DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Regis Edward Ruane
Certified Financial Planner
Feed of 09/14/2026
Also filed as Rege Ruane
At current firm
10 y
since Oct 30, 2015
In the industry
42 y
since Apr 19, 1984 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- United Capital Financial Advisors independent RIA currentsince Oct 30, 2015 · Carnegie, Pa
- Cetera Advisor Networks LLC formerNov 1, 2017 to Nov 13, 2017 · Carnegie, Pa
- Girard Securities, Inc. formerNov 10, 2015 to Nov 1, 2017 · Carnegie, Pa
- Select Financial Group, LLC formerOct 22, 2003 to Jul 11, 2016 · Carnegie, Pa
- RBC Capital Markets, LLC national BDJun 11, 2002 to Sep 29, 2003 · Pittsburgh, Pa
Moves
a registration end followed by a registration begin elsewhere
- Cetera Advisor Networks LLC to no registered destinationleft Nov 13, 2017 · Departure, no registered destination
- Girard Securities, Inc. to Cetera Advisor Networks LLCleft Nov 1, 2017, registered Nov 1, 2017 (0 days) · corporate re-registration, not a move
- Select Financial Group, LLC to United Capital Financial Advisorsleft Jul 11, 2016, registered Oct 30, 2015 (-255 days) · Other · moved with a team
- RBC Capital Markets, LLC to Select Financial Group, LLCleft Sep 29, 2003, registered Oct 22, 2003 (23 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 42derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address