RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D••••• L•••• H••••
- A••••• T••••• P•••••• W••••• independent RIA currentsince Sep 30, 2025 · Sarasota, Fl
- D•• H•••• A•••• M••••••••• formerMar 10, 2006 to Dec 5, 2025 · Sarasota, Fl
- H••••• F•••••••• S•••••••• L•• formerFeb 21, 2006 to Mar 21, 2006 · Sarasota, Fl
- D•• H•••• A•••• M••••••••• to A••••• T••••• P•••••• W•••••left Dec 5, 2025, registered Sep 30, 2025 (-66 days) · Other · moved with a team
- H••••• F•••••••• S•••••••• L•• to D•• H•••• A•••• M•••••••••left Mar 21, 2006, registered Mar 10, 2006 (-11 days) · Other
- D••••• L•••• H•••• left D•• H•••• A•••• M••••••••• for A••••• T••••• P•••••• W••••• (registered 2025-09-30)Dec 5, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address