RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A••••• R•••••• R••••••
- S•••••••• I••••••••• S••••••••• L•• state registered currentsince Jan 3, 2022 · Bluffton, Sc
- L•••••••• W••••• M••••••••• I••• formerOct 23, 2009 to Apr 5, 2019 · L••••••••, Ma
- E•••• A••••••• S•••••••• I••• unclassifiedJun 4, 2004 to Dec 31, 2009 · Essex, Ma
- L•••••••• W••••• M••••••••• I••• to S•••••••• I••••••••• S••••••••• L••left Apr 5, 2019, registered Jan 3, 2022 (1004 days) · RIA to a state-registered adviser
- E•••• A••••••• S•••••••• I••• to L•••••••• W••••• M••••••••• I•••left Dec 31, 2009, registered Oct 23, 2009 (-69 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 42derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address