DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Robert Michael Mcallister
Feed of 09/14/2026
Also filed as Robert M Mcallister
At current firm
5 y
since Sep 14, 2021
In the industry
35 y
since Feb 8, 1991 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- LPL Financial LLC BD affiliated currentsince Sep 14, 2021 · Lakeport, Ca
- Sorrento Pacific Financial, LLC formerJun 5, 2018 to Sep 13, 2021 · Ukiah, Ca
- Securities America Advisors, Inc. formerJan 5, 2017 to Jun 4, 2018 · Petaluma, Ca
- Raymond James Financial Services Advisors, Inc BD affiliatedMay 28, 2015 to Jan 6, 2017 · Petaluma, Ca
- Ameritas Advisory Services formerApr 20, 2010 to Jun 4, 2012 · Fairfax, Ca
Moves
a registration end followed by a registration begin elsewhere
- Sorrento Pacific Financial, LLC to LPL Financial LLCleft Sep 13, 2021, registered Sep 14, 2021 (1 days) · Affiliated broker-dealer or bank to another
- Securities America Advisors, Inc. to Sorrento Pacific Financial, LLCleft Jun 4, 2018, registered Jun 5, 2018 (1 days) · Affiliated broker-dealer or bank to independent RIA
- Raymond James Financial Services Advisors, Inc to Securities America Advisors, Inc.left Jan 6, 2017, registered Jan 5, 2017 (-1 days) · Other
- Ameritas Advisory Services to Raymond James Financial Services Advisors, Incleft Jun 4, 2012, registered May 28, 2015 (1088 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 35derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address