourlyreported
- Class basis
- private_client_share=0.89 fund_share=0.0 institutional_share=0.05 related_bd=true related_bank=false bd_reps=117.0derived
Advisors registered through the firm
127 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Allison Danelle Ryan | Overland Park, Ks | Feb 22, 2011 | 21 y | 1 |
| Linda Lee Patterson | Overland Park, Ks | Feb 22, 2011 | 22 y | 1 |
| Francisco Chuck MartinezCertified Financial Planner | Bethesda, Md | Apr 13, 2011 | 18 y | 3 |
| Lance Robin Monk | Gautier, Ms | Apr 27, 2011 | 33 y | 2 |
| Kirt W Carstens | Arnolds Park, Ia | May 5, 2011 | 34 y | 1 |
| Mark Ronald RobertsChartered Financial Consultant | Clearwater, Fl | Aug 4, 2011 | 30 y | 4 |
| Eric Lee Davis | Jefferson City, Mo | Sep 30, 2011 | 23 y | 2 |
| Steven Charles Scaletty | Lawrence, Ks | Oct 5, 2011 | 36 y | 2 |
| John Michael Dombroski | Overland Park, Ks | Jan 26, 2012 | 22 y | 2 |
| Larry Tyrone Jenkins | Overland Park, Ks | May 17, 2012 | 31 y | 1 |
| Jeremy Steven Askren | Wichita, Ks | Jun 27, 2012 | 26 y | 3 |
| Forrest Wayne CookCertified Financial Planner, Chartered Financial Consultant | Overland Park, Ks | Jun 29, 2012 | 36 y | 2 |
| Christopher Kurt Lutzel | Overland Park, Ks | Nov 5, 2012 | 30 y | 4 |
| Joel Mutuku | Overland Park, Ks | Nov 13, 2012 | 17 y | 1 |
| Michael Lynn KloberdanzChartered Financial Consultant | Overland Park, Ks | Jan 3, 2013 | 28 y | 0 |
| Travis Robert Ford | Costa Mesa, Ca | Mar 4, 2013 | 13 y | 0 |
| Brady Douglas Bellue | Green Bay, Wi | May 20, 2013 | 26 y | 1 |
| Peter Andrew Hermes | Green Bay, Wi | May 22, 2013 | 24 y | 1 |
| David William Raetz | Overland Park, Ks | Sep 28, 2013 | 16 y | 0 |
| Dennis James Mattern | Overland Park, Ks | Mar 31, 2014 | 26 y | 1 |
| Richard Scott Robinson | New Carlisle, In | Apr 16, 2014 | 29 y | 2 |
| Jamie Alan Wilbers | Jefferson City, Mo | Nov 18, 2014 | 12 y | 0 |
| Kelly Crisci | Langhorne, Pa | Dec 3, 2014 | 16 y | 0 |
| Stephen Eugene Henson | Champaign, Il | Jan 8, 2015 | 26 y | 3 |
| Donald Neal Sullivan | Jacksonville, Fl | Jan 13, 2015 | 37 y | 1 |
| Robert Alan Nutter | Overland Park, Ks | Jan 20, 2015 | 42 y | 2 |
| Timothy Lovell Phares | Overland Park, Ks | Jan 28, 2015 | 32 y | 3 |
| Eric Lee SteeleCertified Financial Planner | Greenville, Sc | Aug 4, 2015 | 27 y | 5 |
| Brannon Boyce Wilds | Manhattan, Ks | Aug 27, 2015 | 20 y | 1 |
| Thomas Allen Strandell | St Joseph, Mo | Sep 25, 2015 | 26 y | 0 |
| Karin Melinda Botelho | Overland Park, Ks | Oct 2, 2015 | 11 y | 0 |
| Zachary Taylor Schoene | Overland Park, Ks | Nov 6, 2015 | 14 y | 0 |
| Jason Ross Lund | Overland Park, Ks | Dec 2, 2015 | 35 y | 0 |
| Mark John McgaurnCertified Financial Planner | Thorofare, Nj | Jan 13, 2016 | 18 y | 2 |
| Michael Howard AxelrodCertified Financial Planner, Chartered Financial Analyst | Overland Park, Ks | Mar 8, 2016 | 32 y | 3 |
| William Melvin ThomasChartered Financial Consultant | Overland Park, Ks | Mar 8, 2016 | 37 y | 3 |
| Eric Jason Judy | Livingston, Tx | Apr 13, 2016 | 17 y | 2 |
| John Robert Manry | Overland Park, Ks | Jun 2, 2016 | 44 y | 0 |
| Thomas W Plemmons | Overland Park, Ks | Aug 18, 2016 | 15 y | 2 |
| Brian William PacenCertified Financial Planner | Owings Mills, Md | Oct 12, 2016 | 16 y | 4 |
Advisor movement
4 left, 7 joined in 12 months
net +3 in 12 months1 left in 90 days1 joined in 90 daysdeparture rate 3.1% of current headcount12 left over 36 months
Left, latest
- Josh Neil Christian to SavvyAug 24, 2026 · Affiliated broker-dealer or bank to independent RIA
- Thomas Erwin Munker to Stirlingshire InvestmentsDec 16, 2025 · Affiliated broker-dealer or bank to independent RIA
- Harry Tuller Johnson to Packerland Brokerage Services, Inc.Dec 4, 2025 · Affiliated broker-dealer or bank to independent RIA
- Bradley Alan Binkley to Biy Financial, LLCOct 6, 2025 · Affiliated broker-dealer or bank to a state-registered adviser
- William Lawrence Curry to Delaware Advisory Group, Inc.Dec 31, 2024 · Affiliated broker-dealer or bank to a state-registered adviser
- Chad Eric Lewis to LPL Enterprise, LLCDec 12, 2024 · Affiliated broker-dealer or bank to a newly registered adviser
- Andrew Keith Mcgill to Maxus Wealth Management LLCJun 3, 2024 · Affiliated broker-dealer or bank to a state-registered adviser
- Steven Jay Puckett to Integrity Advisory SolutionsMar 13, 2024 · Affiliated broker-dealer or bank to independent RIA
- Jesse Perry Black to Integrity Advisory SolutionsMar 6, 2024 · Affiliated broker-dealer or bank to independent RIA
- Michael Allen Lee to Gibbs Wealth Management, LLCJan 11, 2024 · Affiliated broker-dealer or bank to independent RIA
- Lawrence Rembert Mickle to Kingsview Wealth Management, LLCNov 2, 2023 · Affiliated broker-dealer or bank to independent RIA
- James Porter Rankin to Modern Wealth Management, LLCOct 9, 2023 · Affiliated broker-dealer or bank to independent RIA
- Mark Radley Emberton to Pruco Securities, LLCMay 2, 2023 · Affiliated broker-dealer or bank to another
- Mark Charles Dimaria to Winnacle Wealth, LLCDec 31, 2022 · Affiliated broker-dealer or bank to independent RIA
- Enrico Giovanni Cacciapuoti to Park Avenue Securities LLCDec 31, 2022 · Affiliated broker-dealer or bank to another
Joined, latest
- Eric Evan Everson from Integrity Alliance, LLCAug 27, 2026 · RIA to affiliated broker-dealer or bank
- Madeline Nicole Key from Ae Wealth Management, LLCApr 22, 2026 · Affiliated broker-dealer or bank to another
- James Edmond Clements from Cwm, LLCApr 20, 2026 · Affiliated broker-dealer or bank to another
- Brandon A Jew from Raymond James & Associates, Inc.Mar 23, 2026 · Affiliated broker-dealer or bank to another
- Tancuong Trandai from Integrity Alliance, LLCFeb 13, 2026 · Affiliated broker-dealer or bank to another
- Angie D Trandai from Integrity Alliance, LLCFeb 13, 2026 · Affiliated broker-dealer or bank to another
- Glen Jay Barber from Cape Investment Advisory, Inc.Nov 8, 2025 · RIA to affiliated broker-dealer or bank
- Josh Neil Christian from Edward JonesApr 4, 2025 · Affiliated broker-dealer or bank to another
- Antonio Thomas Savarese from Osaic Wealth, Inc.Mar 10, 2025 · Affiliated broker-dealer or bank to another
- James Daniel Rasberry from Ameritas Advisory ServicesJan 3, 2025 · Other
- Aaron Kenneth Wheeler from Country Trust BankJan 2, 2025 · Other
- Shanon Grundland from Sunset Financial Services, Inc.Jan 1, 2025 · Other
- Matthew Ray Bott from National Planning Corporation ("Npc Of America" In Fl & Ny)Jan 1, 2025 · Other
- Douglas Stephen Drelich from Investment Advisors CorpDec 5, 2024 · Other
- William Campbell Monroe III from Cape Investment Advisory, Inc.Dec 4, 2024 · RIA to affiliated broker-dealer or bank
Teams: two or more advisors moving together within fourteen days, from one state
- 2 joined from Integrity Alliance, LLCFeb 18, 2026 · Urbandale, Ia
- 2 joined from Signator Investors, Inc.Oct 31, 2018 · Mount Pleasant, Sc
- 2 joined from Kestra Advisory Services, LLCAug 16, 2018 · Austin, Tx
- 2 joined from Independent Financial PartnersDec 31, 2015 · Marlton, Nj
- 2 joined from Vestech Securities, Inc.Jan 12, 2015 · St Louis, Mo
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Jeffrey Neal Eisenhauer · President And Ceo, Cco, Coocontrolsince 04/2017 · owns less than 5%
- Chang Shin · Ccocontrolsince 05/2026 · owns less than 5%
- Michael Richard Tripses · Directorcontrolsince 12/2009 · owns less than 5%
- Michael Richard Tripses · Shareholdercontrolsince 09/2013 · owns 50% to 75% of Cm2 Holding Company, Inc.
- Susan Ann Hayes · Finopsince 03/2017 · owns less than 5%
Entity owners
- Creative One Marketing Corporation · Sole Memberdirect · owns 75% or more
- Cm2 Holding Company, Inc. · Shareholderindirect · owns 75% or more of Creative One Marketing Corporation
Related persons
Schedule D 7.A
- Creative One Marketing Corporationreal estatey
- Creativeone Wealth, LLCinvestment advisernRAUM $6.3B
Advisers that list Creativeone Securities, LLC as a related person
- 281213 n
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Overland Park, Ks · principal | 127 | 11 | 1 | ||
| Topeka, Ks | 8 | 1 | 0 | ||
| Jefferson City, Mo | 8 | 1 | 1 | ||
| Wichita, Ks | 6 | 0 | 0 | ||
| Owings Mills, Md | 6 | 2 | 0 | ||
| Green Bay, Wi | 4 | 0 | 0 | ||
| Wisconsin Dells, Wi | 4 | 0 | 0 | ||
| Laurel, Ms | 3 | 0 | 0 | ||
| Sarasota, Fl | 3 | 0 | 0 | ||
| Chanhassen, Mn | 3 | 0 | 0 | ||
| Greenwood Village, Co | 3 | 0 | 0 | ||
| St Augustine, Fl | 3 | 0 | 0 | ||
| Fleming Island, Fl | 3 | 0 | 0 | ||
| Appleton, Wi | 3 | 0 | 0 | ||
| Jacksonville, Fl | 3 | 0 | 0 | ||
| Anaheim, Ca | 2 | 0 | 0 | ||
| Aurora, Co | 2 | 0 | 0 | ||
| Bristow, Ok | 2 | 0 | 0 | ||
| Champaign, Il | 2 | 0 | 0 | ||
| Greenville, Sc | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Jefferson City, MO5 employees
- Overland Park, KS4 employees
- Scottsdale, AZ3 employees
- Green Bay, WI3 employees
- Overland Park, KS2 employees
- Owings Mills, MD2 employees
- Jacksonville, FL2 employees
- Laurel, MS2 employees
- Knoxville, TN1 employees
- Bethesda, MD1 employees
- Chanhassen, MN1 employees
- Summerville, SC1 employees
- Topeka, KS1 employees
- Cincinnati, OH1 employees
- Dingmans Ferry, PA1 employees
- Exton, PA1 employees
- Clive, IA1 employees
- La Crosse, WI1 employees
- Wichita, KS1 employees
- Temecula, CA1 employees
- Manhattan, KS1 employees
- Colorado Springs, CO1 employees
- Ranroul, IL1 employees
- Witchita, KS1 employees
- Thorofare, NJ1 employees
ADV anomalies
3 against comparable advisers; where to look, not conclusions
- control person changedChange between filings · filing Sep 10, 2026SHIN, CHANG (CCO) appeared on Schedule A between the filings of 2017-04-26 and 2026-09-10peers: affiliated wealth managers, $1B to $5B (56)
- control person changedChange between filings · filing Sep 10, 2026TRIPSES, MICHAEL RICHARD (DIRECTOR) left Schedule A between the filings of 2017-04-26 and 2026-09-10peers: affiliated wealth managers, $1B to $5B (56)
- control person changedChange between filings · filing Sep 10, 2026EISENHAUER, JEFFREY NEAL (PRESIDENT AND CEO, CCO, COO) left Schedule A between the filings of 2017-04-26 and 2026-09-10peers: affiliated wealth managers, $1B to $5B (56)
What changed
consecutive filings, newest first
- Financial planning clients · 11-25 to 11-25May 28, 2026 to Sep 10, 2026
- Succession · false to unsetMay 28, 2026 to Sep 10, 2026
- Accounts · 11,317 to 12,485Mar 17, 2025 to Mar 31, 2026
- Advisory employees · 131 to 123Mar 17, 2025 to Mar 31, 2026
- BD registered reps · 123 to 117Mar 17, 2025 to Mar 31, 2026
- Corporate clients · 58 to 64Mar 17, 2025 to Mar 31, 2026
- HNW clients · 282 to 310Mar 17, 2025 to Mar 31, 2026
- Individual clients · 10,966 to 12,052Mar 17, 2025 to Mar 31, 2026
- Pension plan clients · 11 to 59Mar 17, 2025 to Mar 31, 2026
- Employees · 199 to 196Mar 17, 2025 to Mar 31, 2026
- Insurance-licensed employees · 2 to 6Mar 17, 2025 to Mar 31, 2026
- Financial planning clients · 26-50 to 11-25Mar 17, 2025 to Mar 31, 2026
- State-registered IARs · 131 to 123Mar 17, 2025 to Mar 31, 2026
- Discretionary RAUM · $2.0B to $2.4BMar 17, 2025 to Mar 31, 2026
- HNW RAUM · $527M to $631MMar 17, 2025 to Mar 31, 2026
- Individual RAUM · $1.5B to $1.6BMar 17, 2025 to Mar 31, 2026
- Non-discretionary RAUM · $103M to $114MMar 17, 2025 to Mar 31, 2026
- Pension RAUM · $5.3M to $120MMar 17, 2025 to Mar 31, 2026
- RAUM · $2.1B to $2.5BMar 17, 2025 to Mar 31, 2026
- Wrap assets (sponsor) · $2.0B to $2.4BMar 17, 2025 to Mar 31, 2026
- Accounts · 22,082 to 11,317Oct 29, 2024 to Mar 17, 2025
- Advisory employees · 123 to 131Oct 29, 2024 to Mar 17, 2025
- BD registered reps · 117 to 123Oct 29, 2024 to Mar 17, 2025
- Corporate clients · 12 to 58Oct 29, 2024 to Mar 17, 2025
- HNW clients · 3,669 to 282Oct 29, 2024 to Mar 17, 2025
- Individual clients · 18,341 to 10,966Oct 29, 2024 to Mar 17, 2025
- Pension plan clients · 13 to 11Oct 29, 2024 to Mar 17, 2025
- Employees · 186 to 199Oct 29, 2024 to Mar 17, 2025
- Insurance-licensed employees · 1 to 2Oct 29, 2024 to Mar 17, 2025
- Financial planning clients · 26-50 to 26-50Oct 29, 2024 to Mar 17, 2025
- State-registered IARs · 123 to 131Oct 29, 2024 to Mar 17, 2025
- Discretionary RAUM · $1.6B to $2.0BOct 29, 2024 to Mar 17, 2025
- HNW RAUM · $803M to $527MOct 29, 2024 to Mar 17, 2025
- Individual RAUM · $877M to $1.5BOct 29, 2024 to Mar 17, 2025
- Non-discretionary RAUM · $86.8M to $103MOct 29, 2024 to Mar 17, 2025
- Pension RAUM · $5.2M to $5.3MOct 29, 2024 to Mar 17, 2025
- RAUM · $1.7B to $2.1BOct 29, 2024 to Mar 17, 2025
- Wrap assets (sponsor) · $1.6B to $2.0BOct 29, 2024 to Mar 17, 2025
- Accounts · 20,986 to 22,082Mar 23, 2023 to Mar 15, 2024
- Advisory employees · 118 to 123Mar 23, 2023 to Mar 15, 2024
Signals
31 dated events
- Eric Lee Davis added a CA registration at Creativeone Securities, LlcSep 16, 2026 · New state registration · fact
- Travis Robert Ford added a CA registration at Creativeone Securities, LlcSep 16, 2026 · New state registration · fact
- Josh Neil Christian left Creativeone Securities, Llc for Savvy (registered 2026-09-01)Aug 24, 2026 · Advisor changed firm · fact
- 2 advisors left Integrity Alliance, LLC (Urbandale, IA) for Creativeone Securities, LLC on the same dayFeb 18, 2026 · Team lift-out · derived
- Thomas Erwin Munker left Creativeone Securities, Llc for Stirlingshire Investments (registered 2025-12-17)Dec 16, 2025 · Advisor changed firm · fact
- Harry Tuller Johnson left Creativeone Securities, Llc for Packerland Brokerage Services, Inc. (registered 2025-12-04)Dec 4, 2025 · Advisor changed firm · fact
- Bradley Alan Binkley left Creativeone Securities, Llc for Biy Financial, Llc (registered 2025-10-23)Oct 6, 2025 · Advisor changed firm · fact
- William Lawrence Curry left Creativeone Securities, Llc for Delaware Advisory Group, Inc. (registered 2025-05-20)Dec 31, 2024 · Advisor changed firm · fact
- Chad Eric Lewis left Creativeone Securities, Llc for Lpl Enterprise, Llc (registered 2024-12-13)Dec 12, 2024 · Advisor changed firm · fact
- Andrew Keith Mcgill left Creativeone Securities, Llc for Maxus Wealth Management Llc (registered 2024-12-03)Jun 3, 2024 · Advisor changed firm · fact
- Sandra Kay Monical (Coo) no longer on Schedule A of Creativeone Securities, Llc (listed 2023-03-23, absent 2024-03-15)Mar 15, 2024 · Control person left · inference
- Steven Jay Puckett left Creativeone Securities, Llc for Integrity Advisory Solutions (registered 2024-03-13)Mar 13, 2024 · Advisor changed firm · fact
- Jesse Perry Black left Creativeone Securities, Llc for Integrity Advisory Solutions (registered 2024-03-04)Mar 6, 2024 · Advisor changed firm · fact
- Michael Allen Lee left Creativeone Securities, Llc for Gibbs Wealth Management, Llc (registered 2024-01-08)Jan 11, 2024 · Advisor changed firm · fact
- Lawrence Rembert Mickle left Creativeone Securities, Llc for Kingsview Wealth Management, Llc (registered 2023-11-01)Nov 2, 2023 · Advisor changed firm · fact
- James Porter Rankin left Creativeone Securities, Llc for Modern Wealth Management, Llc (registered 2023-11-10)Oct 9, 2023 · Advisor changed firm · fact
- Mark Radley Emberton left Creativeone Securities, Llc for Pruco Securities, Llc (registered 2023-05-04)May 2, 2023 · Advisor changed firm · fact
- Enrico Giovanni Cacciapuoti left Creativeone Securities, Llc for Park Avenue Securities Llc (registered 2023-03-30)Dec 31, 2022 · Advisor changed firm · fact
- Mark Charles Dimaria left Creativeone Securities, Llc for Winnacle Wealth, Llc (registered 2024-12-24)Dec 31, 2022 · Advisor changed firm · fact
- Anthony Pagano left Creativeone Securities, Llc for Joseph P. Lucia & Associates, Llc (registered 2023-03-27)Nov 1, 2022 · Advisor changed firm · fact
- Michael H Miller left Creativeone Securities, Llc for Creativeone Wealth, Llc (registered 2022-06-30)Jun 30, 2022 · Advisor changed firm · fact
- Philip Brown left Creativeone Securities, Llc for Fidelity Personal And Workplace Advisors (registered 2022-08-30)Jun 16, 2022 · Advisor changed firm · fact
- Amy Marie Roberts left Creativeone Securities, Llc for Simplicity Wealth (registered 2025-09-30)May 17, 2022 · Advisor changed firm · fact
- Steven Michael Milligan left Creativeone Securities, Llc for Lpl Financial Llc (registered 2022-04-29)May 4, 2022 · Advisor changed firm · fact
- Creativeone Securities, Llc reported RAUM $1.5B, up 30% from $1.2B (2021-12-15 to 2022-03-31)Mar 31, 2022 · RAUM change · derived
- Wayburn Allen Costellow left Creativeone Securities, Llc for Magnolia Wealth Management Llc (registered 2022-01-06)Jan 3, 2022 · Advisor changed firm · fact
- Creativeone Securities, Llc reported RAUM $1.2B, up 26% from $919.7M (2020-06-30 to 2021-03-31)Mar 31, 2021 · RAUM change · derived
- Creativeone Securities, Llc reported 125 offices beyond its principal office, up from 108 (2019-03-29 to 2020-06-30)Jun 30, 2020 · Office count change · derived
- Creativeone Securities, Llc reported RAUM $860.4M, up 48% from $582.0M (2018-05-30 to 2019-03-29)Mar 29, 2019 · RAUM change · derived
- Creativeone Securities, Llc reported RAUM $582.0M, up 76% from $331.2M (2018-03-26 to 2018-03-31)Mar 31, 2018 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
- Creative One Securities, LLC · Venture Capitalshared crd · org
How to reach
public business contact points only, each with its source
- Business phone
- 555-555-5555reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 888-909-9399reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 913-814-0512reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- LINKEDIN.COM/COMPANY/CREATIVE-ONE-SECURITIES-LLCreportedpublic record, Form ADV, Sep 17, 2026
- Website
- CREATIVEONESECURITIES.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 913-814-6097reportedpublic record, Form ADV, Sep 10, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Broker-dealer affiliated wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $20.0Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026