DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

The Private Client Advisory Group, LLC

Former SEC-registered adviserManasquan, New JerseyCRD 311221SEC 801-120118IAPD
Latest filing Jul 30, 2021
First filing on the tape Dec 9, 2020 · 12 filings
RAUM
$32.7M
reported, Item 5.F
Discretionary
91%
of RAUM
Private clients
100%
$32.7M individuals and HNW
Advisors
4
registered through the firm on IAPD
RAUM per advisor
$8.2M
derived; firm RAUM over IAPD count
Employees
5
5 advisory (5.B.1)
Offices
3
beyond the principal office
Private funds
0
reported on Schedule D
History
12 filings and snapshots on the tape
RAUM$32.7M as of Jul 30, 2021
Dec 9, 2020$0 then
HNW client RAUM$11.8M as of Jul 30, 2021
May 10, 2021$11.8M then
State-registered IARs (5.B.3)5 as of Jul 30, 2021
Dec 9, 20202 then
Employees (5.A)5 as of Jul 30, 2021
Dec 9, 20202 then
Private funds: no history
Practice profile
derived from the filing of Jul 30, 2021; every figure names its basis
RAUM per advisor
$8.2MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
29derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$1.5MderivedHNW RAUM over HNW clients
Average account
$212,429derivedRAUM over accounts (5.F.2.f)
Discretionary
91%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.3derivedItem 5.A over advisors
Advisors per office
1.0derived4 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, hourlyreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, selection of other advisersreportedItem 5.G
Wrap fee program
$21.6MreportedItem 5.I
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Individuals$20.9M64%
  • High-net-worth individuals$11.8M36%
Individual clients
106reported
HNW clients
8reported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
154reported
Financial planning clients
0reported
Wrap fee programs
$0 sponsored, $0 managedreported
Custody of client assets
noreported
Compensation
% of AUM, hourlyreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
4 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
Mark Anthony FacconeCertified Financial PlannerManasquan, NjJan 8, 202127 y4
J Scott SavagePalmetto, Fl Mar 10, 202134 y3
Diane L MetivierCinnaminson, Nj Mar 18, 202126 y4
Renee Danielle PepiaCertified Financial PlannerManasquan, NjJun 10, 202117 y4
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount1 left over 36 months
Left, latest
Joined, latest
Every departureEvery arrival
Teams: two or more advisors moving together within fourteen days, from one state
    Teams outTeams in
    Private funds
    No private fund reported.
    Owners and control persons
    Schedule A and B, latest filing
    • Anthony Mark Faccone · Managing Member/Investment Advisor Representative/Chief Compliance Officercontrol
      since 10/2020 · owns 75% or more
    Related persons
    Schedule D 7.A
    No related person reported.
    Office movement
    IAPD branch city; joins and departures in 12 months
    OfficeAdvisorsJoinedLeftTeams outForming
    Manasquan, Nj · principal400
    Annandale, Va000
    Offices
    Schedule D 1.F, the 25 largest
    • , 1 employees
    What changed
    consecutive filings, newest first
    • Advisory employees · 4 to 5
      May 12, 2021 to Jun 17, 2021
    • Employees · 4 to 5
      May 12, 2021 to Jun 17, 2021
    • State-registered IARs · 4 to 5
      May 12, 2021 to Jun 17, 2021
    • Accounts · 0 to 154
      Mar 16, 2021 to May 10, 2021
    • HNW clients · unset to 8.0
      Mar 16, 2021 to May 10, 2021
    • Individual clients · unset to 106.0
      Mar 16, 2021 to May 10, 2021
    • Insurance-licensed employees · 1 to 0
      Mar 16, 2021 to May 10, 2021
    • Discretionary RAUM · $0 to $29.7M
      Mar 16, 2021 to May 10, 2021
    • HNW RAUM · unset to 11812156.0
      Mar 16, 2021 to May 10, 2021
    • Individual RAUM · unset to 20901896.0
      Mar 16, 2021 to May 10, 2021
    • Non-discretionary RAUM · $0 to $3.0M
      Mar 16, 2021 to May 10, 2021
    • RAUM · $0 to $32.7M
      Mar 16, 2021 to May 10, 2021
    • Advisory employees · 3 to 4
      Mar 3, 2021 to Mar 16, 2021
    • BD registered reps · 3 to 4
      Mar 3, 2021 to Mar 16, 2021
    • Employees · 3 to 4
      Mar 3, 2021 to Mar 16, 2021
    • State-registered IARs · 3 to 4
      Mar 3, 2021 to Mar 16, 2021
    • Other offices · 2 to 3
      Mar 3, 2021 to Mar 16, 2021
    • Advisory employees · 1 to 3
      Jan 18, 2021 to Feb 25, 2021
    • BD registered reps · 1 to 3
      Jan 18, 2021 to Feb 25, 2021
    • Employees · 1 to 3
      Jan 18, 2021 to Feb 25, 2021
    • State-registered IARs · 1 to 3
      Jan 18, 2021 to Feb 25, 2021
    • Other offices · 0 to 2
      Jan 18, 2021 to Feb 25, 2021
    • Advisory employees · 2 to 1
      Dec 9, 2020 to Jan 18, 2021
    • BD registered reps · 2 to 1
      Dec 9, 2020 to Jan 18, 2021
    • Employees · 2 to 1
      Dec 9, 2020 to Jan 18, 2021
    • Insurance-licensed employees · 2 to 1
      Dec 9, 2020 to Jan 18, 2021
    • Financial planning clients · unset to 0
      Dec 9, 2020 to Jan 18, 2021
    • State-registered IARs · 2 to 1
      Dec 9, 2020 to Jan 18, 2021
    • Other offices · 1 to 0
      Dec 9, 2020 to Jan 18, 2021
    Signals
    2 dated events
    • Kyle Joon Kim left The Private Client Advisory Group, Llc for Tlg Advisors, Inc. (registered 2024-05-28)
      Jun 20, 2024 · Advisor changed firm · fact
    • The Private Client Advisory Group, Llc filed its initial SEC registration (Form ADV)
      Dec 9, 2020 · First SEC registration · fact
    Across DFX
    shared identifiers only, never a name match
    No identifier-backed link to the venture, private equity, family office or sponsor graphs.
    How to reach
    public business contact points only, each with its source
    Website
    thepcag.comreportedpublic record, Form ADV, Sep 17, 2026
    Provenance
    Form ADV
    SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
    Advisors
    IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
    Class
    Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
    RAUM per advisor
    $8.2Mderivedfirm RAUM over the IAPD count; not a book size
    Loaded
    Sep 14, 2026