RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M••••••••• A•• F•••••••••
- C••••••• institutional currentsince Mar 8, 2019 · Lake Success, Ny
- W••••••••• R••••••••• A••••••• institutionalJun 11, 2013 to Mar 11, 2014 · Port Washington, Ny
- F•••••••• T••••••• I••• formerMay 11, 2007 to Mar 3, 2014 · Port Washington, Ny
- A•• A•••• M••••••••• I••• unclassifiedSep 21, 2006 to Jun 13, 2007 · Port Washington, Ny
- P••• A••••••• S•••••••• I••• unclassifiedSep 16, 2003 to Aug 3, 2005 · Doylestown, Pa
- W••••••••• R••••••••• A••••••• to C•••••••left Mar 11, 2014, registered Mar 8, 2019 (1823 days) · Other
- F•••••••• T••••••• I••• to W••••••••• R••••••••• A•••••••left Mar 3, 2014, registered Jun 11, 2013 (-265 days) · Other
- A•• A•••• M••••••••• I••• to F•••••••• T••••••• I•••left Jun 13, 2007, registered May 11, 2007 (-33 days) · Other
- P••• A••••••• S•••••••• I••• to A•• A•••• M••••••••• I•••left Aug 3, 2005, registered Sep 21, 2006 (414 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Institutional managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address