RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
I•• M••••••• W•••
- F•••• F•••••••• C•••••••• I••• i••••••••• wealth currentsince Mar 27, 2025 · Murfreesboro, Tn
- P••• W••••••• I••• i••••••••• wealthMar 26, 2009 to Apr 28, 2025 · Nashville, Tn
- W••• F•••••••• G••••• I••• unclassifiedNov 18, 2004 to Dec 31, 2017 · Pompano Beach, Fl
- I••••••••• A••••••• G•••• C••• formerJan 1, 2001 to Dec 4, 2002 · Wellington, Fl
- P••• W••••••• I••• to F•••• F•••••••• C•••••••• I•••left Apr 28, 2025, registered Mar 27, 2025 (-32 days) · RIA to RIA
- W••• F•••••••• G••••• I••• to P••• W••••••• I•••left Dec 31, 2017, registered Mar 26, 2009 (-3202 days) · Other
- I••••••••• A••••••• G•••• C••• to W••• F•••••••• G••••• I•••left Dec 4, 2002, registered Nov 18, 2004 (715 days) · Other
- I•• M••••••• W••• left P••• W••••••• I••• for F•••• F•••••••• C•••••••• I••• (registered 2025-03-27)Apr 28, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 40derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address