DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Former SEC-registered adviser
Select Financial Group, LLC
Latest filing Mar 29, 2016
First filing on the tape Mar 17, 2012 · 6 filings
RAUM
$10.8M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
7
5 advisory (5.B.1)
Offices
n/a
beyond the principal office
Private funds
0
reported on Schedule D
History
6 filings and snapshots on the tape
RAUM$10.8M as of Mar 29, 2016
Mar 17, 2012$148M then
HNW client RAUM: no history
State-registered IARs (5.B.3)5 as of Mar 29, 2016
Mar 21, 20136 then
Employees (5.A)7 as of Mar 29, 2016
Mar 21, 20138 then
Private funds: no history
RAUM -94% over the last fiscal year-60% a year over threeIARs 7 to 5
Practice profile
derived from the filing of Mar 29, 2016; every figure names its basis
- RAUM per advisor
- $2.2MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $1.2MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.4derivedItem 5.A over advisors
- Advisors per office
- 5.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -94%derivedbetween the last two annual amendments
- Advisor growth, one year
- -29%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutionsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 9reported
- Financial planning clients
- n/areported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
- Kenneth Jeffrey Hanna to United Capital Financial AdvisorsJul 11, 2016 · Other
- Diana Elizabeth Hallas to United Capital Financial AdvisorsJul 11, 2016 · Other
- Regis Edward Ruane to United Capital Financial AdvisorsJul 11, 2016 · Other
- John Patrick Abriola to Osaic Wealth, Inc.Jul 11, 2016 · Other
- Ted William Drost to Osaic Wealth, Inc.Nov 19, 2015 · Other
- Ryan Patrick Neupaver to Osaic Wealth, Inc.Nov 13, 2015 · Other
- Gregory T Bricker to Dinuzzo Private Wealth, Inc.Nov 13, 2015 · Other
- William Edward Baker to Citizens Securities, Inc.Apr 4, 2011 · Other
Joined, latest
- Kenneth Jeffrey Hanna from Osaic Wealth, Inc.Aug 17, 2011 · Other
- Regis Edward Ruane from RBC Capital Markets, LLCOct 22, 2003 · Other
Teams: two or more advisors moving together within fourteen days, from one state
- 3 left for United Capital Financial AdvisorsJul 11, 2016 · Carnegie, Pa · Firm absorbed
- 2 left for Osaic Wealth, Inc.Nov 13, 2015 · Carnegie, Pa
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Patrick John Abriola · Managing Member / Chief Compliance Officercontrolsince 01/2001 · owns 75% or more
Related persons
Schedule D 7.A
- Christopher S. Greeninsurancen
- John P. Abriolainvestment companyLP sponsory
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 454 to 9Mar 17, 2015 to Mar 29, 2016
- Advisory employees · 6 to 5Mar 17, 2015 to Mar 29, 2016
- Advisory activities · 3 to 2Mar 17, 2015 to Mar 29, 2016
- BD registered reps · 6 to 5Mar 17, 2015 to Mar 29, 2016
- Employees · 9 to 7Mar 17, 2015 to Mar 29, 2016
- Insurance-licensed employees · 0 to 5Mar 17, 2015 to Mar 29, 2016
- Financial planning clients · 251-500 to unsetMar 17, 2015 to Mar 29, 2016
- State-registered IARs · 7 to 5Mar 17, 2015 to Mar 29, 2016
- Discretionary RAUM · $58.7M to $10.8MMar 17, 2015 to Mar 29, 2016
- Non-discretionary RAUM · $132M to $0Mar 17, 2015 to Mar 29, 2016
- RAUM · $190M to $10.8MMar 17, 2015 to Mar 29, 2016
- Accounts · 424 to 454Mar 3, 2014 to Mar 17, 2015
- Financial planning clients · 101-250 to 251-500Mar 3, 2014 to Mar 17, 2015
- State-registered IARs · 0 to 7Mar 3, 2014 to Mar 17, 2015
- Discretionary RAUM · $58.4M to $58.7MMar 3, 2014 to Mar 17, 2015
- Non-discretionary RAUM · $121M to $132MMar 3, 2014 to Mar 17, 2015
- RAUM · $180M to $190MMar 3, 2014 to Mar 17, 2015
- Accounts · 409 to 424Jun 11, 2013 to Mar 3, 2014
- Employees · 8 to 9Jun 11, 2013 to Mar 3, 2014
- State-registered IARs · 6 to 0Jun 11, 2013 to Mar 3, 2014
- Discretionary RAUM · $60.4M to $58.4MJun 11, 2013 to Mar 3, 2014
- Non-discretionary RAUM · $112M to $121MJun 11, 2013 to Mar 3, 2014
- RAUM · $173M to $180MJun 11, 2013 to Mar 3, 2014
- Accounts · 387 to 409Mar 17, 2012 to Mar 21, 2013
- Advisory employees · unset to 6.0Mar 17, 2012 to Mar 21, 2013
- BD registered reps · unset to 6.0Mar 17, 2012 to Mar 21, 2013
- Employees · unset to 8.0Mar 17, 2012 to Mar 21, 2013
- State-registered IARs · unset to 6.0Mar 17, 2012 to Mar 21, 2013
- Discretionary RAUM · $55.8M to $60.4MMar 17, 2012 to Mar 21, 2013
- Non-discretionary RAUM · $92.6M to $112MMar 17, 2012 to Mar 21, 2013
- RAUM · $148M to $173MMar 17, 2012 to Mar 21, 2013
Signals
No event on the tape.
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026