RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D••••• A•••••• D••••••
- D•••••• C•••••• M••••••••• state registered currentsince Nov 19, 2003 · Cherry Hill, Nj
- B•• A•••••••• L•• state registeredMar 30, 2023 to Mar 27, 2024 · Cherry Hill, Nj
- B•••••• C•••••• A••••••• L•• formerApr 27, 2021 to Sep 20, 2022 · Cherry Hill, Nj
- D•••••• C•••••• M••••••••• state registeredNov 19, 2003 to Dec 31, 2004 · Bala Cynwyd, Pa
- B•• A•••••••• L•• to no registered destinationleft Mar 27, 2024 · Departure, no registered destination
- B•••••• C•••••• A••••••• L•• to B•• A•••••••• L••left Sep 20, 2022, registered Mar 30, 2023 (191 days) · Other
- D••••• A•••••• D•••••• no longer registered at B•• A•••••••• L••; no later IA registration on IAPDMar 27, 2024 · Advisor departure · fact
- D••••• A•••••• D•••••• left B•••••• C•••••• A••••••• L•• for B•• A•••••••• L•• (registered 2023-03-30)Sep 20, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 42derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address