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Registered advisor
R••••• T••••••
Certified Financial Planner
Feed of 09/15/2026
Also filed as Rob T••••••
At current firm
2 y
since Jul 25, 2024
In the industry
40 y
since Feb 17, 1986 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince Jul 25, 2024 · Red Bank, Nj
- W•••• F•••• A••••••• wirehouseMay 4, 2016 to Jul 29, 2024 · Manasquan, Nj
- L•• F•••••••• L•• BD affiliatedSep 30, 2008 to May 17, 2016 · Tinton Falls, Nj
- H••••• L••••• F•••••••• G•••••••• unclassifiedNov 29, 2004 to Dec 1, 2008 · Manasquan, Nj
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to L•• F•••••••• L••left Jul 29, 2024, registered Jul 25, 2024 (-4 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
- L•• F•••••••• L•• to W•••• F•••• A•••••••left May 17, 2016, registered May 4, 2016 (-13 days) · Other · moved with a team
- H••••• L••••• F•••••••• G•••••••• to L•• F•••••••• L••left Dec 1, 2008, registered Sep 30, 2008 (-62 days) · Other
Signals
- R••••• T•••••• left W•••• F•••• A••••••• for L•• F•••••••• L•• (registered 2024-07-25)Jul 29, 2024 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 40derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address