DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Dawn Leclaire Walker
Feed of 09/15/2026
Also filed as Dawn Marie Gores
At current firm
8 y
since Oct 25, 2017
In the industry
26 y
since Dec 9, 1999 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Creative Financial Designs, Inc. BD affiliated currentsince Oct 25, 2017 · Stillwater, Mn
- LPL Financial LLC BD affiliatedJan 21, 2014 to Sep 1, 2017 · Plymouth, Mn
- RBC Capital Markets, LLC national BDNov 20, 2002 to Mar 10, 2005 · Minneapolis, Mn
Moves
a registration end followed by a registration begin elsewhere
- LPL Financial LLC to Creative Financial Designs, Inc.left Sep 1, 2017, registered Oct 25, 2017 (54 days) · Other
- RBC Capital Markets, LLC to LPL Financial LLCleft Mar 10, 2005, registered Jan 21, 2014 (3239 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address