DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Mariner Independent
Legal name Mariner Platform Solutions, LLC
Latest filing Aug 13, 2026
First filing on the tape Aug 14, 2019 · 51 filings
SEC status approved since Sep 12, 2019
RAUM
$7.3B
reported, Item 5.F
Discretionary
90%
of RAUM
Private clients
96%
$7.1B individuals and HNW
Advisors
120
registered through the firm on IAPD
RAUM per advisor
$61.2M
derived; firm RAUM over IAPD count
Employees
161
106 advisory (5.B.1)
Offices
55
beyond the principal office
Private funds
0
reported on Schedule D
History
51 filings and snapshots on the tape
RAUM$7.3B as of Aug 13, 2026
Mar 17, 2020$0 then
HNW client RAUM$5.9B as of Aug 13, 2026
Mar 11, 2021$59.3M then
State-registered IARs (5.B.3)106 as of Aug 13, 2026
Mar 17, 20200 then
Employees (5.A)161 as of Aug 13, 2026
Mar 17, 20200 then
Private funds: no history
RAUM +31% over the last fiscal year+34% a year over threeIARs 99 to 106offices 50 to 55
Practice profile
derived from the filing of Aug 13, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Multi-office growth platform · an independent wealth manager (not a wirehouse, national broker-dealer RIA or broker-dealer affiliated firm) with at least five offices, at least 50 advisors, and RAUM up at least 20 percent over the last annual amendment
- Planning-led practice · financial planning activity (5.G.1), at least 100 financial planning clients (5.H), and hourly, fixed or subscription compensation (5.E)
- RAUM per advisor
- $61.2MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 36derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.8MderivedHNW RAUM over HNW clients
- Average account
- $508,926derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 90%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.3derivedItem 5.A over advisors
- Advisors per office
- 2.1derived56 offices incl. principal (1.F.5)
- RAUM growth, one year
- +31%derivedbetween the last two annual amendments
- Advisor growth, one year
- +7.1%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +42%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisers, publications, educational seminarsreportedItem 5.G
- Financial planning clients
- 4,500reportedItem 5.H
- Custody
- $1.3B, 1,221 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- marketing includes testimonials (5.L.1.c)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$5.9B81%
- Individuals$1.1B15%
- Corporations and businesses$287M3.9%
- Charitable organizations$3.5M0.0%
- Individual clients
- 2,686reported
- HNW clients
- 1,575reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 14,426reported
- Financial planning clients
- 4,500reported
- Wrap fee programs
- noreported
- Custody of client assets
- $1.3B for 1,221 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.96 fund_share=0.0 institutional_share=0.0 related_bd=true related_bank=true bd_reps=1.0 bank_owner=falsederived
Advisors registered through the firm
120 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Charles Raymond Mays | Plano, Tx | Jul 7, 2020 | 33 y | 2 |
| Branch Patrick LawsonCertified Financial Planner | Athens, Ga | Sep 4, 2020 | 13 y | 1 |
| Gurpreet J Khalsa | Orlando, Fl | Oct 15, 2020 | 19 y | 2 |
| Eric William MundwillerPersonal Financial Specialist | Chesterfield, Mo | Sep 24, 2021 | 34 y | 3 |
| Adam Byron ClarkCertified Financial Planner, Personal Financial Specialist | Chesterfield, Mo | Sep 24, 2021 | 10 y | 2 |
| Christine H CanapariChartered Financial Consultant | East Greenwich, Ri | Mar 1, 2022 | 22 y | 2 |
| Daniel Robert LegaultCertified Financial Planner | East Greenwich, Ri | Mar 1, 2022 | 25 y | 5 |
| David Andrew Noosinow | San Diego, Ca | Mar 1, 2022 | 41 y | 2 |
| Laurel Beth MannCertified Financial Planner | Manhattan Beach, Ca | Mar 1, 2022 | 26 y | 3 |
| Richard George HansenCertified Financial Planner, Chartered Financial Analyst | Calabasas, Ca | Mar 1, 2022 | 12 y | 2 |
| Jacqueline Marie LewisCertified Financial Planner | San Diego, Ca | Mar 1, 2022 | 25 y | 3 |
| Ryan Barnett GoldenharCertified Financial Planner, Chartered Financial Analyst | San Diego, Ca | Mar 1, 2022 | 26 y | 3 |
| Alan Mitchell GelbCertified Financial Planner | Los Angeles, Ca | Mar 1, 2022 | 26 y | 4 |
| David Adam Paley | New York, Ny | Mar 1, 2022 | 32 y | 1 |
| Madison Suzanne Held | Apex, Nc | Mar 1, 2022 | 11 y | 1 |
| Brett Matthew NelsonCertified Financial Planner | Warrenton, Va | Mar 1, 2022 | 20 y | 2 |
| James Donovan ShagawatCertified Financial Planner, Chartered Financial Consultant | Paramus, Nj | Mar 2, 2022 | 24 y | 4 |
| Matthew Michael Regan | Roseville, Ca | Mar 3, 2022 | 16 y | 4 |
| Raymond Carl ProsperoChartered Financial Consultant | Riverside, Ca | Mar 3, 2022 | 15 y | 2 |
| Megan Mcneill LogeeChartered Financial Consultant | East Greenwich, Ri | Mar 7, 2022 | 13 y | 2 |
| Chadwick Ryan CanineCertified Financial Planner, Chartered Financial Analyst | Wimberley, Tx | Mar 10, 2022 | 25 y | 6 |
| Eric MayCertified Financial Planner | Dubuque, Ia | Apr 1, 2022 | 10 y | 0 |
| Frank Brooks Bertsch | Dubuque, Ia | Apr 1, 2022 | 10 y | 0 |
| Chase Wilson Mauro | Bellingham, Wa | Apr 22, 2022 | 10 y | 1 |
| Alison Morgan RothCertified Financial Planner, Chartered Financial Analyst | Woodland Hills, Ca | May 3, 2022 | 11 y | 2 |
| Anthony Nicholas FerraioloCertified Financial Planner | Whippany, Nj | May 4, 2022 | 11 y | 2 |
| Omar A MorilloCertified Financial Planner, Chartered Financial Consultant | Miramar, Fl | May 24, 2022 | 11 y | 5 |
| Rachel Ann VegaCertified Financial Planner | Los Angeles, Ca | Jun 2, 2022 | 12 y | 1 |
| Niraj ChhabraCertified Financial Planner | Ramsey, Nj | Jul 8, 2022 | 21 y | 1 |
| Ian David Murray | Ramsey, Nj | Jul 11, 2022 | 10 y | 1 |
| Audry J BatisteCertified Financial Planner | Las Vegas, Nv | Nov 1, 2022 | 16 y | 2 |
| Joel SuarezCertified Financial Planner, Chartered Financial Consultant | Lubbock, Tx | Nov 7, 2022 | 27 y | 3 |
| Alfred Alexander CantilinaCertified Financial Planner | New York, Ny | Dec 5, 2022 | 11 y | 3 |
| Tara Marie HillCertified Financial Planner | Oakbrook Terrace, Il | Apr 4, 2023 | 10 y | 1 |
| Keith Andrew PlywaczynskiCertified Financial Planner | Oakbrook Terrace, Il | Apr 4, 2023 | 14 y | 3 |
| David Adam SolomonCertified Financial Planner | Rochelle Park, Nj | May 15, 2023 | 26 y | 2 |
| Aryeh Moses Mentzel | Rochelle Park, Nj | May 15, 2023 | 16 y | 1 |
| Evan T BeachCertified Financial Planner | Alexandria, Va | Jul 10, 2023 | 17 y | 3 |
| Aaron MazerCertified Financial Planner | Newton Square, Pa | Jul 31, 2023 | 19 y | 8 |
| Christian Mclam HutchinsCertified Financial Planner | Arlington, Va | Aug 4, 2023 | 12 y | 2 |
Advisor movement
13 left, 34 joined in 12 months
net +21 in 12 months1 left in 90 days4 joined in 90 daysdeparture rate 11% of current headcount32 left over 36 months
Left, latest
- Matthew N Wallen to Wealthcare Advisory Partners LLCJul 1, 2026 · RIA to affiliated broker-dealer or bank
- Mary Kate Belnap to Ocean Path Advisors, LLCMay 1, 2026 · RIA to a newly registered adviser
- Ross Alexander Kroll to Ocean Path Advisors, LLCMay 1, 2026 · RIA to a newly registered adviser
- Riley Jameson Van Velthuyzen to Ocean Path Advisors, LLCMay 1, 2026 · RIA to a newly registered adviser
- Matthew Stanley Evans to Ocean Path Advisors, LLCMay 1, 2026 · RIA to a newly registered adviser
- Todd Curtis Butler to Ocean Path Advisors, LLCMay 1, 2026 · RIA to a newly registered adviser
- Marcus Vann Griffin to Lifeworks Advisors, LLCMar 31, 2026 · RIA to RIA
- Fred Francis Liebau to Portfolio Medics, LLCMar 20, 2026 · RIA to RIA
- Riley Jameson Van Velthuyzen to Ocean Path Advisors, LLCFeb 18, 2026 · RIA to a newly registered adviser
- Nathan Allen Freeman to Oldfield Wealth PartnersFeb 2, 2026 · RIA to RIA
- Aderemi O Adeyemo to Morgan StanleyJan 15, 2026 · RIA to wirehouse
- Richard Harold Brown to Global Retirement Partners LLCDec 16, 2025 · Other
- Bryant Alexander Ruano to Corrales & Co.Nov 11, 2025 · RIA to RIA
- Jorge Armando Soriano to MarinerAug 19, 2025 · RIA to affiliated broker-dealer or bank
- Rehan Chaudhry to MarinerAug 19, 2025 · RIA to affiliated broker-dealer or bank
Joined, latest
- Stephen Michael Cash from Advisors Capital Management, LLCSep 9, 2026 · RIA to RIA
- Bradley D. Boogren from Strategic Advisers LLCAug 25, 2026 · Affiliated broker-dealer or bank to independent RIA
- Roy Guia from Mariner WealthJul 14, 2026 · Other
- Jeffrey Donald Metzger from Raymond James Financial Services Advisors, IncJul 7, 2026 · Affiliated broker-dealer or bank to independent RIA
- Alyssa Lauren Tacconelli from Focus Partners Wealth, LLCJun 4, 2026 · RIA to RIA
- Jennifer Scaglione from Mariner Advisor NetworkJun 3, 2026 · Affiliated broker-dealer or bank to independent RIA
- Phillip Alexander Edwards from Focus Partners Wealth, LLCMay 28, 2026 · RIA to RIA
- Charles Joseph Boulware from Morgan StanleyMay 21, 2026 · Wirehouse to independent RIA
- Eden Jiwon Chang from Hightower Advisors, LLCMay 19, 2026 · Affiliated broker-dealer or bank to independent RIA
- Jason R Clark from Focus Partners Wealth, LLCApr 27, 2026 · RIA to RIA
- John Buckingham from Focus Partners Wealth, LLCApr 27, 2026 · RIA to RIA
- Casey August Clure from Choreo, LLCApr 27, 2026 · RIA to RIA
- Christopher Quigley from Focus Partners Wealth, LLCApr 27, 2026 · RIA to RIA
- Hunter Jake Stobaugh from Park Avenue Securities LLCApr 17, 2026 · Affiliated broker-dealer or bank to independent RIA
- Regan Michael Takes from Heacock & Jones Financial Services, Inc.Apr 8, 2026 · RIA to RIA
Teams: two or more advisors moving together within fourteen days, from one state
- 4 left for Ocean Path Advisors, LLCMay 1, 2026 · Manhattan Beach, Ca
- 2 left for MarinerAug 19, 2025 · Valley Village, Ca
- 3 left for MarinerApr 2, 2025 · Newport Beach, Ca
- 3 left for Total Wealth Services, LLCSep 5, 2024 · Westlake Village, Ca
- 2 left for Seven Mile Advisory LLCMar 31, 2023 · Little Silver, Nj
- 2 left for Conquis Financial LLCJul 5, 2022 · Millbrae, Ca
- 5 joined from Focus Partners Wealth, LLCMay 20, 2026 · Aliso Viejo, Ca
- 7 joined from Northwestern Mutual Investment Services,LLCJan 5, 2026 · Baton Rouge, La
- 5 joined from Commonwealth Financial NetworkOct 1, 2025 · Carnegie, Pa
- 2 joined from Cwm, LLCSep 22, 2025 · Omaha, Ne
- 2 joined from J.P. Morgan Securities LLCSep 3, 2025 · Santa Monica, Ca
- 2 joined from Valic Financial Advisors, Inc.Oct 29, 2024 · Linthicum Heights, Md
- 3 joined from Mutual Advisors, LLCMar 13, 2024 · Annapolis, Md
- 2 joined from MarinerJan 2, 2024 · Oakbrook Terrace, Il
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Cheryl Bicknell · Chief Operating Officercontrolsince 08/2019 · owns less than 5%
- Christopher Martin Bicknell · Chief Executive Officercontrolsince 08/2019 · owns less than 5%
- Allen Jeffrey Poe · Chief Financial Officercontrolsince 08/2019 · owns less than 5%
- Delores Katrina Radenberg · Chief Investment Officercontrolsince 08/2019 · owns less than 5%
- Shawn Robert Sandrew · National Managing Director Officercontrolsince 06/2025 · owns less than 5%
- Renee Cheryl Bicknell · Elected Managercontrolsince 07/2021 · owns F of Mwa Holdco, LLC
- Christopher Martin Bicknell · Elected Managercontrolsince 07/2021 · owns F of Mwa Holdco, LLC
- Glenn John Danhakl · Trusteecontrolsince 10/1997 · owns F of The Danhakl Revocable Trust
- Paul Gary Henson · Elected Managercontrolsince 07/2021 · owns F of Mwa Holdco, LLC
- Adam Jonathan Seiffer · Elected Managercontrolsince 07/2021 · owns F of Mwa Holdco, LLC
- Davis Jonathan Sokoloff · Elected Managercontrolsince 07/2021 · owns F of Mwa Holdco, LLC
- Davis Jonathan Sokoloff · Trusteecontrolsince 10/1997 · owns F of The Sokoloff Family Trust
- Dawn Heather Augustine · Chief Compliance Officersince 03/2024 · owns less than 5%
- Jenelle Anne Dorian · Chief Risk Officersince 07/2026 · owns less than 5%
- Leigh Jennifer Hanau · National Managing Directorsince 01/2024 · owns less than 5%
Entity owners
- Mariner Advisor Network, LLC · Managing Memberdirect · owns 75% or more
- Emerald Holdings I, LLC · General Partnerindirect · owns F of Emerald Holdings II, L.P.
- Emerald Holdings II, L.P. · Limited Partnerindirect · owns 75% or more of Lgp Feeder, L.P.
- Gei Capital Viii, LLC · General Partnerindirect · owns F of Green Equity Investors Viii L.P.
- Gei Capital Viii, LLC · General Partnerindirect · owns F of Green Equity Investors Side Viii L.P.
- Gei Viii Mw Aggregator LLC · Memberindirect · owns 25% to 50% of Mwa Holdco, LLC
- Green Equity Investors Side Viii L.P. · Memberindirect · owns 75% or more of Gei Viii Mw Blocker LLC
- Leonard Green & Partners, L.P. · Managerindirect · owns 75% or more of Peridot Coinvest Manager LLC
- Lgp Feeder, L.P. · Limited Partnerindirect · owns 50% to 75% of Leonard Green & Partners, L.P.
- Lgp Management, Inc. · Managerindirect · owns F of Gei Capital Viii, LLC
- Lgp Management, Inc. · General Partnerindirect · owns F of Leonard Green & Partners, L.P.
- Mariner Wealth Advisors, LLC · Managing Memberindirect · owns 75% or more of Mariner Advisor Network, LLC
- Mwa Holdco, LLC · Managerindirect · owns F of Mwa Midco, LLC
- Mwa Midco, LLC · Managerindirect · owns F of Mariner Wealth Advisors, LLC
- Peridot Coinvest Manager LLC · Managerindirect · owns F of Gei Viii Mw Aggregator LLC
- Peridot Coinvest Manager LLC · Managerindirect · owns F of Gei Viii Mw Blocker LLC
- The Danhakl Revocable Trust · General Partnerindirect · owns 25% to 50% of Emerald Holdings II, L.P.
- The Danhakl Revocable Trust · Memberindirect · owns 25% to 50% of Emerald Holdings I, LLC
- The Sokoloff Family Trust · Limited Partnerindirect · owns 25% to 50% of Emerald Holdings II, L.P.
- The Sokoloff Family Trust · Memberindirect · owns 25% to 50% of Emerald Holdings I, LLC
Related persons
Schedule D 7.A
- 1248 Partners, LLCinvestment adviserpooled vehicle sponsornRAUM $323M
- Marinerinvestment advisernRAUM $2.8B
- Flyover Capital Partners, LLCinvestment adviserpooled vehicle sponsornRAUM $148M
- Mariner Advisor Networkinvestment adviseryRAUM $9.6B
- Mariner Insurance Resources, LLCreal estaten
- Mariner Specialty Tax Services, LLCinsurancen
- Mariner Trust Company, LLCn
- Mariner Wealthinvestment advisern
- Mariner Wealth Advisorsinvestment advisernRAUM $2.2M
- Marinerinvestment adviserinsurancepooled vehicle sponsorLP sponsoryRAUM $125B
- Montage Fund Advisors, LLCinvestment adviserpooled vehicle sponsorn
- Msec, LLCbroker-dealern
- Ubiquity Management, LPinvestment adviserpooled vehicle sponsorn
Advisers that list Mariner Independent as a related person
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Baton Rouge, La | 8 | 8 | 0 | ||
| Annapolis, Md | 7 | 1 | 0 | ||
| Carnegie, Pa | 5 | 5 | 0 | ||
| Aliso Viejo, Ca | 5 | 5 | 0 | ||
| Oakbrook Terrace, Il | 4 | 1 | 1 | ||
| Los Angeles, Ca | 4 | 0 | 2 | ||
| Dubuque, Ia | 4 | 1 | 0 | ||
| San Diego, Ca | 3 | 0 | 0 | ||
| East Greenwich, Ri | 3 | 0 | 0 | ||
| Wellesley, Ma | 3 | 0 | 0 | ||
| Milford, Mi | 3 | 1 | 0 | ||
| Chicago, Il | 2 | 0 | 0 | ||
| Athens, Ga | 2 | 1 | 0 | ||
| Bellingham, Wa | 2 | 0 | 0 | ||
| Chesterfield, Mo | 2 | 0 | 0 | ||
| Des Moines, Ia | 2 | 0 | 0 | ||
| New York, Ny | 2 | 0 | 0 | ||
| Overland Park, Ks · principal | 2 | 2 | 0 | ||
| Port Huron, Mi | 2 | 0 | 0 | ||
| Raleigh, Nc | 2 | 2 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Newport Beach, CA4 employees
- Bellingham, WA3 employees
- Manhattan Beach, CA3 employees
- Annapolis, MD3 employees
- East Greenwich, RI3 employees
- , 2 employees
- Brookline, MA2 employees
- Chesterfield, MO2 employees
- Dubuque, IA2 employees
- Los Angeles, CA2 employees
- Oakbrook Terrace, IL2 employees
- Ramsey, NJ2 employees
- San Diego, CA2 employees
- Tustin, CA2 employees
- Valley Village, CA2 employees
- Warrenton, VA2 employees
- West Lake Village, AR2 employees
- Miramar, FL1 employees
- New York, NY1 employees
- New York, NY1 employees
- Alexandria, VA1 employees
- Agoura Hills, CA1 employees
- Orlando, FL1 employees
- Palos Verdes Estate, CA1 employees
- Paramus, NJ1 employees
ADV anomalies
7 against comparable advisers; where to look, not conclusions
- control person changedChange between filings · filing Aug 13, 2026SANDREW, ROBERT, SHAWN (NATIONAL MANAGING DIRECTOR OFFICER) appeared on Schedule A between the filings of 2024-03-22 and 2026-08-13peers: independent wealth managers, $5B to $20B (289)
- control person changedChange between filings · filing Aug 13, 2026POE, JEFFREY, ALLEN (CHIEF FINANCIAL OFFICER) appeared on Schedule A between the filings of 2024-03-22 and 2026-08-13peers: independent wealth managers, $5B to $20B (289)
- control person changedChange between filings · filing Aug 13, 2026SOKOLOFF, JONATHAN, DAVIS (TRUSTEE) left Schedule A between the filings of 2024-03-22 and 2026-08-13peers: independent wealth managers, $5B to $20B (289)
- control person changedChange between filings · filing Aug 13, 2026DANHAKL, JOHN, GLENN (TRUSTEE) left Schedule A between the filings of 2024-03-22 and 2026-08-13peers: independent wealth managers, $5B to $20B (289)
- control person changedChange between filings · filing Aug 13, 2026HENSON, GARY, PAUL (ELECTED MANAGER) left Schedule A between the filings of 2024-03-22 and 2026-08-13peers: independent wealth managers, $5B to $20B (289)
- control person changedChange between filings · filing Aug 13, 2026SEIFFER, JONATHAN, ADAM (ELECTED MANAGER) left Schedule A between the filings of 2024-03-22 and 2026-08-13peers: independent wealth managers, $5B to $20B (289)
- control person changedChange between filings · filing Aug 13, 2026RADENBERG, KATRINA, DELORES (CHIEF INVESTMENT OFFICER) left Schedule A between the filings of 2024-03-22 and 2026-08-13peers: independent wealth managers, $5B to $20B (289)
What changed
consecutive filings, newest first
- Accounts · 10,412 to 14,426Jan 14, 2026 to Mar 27, 2026
- Advisory employees · 99 to 106Jan 14, 2026 to Mar 27, 2026
- Advisory activities · 4 to 7Jan 14, 2026 to Mar 27, 2026
- Corporate clients · 42 to 46Jan 14, 2026 to Mar 27, 2026
- HNW clients · 1,167 to 1,575Jan 14, 2026 to Mar 27, 2026
- Individual clients · 1,842 to 2,686Jan 14, 2026 to Mar 27, 2026
- Assets in custody · $1.2B to $1.3BJan 14, 2026 to Mar 27, 2026
- Employees · 150 to 161Jan 14, 2026 to Mar 27, 2026
- Insurance-licensed employees · 3 to 1Jan 14, 2026 to Mar 27, 2026
- State-registered IARs · 99 to 106Jan 14, 2026 to Mar 27, 2026
- Other offices · 50 to 55Jan 14, 2026 to Mar 27, 2026
- Discretionary RAUM · $4.9B to $6.6BJan 14, 2026 to Mar 27, 2026
- HNW RAUM · $4.6B to $5.9BJan 14, 2026 to Mar 27, 2026
- Individual RAUM · $804M to $1.1BJan 14, 2026 to Mar 27, 2026
- Non-discretionary RAUM · $688M to $700MJan 14, 2026 to Mar 27, 2026
- Pension RAUM · 757800.0 to unsetJan 14, 2026 to Mar 27, 2026
- RAUM · $5.6B to $7.3BJan 14, 2026 to Mar 27, 2026
- Financial planning clients · More than 500 to More than 500Jun 25, 2025 to Jul 28, 2025
- Accounts · 8,802 to 10,412Dec 11, 2024 to Apr 3, 2025
- Advisory employees · 83 to 99Dec 11, 2024 to Apr 3, 2025
- Corporate clients · 25 to 42Dec 11, 2024 to Apr 3, 2025
- HNW clients · 1,011 to 1,167Dec 11, 2024 to Apr 3, 2025
- Individual clients · 1,326 to 1,842Dec 11, 2024 to Apr 3, 2025
- Assets in custody · $562M to $1.2BDec 11, 2024 to Apr 3, 2025
- Employees · 102 to 150Dec 11, 2024 to Apr 3, 2025
- Insurance-licensed employees · 4 to 3Dec 11, 2024 to Apr 3, 2025
- State-registered IARs · 83 to 99Dec 11, 2024 to Apr 3, 2025
- Other offices · 33 to 50Dec 11, 2024 to Apr 3, 2025
- Discretionary RAUM · $3.9B to $4.9BDec 11, 2024 to Apr 3, 2025
- HNW RAUM · $3.8B to $4.6BDec 11, 2024 to Apr 3, 2025
- Individual RAUM · $530M to $804MDec 11, 2024 to Apr 3, 2025
- Non-discretionary RAUM · $443M to $688MDec 11, 2024 to Apr 3, 2025
- Pension RAUM · $1.0M to $757,800Dec 11, 2024 to Apr 3, 2025
- RAUM · $4.3B to $5.6BDec 11, 2024 to Apr 3, 2025
- Business name · MARINER PLATFORM SOLUTIONS to MARINER INDEPENDENTMar 22, 2024 to May 3, 2024
- Accounts · 6,916 to 8,802Feb 1, 2024 to Mar 22, 2024
- Advisory employees · 75 to 83Feb 1, 2024 to Mar 22, 2024
- BD registered reps · 3 to 1Feb 1, 2024 to Mar 22, 2024
- Corporate clients · 13 to 25Feb 1, 2024 to Mar 22, 2024
- HNW clients · 672 to 1,011Feb 1, 2024 to Mar 22, 2024
Signals
60 dated events
- Mark William Harris no longer registered at Mariner Independent; no later IA registration on IAPDSep 9, 2026 · Advisor departure · fact
- Matthew N Wallen left Mariner Independent for Wealthcare Advisory Partners Llc (registered 2026-06-30)Jul 1, 2026 · Advisor changed firm · fact
- 5 advisors left Focus Partners Wealth, LLC (Aliso Viejo, CA) for Mariner Independent on the same dayMay 20, 2026 · Team lift-out · derived
- Mary Kate Belnap left Mariner Independent for Ocean Path Advisors, Llc (registered 2026-02-10)May 1, 2026 · Advisor changed firm · fact
- Todd Curtis Butler left Mariner Independent for Ocean Path Advisors, Llc (registered 2026-02-10)May 1, 2026 · Advisor changed firm · fact
- Ross Alexander Kroll left Mariner Independent for Ocean Path Advisors, Llc (registered 2026-02-10)May 1, 2026 · Advisor changed firm · fact
- Matthew Stanley Evans left Mariner Independent for Ocean Path Advisors, Llc (registered 2026-02-10)May 1, 2026 · Advisor changed firm · fact
- Riley Jameson Van Velthuyzen left Mariner Independent for Ocean Path Advisors, Llc (registered 2026-04-30)May 1, 2026 · Advisor changed firm · fact
- 4 advisors left Mariner Independent (Manhattan Beach, CA) for Ocean Path Advisors, LLC on the same dayMay 1, 2026 · Team lift-out · derived
- Marcus Vann Griffin left Mariner Independent for Lifeworks Advisors, Llc (registered 2026-04-08)Mar 31, 2026 · Advisor changed firm · fact
- Mariner Independent reported RAUM $7.3B, up 31% from $5.6B (2026-01-14 to 2026-03-27)Mar 27, 2026 · RAUM change · derived
- Mariner Independent reported 55 offices beyond its principal office, up from 50 (2026-01-14 to 2026-03-27)Mar 27, 2026 · Office count change · derived
- Fred Francis Liebau left Mariner Independent for Portfolio Medics, Llc (registered 2026-03-23)Mar 20, 2026 · Advisor changed firm · fact
- Riley Jameson Van Velthuyzen left Mariner Independent for Ocean Path Advisors, Llc (registered 2026-02-10)Feb 18, 2026 · Advisor changed firm · fact
- Nathan Allen Freeman left Mariner Independent for Oldfield Wealth Partners (registered 2026-01-29)Feb 2, 2026 · Advisor changed firm · fact
- Aderemi O Adeyemo left Mariner Independent for Morgan Stanley (registered 2026-02-11)Jan 15, 2026 · Advisor changed firm · fact
- 7 advisors left Northwestern Mutual Investment Services,Llc (Baton Rouge, LA) for Mariner Independent within 8 daysJan 5, 2026 · Team lift-out · derived
- Richard Harold Brown left Mariner Independent for Global Retirement Partners Llc (registered 2026-04-09)Dec 16, 2025 · Advisor changed firm · fact
- Bryant Alexander Ruano left Mariner Independent for Corrales & Co. (registered 2025-11-21)Nov 11, 2025 · Advisor changed firm · fact
- 5 advisors left Commonwealth Financial Network (Wexford, PA) for Mariner Independent a day apartOct 1, 2025 · Team lift-out · derived
- 2 advisors left Cwm, LLC (Omaha, NE) for Mariner Independent on the same daySep 22, 2025 · Team lift-out · derived
- 2 advisors left J.P. Morgan Securities LLC (Santa Monica, CA) for Mariner Independent on the same daySep 3, 2025 · Team lift-out · derived
- 2 advisors left Mariner Independent (Valley Village, CA) for Mariner on the same dayAug 19, 2025 · Team lift-out · derived
- Jorge Armando Soriano left Mariner Independent for Mariner (registered 2025-08-06)Aug 19, 2025 · Advisor changed firm · fact
- Rehan Chaudhry left Mariner Independent for Mariner (registered 2025-08-21)Aug 19, 2025 · Advisor changed firm · fact
- Joshua Lewis Chambers no longer registered at Mariner Independent; no later IA registration on IAPDAug 5, 2025 · Advisor departure · fact
- Kaleb Anthony Fontenot left Mariner Independent for Mariner (registered 2025-07-31)Jul 18, 2025 · Advisor changed firm · fact
- Mariner Independent reported RAUM $5.6B, up 29% from $4.3B (2024-12-11 to 2025-04-03)Apr 3, 2025 · RAUM change · derived
- Mariner Independent reported 50 offices beyond its principal office, up from 33 (2024-12-11 to 2025-04-03)Apr 3, 2025 · Office count change · derived
- Erin Nicole Zylka left Mariner Independent for Whealthy Empowerment Network (registered 2025-03-21)Apr 2, 2025 · Advisor changed firm · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 973-538-7010reportedpublished by the firm, firm site, Sep 17, 2026
- Firm profile
- linkedin.com/company/goconfidoreportedpublic record, Form ADV, Sep 17, 2026
- Firm profile
- linkedin.com/company/imperiowareportedpublic record, Form ADV, Sep 17, 2026
- Website
- marinerplatform.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 913-904-5700reportedpublic record, Form ADV, Aug 13, 2026
- Contact form
- privateadvisorgroup.com/contact-usreportedpublished by the firm, firm site, Sep 17, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $61.2Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026