DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Former SEC-registered adviser

B•••••• C•••••• A••••••• L••

Former SEC-registered adviserLos Angeles, CaliforniaCRD 136914SEC 801-64689IAPD
Legal name B•••••• C•••••• A•••••••
Latest filing Jul 11, 2012
First filing on the tape Dec 7, 2011 · 6 filings
RAUM
$78.8M
reported, Item 5.F
Discretionary
98%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$39.4M
derived; firm RAUM over IAPD count
Employees
n/a
n/a advisory (5.B.1)
Offices
n/a
beyond the principal office
Private funds
0
reported on Schedule D
History
6 filings and snapshots on the tape
RAUM$78.8M as of Jul 11, 2012
Dec 7, 2011$103M then
HNW client RAUM: no history
State-registered IARs (5.B.3): no history
Employees (5.A): no history
Private funds: no history
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Jul 11, 2012; every figure names its basis
RAUM per advisor
$39.4MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$433,013derivedRAUM over accounts (5.F.2.f)
Discretionary
98%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
2.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assetsreportedItem 5.E
Advisory activities
portfolio management for individuals, portfolio management for businesses and institutionsreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
182reported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUMreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
2 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
R••••• A•••• C••••Los Angeles, CaNov 9, 201531 y2
R••••• A• C•••• S••Memphis, TnDec 8, 202542 y6
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
Every departureEvery arrival
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
  • C••••• R•••••• A•••• · Chief Compliance Officer / Managing Member/ Portfolio Managercontrol
    since 08/2005 · owns 75% or more
  • F••••••• R•••••• J• · Sr. Associate
    since 01/2009 · owns less than 5%
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
  • Business name · B•••••• C•••••• A••••••• to B•••••• C•••••• A••••••• L••
    Mar 30, 2012 to Jun 4, 2012
  • Accounts · 240 to 182
    Feb 14, 2012 to Mar 30, 2012
  • Insurance-licensed employees · 2 to 3
    Feb 14, 2012 to Mar 30, 2012
  • Discretionary RAUM · $101M to $77.4M
    Feb 14, 2012 to Mar 30, 2012
  • Non-discretionary RAUM · $2.0M to $1.4M
    Feb 14, 2012 to Mar 30, 2012
  • RAUM · $103M to $78.8M
    Feb 14, 2012 to Mar 30, 2012
  • Insurance-licensed employees · unset to 2.0
    Dec 7, 2011 to Feb 14, 2012
Signals
2 dated events
  • B•••• W••••• S•••• left B•••••• C•••••• A••••••• L•• for B•• A•••••••• L•• (registered 2023-02-17)
    Jun 9, 2023 · Advisor changed firm · fact
  • D••••• A•••••• D•••••• left B•••••• C•••••• A••••••• L•• for B•• A•••••••• L•• (registered 2023-03-30)
    Sep 20, 2022 · Advisor changed firm · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
Website
B••••••CAPITAL.COMreportedpublic record, Form ADV, Sep 18, 2026
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
RAUM per advisor
$39.4Mderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 14, 2026