DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Fate Kellum Spurlock
Feed of 09/14/2026
At current firm
0 y
since Jun 17, 2026
In the industry
45 y
since Oct 1, 1980 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- LPL Enterprise, LLC BD affiliated currentsince Jun 17, 2026 · Topeka, Ks
- Ameritas Advisory Services, LLC BD affiliatedNov 1, 2021 to Jun 18, 2026 · Topeka, Ks
- Ameritas Advisory Services formerJul 21, 2016 to Nov 1, 2021 · Topeka, Ks
- MML Investors Services, LLC BD affiliatedJun 9, 2014 to Jul 12, 2016 · Ste 408, Ks
- Eagle Strategies LLC BD affiliatedMay 20, 2010 to Apr 14, 2014 · Topeka, Ks
Moves
a registration end followed by a registration begin elsewhere
- Ameritas Advisory Services, LLC to LPL Enterprise, LLCleft Jun 18, 2026, registered Jun 17, 2026 (-1 days) · Affiliated broker-dealer or bank to another
- Ameritas Advisory Services to Ameritas Advisory Services, LLCleft Nov 1, 2021, registered Nov 1, 2021 (0 days) · corporate re-registration, not a move
- MML Investors Services, LLC to Ameritas Advisory Servicesleft Jul 12, 2016, registered Jul 21, 2016 (9 days) · Other
- Eagle Strategies LLC to MML Investors Services, LLCleft Apr 14, 2014, registered Jun 9, 2014 (56 days) · Other
Signals
- Fate Kellum Spurlock left Ameritas Advisory Services, Llc for Lpl Enterprise, Llc (registered 2026-06-17)Jun 18, 2026 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 45derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address