D•••• S•••• F•••••••

• A••••••••• F•••••••• S•••••••• L•• national BD current
  since Jul 16, 2025 · Rochester, Ny
• L•• F•••••••• L•• BD affiliated
  Oct 28, 2022 to Jul 23, 2025 · Pittsford, Ny
• A••••• A•• P••••••• S••••••• BD affiliated
  Feb 26, 2007 to Nov 13, 2020 · Rochester, Ny

• L•• F•••••••• L•• to A••••••••• F•••••••• S•••••••• L••
  left Jul 23, 2025, registered Jul 16, 2025 (-7 days) · Affiliated broker-dealer or bank to another
• A••••• A•• P••••••• S••••••• to L•• F•••••••• L••
  left Nov 13, 2020, registered Oct 28, 2022 (714 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team

• ••• Locked
  Jul 23, 2025 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

National broker-dealer RIAderived

Years in industry

41derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address