DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Chelsea Management Company
Wealth manager with institutional or fund businessWoodland Hills, CaliforniaCRD 110399SEC 801-7333websiteIAPD
Legal name Chelsea Counsel Company
Latest filing Jun 17, 2026
First filing on the tape Mar 29, 2012 · 23 filings
SEC status approved since Apr 3, 1971
RAUM
$517M
reported, Item 5.F
Discretionary
99%
of RAUM
Private clients
35%
$181M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$259M
derived; firm RAUM over IAPD count
Employees
7
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
23 filings and snapshots on the tape
RAUM$517M as of Jun 17, 2026
Jun 27, 2012$921M then
HNW client RAUM$98.5M as of Jun 17, 2026
Jun 27, 2018$147M then
State-registered IARs (5.B.3)2 as of Jun 17, 2026
Jun 27, 20120 then
Employees (5.A)7 as of Jun 17, 2026
Jun 28, 20138 then
Private funds: no history
RAUM +9.6% over the last fiscal year+0.7% a year over threeIARs 2 to 2
Practice profile
derived from the filing of Jun 17, 2026; every figure names its basis
Archetypes, each a printed rule
- Dual wealth and asset manager · private-client share 20 to 60 percent and fund or institutional share at least 30 percent
- RAUM per advisor
- $259MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 44derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.5MderivedHNW RAUM over HNW clients
- Average account
- $2.4MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 99%derivedof RAUM
- Institutional
- 65%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 3.5derivedItem 5.A over advisors
- Advisors per office
- 2.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +5.4%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -7.3%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutionsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Insurance companies$262M51%
- High-net-worth individuals$98.5M19%
- Individuals$82.1M16%
- Charitable organizations$71.5M14%
- Pension and profit-sharing plans$2.3M0.4%
- Corporations and businesses$234,0840.0%
- Individual clients
- 47reported
- HNW clients
- 40reported
- Pension plan clients
- n/areported
- Charitable clients
- 8reported
- Accounts
- 212reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.35 fund_share=0.0 institutional_share=0.65 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Patrick Carme Pascal | Woodland Hills, Ca | Jan 1, 2026 | 35 y | 2 |
| Frederick John Ruopp | Woodland Hills, Ca | Aug 24, 2026 | 30 y | 0 |
Advisor movement
0 left, 1 joined in 12 months
net +1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- Samuel Clarke Coquillard to Pacific Global Investment Management CompanySep 7, 2007 · Other
Joined, latest
- Patrick Carme Pascal from Dtf Management LLCJan 1, 2026 · Other
- Samuel Clarke Coquillard from Merrill Lynch, Pierce, Fenner & Smith IncorporatedApr 15, 2005 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Mcneil Sara Gallagher · Senior Vice President & Ccocontrolsince 05/2021 · owns less than 5%
- Carme Patrick Pascal · President And Ceocontrolsince 06/2019 · owns less than 5%
- John Frederick Ruopp · Chairmancontrolsince 06/2019 · owns less than 5%
- Carme Patrick Pascal · Shareholdercontrolsince 07/2013 · owns 25% to 50% of C.C. Pascal Family Partnership, L.P.
- John Frederick Ruopp · Trusteecontrolsince 06/2020 · owns 75% or more of Frederick J. Ruopp Jr. Exempt Trust Dtd 7-13-2000
- Arthur Thomas Techentin · Shareholdersince 12/2020 · owns 10% to 25%
Entity owners
- Frederick J. Ruopp Jr. Exempt Trust Dtd 7-13-2000 · Shareholderdirect · owns 50% to 75%
- Wedbush, Inc. · Ownerindirect · owns 75% or more of Wam Capital, LLC
- C.C. Pascal Family Partnership, L.P. · Shareholderdirect · owns 5% to 10%
- Wam Capital, LLC · Shareholderdirect · owns 10% to 25%
Related persons
Schedule D 7.A
No related person reported.
Advisers that list Chelsea Management Company as a related person
- 159469 y
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Woodland Hills, Ca · principal | 2 | 2 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- high institutional concentrationStatic outlier · filing Jun 17, 2026institutional share of RAUM of 65% against a peer median of 2% (1482 comparable advisers, 99.0th percentile, 21.4 robust deviations)peers: independent wealth managers, $500M to $1B (1,482) · 99% percentile
What changed
consecutive filings, newest first
- Accounts · 223 to 212Jun 26, 2025 to Jun 17, 2026
- Charity clients · 10 to 8Jun 26, 2025 to Jun 17, 2026
- Individual clients · 51 to 47Jun 26, 2025 to Jun 17, 2026
- Assets in custody · 1375000.0 to unsetJun 26, 2025 to Jun 17, 2026
- Discretionary RAUM · $494M to $513MJun 26, 2025 to Jun 17, 2026
- HNW RAUM · $143M to $98.5MJun 26, 2025 to Jun 17, 2026
- Individual RAUM · $17.8M to $82.1MJun 26, 2025 to Jun 17, 2026
- Non-discretionary RAUM · $3.2M to $4.0MJun 26, 2025 to Jun 17, 2026
- Pension RAUM · $2.1M to $2.3MJun 26, 2025 to Jun 17, 2026
- RAUM · $497M to $517MJun 26, 2025 to Jun 17, 2026
- Accounts · 224 to 223Jun 25, 2024 to Jun 26, 2025
- HNW clients · 37 to 40Jun 25, 2024 to Jun 26, 2025
- Individual clients · 52 to 51Jun 25, 2024 to Jun 26, 2025
- Assets in custody · unset to 1375000.0Jun 25, 2024 to Jun 26, 2025
- Employees · 8 to 7Jun 25, 2024 to Jun 26, 2025
- Financial planning clients · 0 to 0Jun 25, 2024 to Jun 26, 2025
- Discretionary RAUM · $494M to $494MJun 25, 2024 to Jun 26, 2025
- HNW RAUM · $138M to $143MJun 25, 2024 to Jun 26, 2025
- Individual RAUM · $21.8M to $17.8MJun 25, 2024 to Jun 26, 2025
- Non-discretionary RAUM · $3.2M to $3.2MJun 25, 2024 to Jun 26, 2025
- Pension RAUM · $1.9M to $2.1MJun 25, 2024 to Jun 26, 2025
- RAUM · $497M to $497MJun 25, 2024 to Jun 26, 2025
- Accounts · 252 to 224Jun 2, 2023 to Jun 25, 2024
- Charity clients · 12 to 10Jun 2, 2023 to Jun 25, 2024
- HNW clients · 40 to 37Jun 2, 2023 to Jun 25, 2024
- Individual clients · 56 to 52Jun 2, 2023 to Jun 25, 2024
- Employees · 10 to 8Jun 2, 2023 to Jun 25, 2024
- HQ city · LOS ANGELES to WOODLAND HILLSJun 2, 2023 to Jun 25, 2024
- Discretionary RAUM · $470M to $494MJun 2, 2023 to Jun 25, 2024
- HNW RAUM · $132M to $138MJun 2, 2023 to Jun 25, 2024
- Individual RAUM · $21.6M to $21.8MJun 2, 2023 to Jun 25, 2024
- Non-discretionary RAUM · $2.1M to $3.2MJun 2, 2023 to Jun 25, 2024
- Pension RAUM · $4.0M to $1.9MJun 2, 2023 to Jun 25, 2024
- RAUM · $472M to $497MJun 2, 2023 to Jun 25, 2024
- Accounts · 249 to 252Jun 28, 2022 to Jun 2, 2023
- Advisory employees · 4 to 3Jun 28, 2022 to Jun 2, 2023
- HNW clients · 48 to 40Jun 28, 2022 to Jun 2, 2023
- Individual clients · 48 to 56Jun 28, 2022 to Jun 2, 2023
- Pension plan clients · 5.0 to unsetJun 28, 2022 to Jun 2, 2023
- Employees · 7 to 10Jun 28, 2022 to Jun 2, 2023
Signals
No event on the tape.
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- info@chelseamanagement.comreportedpublished by the firm, firm site, Sep 17, 2026
- Business phone
- 213-362-9200reportedpublished by the firm, firm site, Sep 17, 2026
- Website
- CHELSEAMANAGEMENT.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 213-362-9200reportedpublic record, Form ADV, Jun 17, 2026
- Contact form
- chelseamanagement.com/contact-usreportedpublished by the firm, firm site, Sep 17, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Wealth manager with institutional or fund businessderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $259Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026