DFX Intelligence
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Registered advisor
K•••••••• F••••• C••••
Chartered Financial Consultant
Feed of 09/14/2026
Also filed as K•••••••• F••••• S••••••••• F••••• C••••••••• F••••• C••••••••• F••••• E••••••••• L••••• F•••••
At current firm
1 y
since Jan 24, 2025
In the industry
42 y
since Feb 22, 1984 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- M•• I•••••••• S•••••••• L•• BD affiliated currentsince Jan 24, 2025 · Macon, Ga
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliatedJun 4, 2014 to Dec 2, 2024 · Macon, Ga
- P•••••••• P••••••• A•••••••• I••• unclassifiedJul 17, 2009 to Dec 31, 2010 · Macon, Ga
- P••• A••••• S••••••••• L•• BD affiliatedJul 20, 2006 to Jun 10, 2014 · Macon, Ga
- P•••••••• P••••••• A•••••••• I••• unclassifiedMay 14, 2003 to Dec 18, 2007 · Macon, Ga
Moves
a registration end followed by a registration begin elsewhere
- C•••••••• I••••••••• R••••••• A•••••••• I••• to M•• I•••••••• S•••••••• L••left Dec 2, 2024, registered Jan 24, 2025 (53 days) · Affiliated broker-dealer or bank to another
- P••• A••••• S••••••••• L•• to P•••••••• P••••••• A•••••••• I•••left Jun 10, 2014, registered Jul 17, 2009 (-1789 days) · Other
- P•••••••• P••••••• A•••••••• I••• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Dec 31, 2010, registered Jun 4, 2014 (1251 days) · Other
- P•••••••• P••••••• A•••••••• I••• to P••• A••••• S••••••••• L••left Dec 18, 2007, registered Jul 20, 2006 (-516 days) · Other
Signals
- ••• LockedDec 2, 2024 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 42derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address