DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Creative Financial Designs, Inc.
Latest filing Mar 30, 2026
First filing on the tape May 7, 2012 · 33 filings
SEC status approved since Apr 19, 2001
RAUM
$2.9B
reported, Item 5.F
Discretionary
99%
of RAUM
Private clients
98%
$2.9B individuals and HNW
Advisors
162
registered through the firm on IAPD
RAUM per advisor
$18.2M
derived; firm RAUM over IAPD count
Employees
170
155 advisory (5.B.1)
Offices
104
beyond the principal office
Private funds
0
reported on Schedule D
History
33 filings and snapshots on the tape
RAUM$2.9B as of Mar 30, 2026
May 7, 2012$524M then
HNW client RAUM$842M as of Mar 30, 2026
Mar 30, 2018$50.0M then
State-registered IARs (5.B.3)150 as of Mar 30, 2026
Mar 27, 2013135 then
Employees (5.A)170 as of Mar 30, 2026
Mar 27, 2013140 then
Private funds: no history
RAUM +19% over the last fiscal year+20% a year over threeIARs 150 to 150offices 101 to 104
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
Archetypes, each a printed rule
- Broker-dealer affiliated · Item 7.A.1 (broker-dealer affiliate) and at least 50 registered representatives (Item 5.B.2), or the adviser is itself a broker-dealer (6.A.1)
- Mass-affluent RIA · private-client share at least 50 percent, non-HNW individuals at least 60 percent of private-client RAUM
- RAUM per advisor
- $18.2MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 65derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.8MderivedHNW RAUM over HNW clients
- Average account
- $195,725derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 99%derivedof RAUM
- Institutional
- 1.1%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 1.5derived105 offices incl. principal (1.F.5)
- RAUM growth, one year
- +19%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +8.2%derived
- Compensation
- percentage of assets, hourly, fixed fees, subscriptionreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, publications, educational seminarsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- marketing includes testimonials (5.L.1.c)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Individuals$2.0B70%
- High-net-worth individuals$842M29%
- Pension and profit-sharing plans$21.6M0.7%
- Corporations and businesses$18.8M0.6%
- Charitable organizations$9.6M0.3%
- Individual clients
- 10,015reported
- HNW clients
- 462reported
- Pension plan clients
- 19reported
- Charitable clients
- 33reported
- Accounts
- 15,029reported
- Financial planning clients
- 251-500reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.98 fund_share=0.0 institutional_share=0.01 related_bd=true related_bank=false bd_reps=160.0derived
Advisors registered through the firm
162 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Brent Anthony Owens | Kokomo, In | Nov 23, 1997 | 41 y | 0 |
| Justin Lee KeelingCertified Financial Planner | Kokomo, In | Nov 23, 1998 | 28 y | 0 |
| Kregg Jerrod Rooze | Kokomo, In | Nov 23, 1998 | 28 y | 0 |
| Mickey Lee OwensCertified Financial Planner, Chartered Financial Consultant | Kokomo, In | Nov 23, 1998 | 57 y | 0 |
| Edward Franklin CampCertified Financial Planner, Chartered Financial Consultant | Kokomo, In | Feb 10, 2000 | 36 y | 0 |
| Douglas Alan Shields | Kokomo, In | Sep 28, 2000 | 34 y | 0 |
| Gene Earl GriffinCertified Financial Planner | Terre Haute, In | Jan 30, 2001 | 39 y | 0 |
| William Edward Breagy | Florence, Ky | Jul 9, 2002 | 32 y | 1 |
| Douglas Jay Atkins | Greenwood, In | Sep 3, 2002 | 26 y | 1 |
| Terry W MayChartered Financial Consultant | Greenville, Oh | Apr 8, 2003 | 40 y | 0 |
| Pietro Joseph PassalacquaCertified Financial Planner | Kokomo, In | Jun 16, 2003 | 33 y | 1 |
| William Dennis Clark | Kokomo, In | Jun 20, 2003 | 23 y | 0 |
| Randy Joe Umbaugh | Warsaw, In | Apr 14, 2004 | 31 y | 2 |
| Jeffery Scott Lillie | Rockford, Il | Nov 19, 2004 | 26 y | 1 |
| Andrew John Klinker | Kokomo, In | Jun 27, 2005 | 30 y | 1 |
| Brooke Leigh Rockey | Kokomo, In | Nov 8, 2005 | 21 y | 0 |
| Kent Allen LalondeCertified Financial Planner | San Clemente, Ca | Nov 17, 2005 | 27 y | 3 |
| Wayne Ray Fourman | Kokomo, In | Jun 22, 2006 | 38 y | 0 |
| Matthew O Bahrenburg | Kokomo, In | Aug 2, 2007 | 19 y | 0 |
| Ricky L Bain | Kokomo, In | Oct 23, 2007 | 24 y | 2 |
| Stuart Allen Breeden | Peoria, Il | Oct 29, 2007 | 32 y | 1 |
| James A GuyotCertified Financial Planner | Kokomo, In | Nov 2, 2007 | 24 y | 1 |
| Barry Gene Hickey | Kokomo, In | Dec 6, 2007 | 24 y | 1 |
| Robin Gardner Lee | Kokomo, In | Apr 2, 2008 | 27 y | 2 |
| Christopher M RockeyChartered Financial Consultant | Kokomo, In | Jul 4, 2008 | 19 y | 0 |
| Timothy Eugene Wright | Kokomo, In | Aug 11, 2008 | 23 y | 1 |
| Joseph Louis HidalgoChartered Financial Consultant | Kokomo, In | Sep 29, 2008 | 24 y | 0 |
| Charles Martin White | Lebanon, Ky | Jan 15, 2009 | 27 y | 0 |
| Trent MayChartered Financial Consultant | Greenville, Oh | May 8, 2009 | 20 y | 0 |
| Joanne Rae Broadwater | Kokomo, In | Jun 10, 2009 | 20 y | 0 |
| Kurt Richard Supe | Indianapolis, In | Jun 17, 2009 | 26 y | 1 |
| Mark Gray | Kokomo, In | Oct 9, 2009 | 30 y | 1 |
| Thomas Eli BeachyCertified Financial Planner | Kokomo, In | Jan 4, 2010 | 19 y | 1 |
| Lisa Dawn Raderstorf | Logansport, In | Jan 4, 2010 | 20 y | 2 |
| Craig Alan Drees | Kokomo, In | Apr 9, 2010 | 27 y | 2 |
| Michael John DusoldChartered Financial Consultant | Cincinnati, Oh | May 25, 2010 | 33 y | 1 |
| Leslie Robert Miller | Brazil, In | Dec 3, 2010 | 26 y | 1 |
| Renee Cheryl Stewart | Brazil, In | Dec 3, 2010 | 26 y | 1 |
| James Anthony MartinCertified Financial Planner | Kokomo, In | Jan 11, 2011 | 36 y | 0 |
| Rosemary A Robinson | Kokomo, In | May 18, 2011 | 17 y | 1 |
Advisor movement
4 left, 11 joined in 12 months
net +7 in 12 months0 left in 90 days3 joined in 90 daysdeparture rate 2.5% of current headcount13 left over 36 months
Left, latest
- Stephen Craig Matson to Ameriprise Financial Services, LLCMay 27, 2026 · Affiliated broker-dealer or bank to another
- Macy Rose Fingerhut Reimbold to Domain Money Advisors, LLCApr 20, 2026 · Other
- James Edward Kelley to Caliber Wealth Management, LLCDec 31, 2025 · Affiliated broker-dealer or bank to independent RIA
- Jared Shawn Argo to Advisor Share Wealth Management, LLCDec 31, 2025 · Affiliated broker-dealer or bank to independent RIA
- Robert Michael Fredrikson to Generational Wealth, Inc.Sep 5, 2025 · Affiliated broker-dealer or bank to independent RIA
- Julian Treves to Avise FinancialDec 31, 2024 · Affiliated broker-dealer or bank to independent RIA
- Anthony Mark Montenegro to The Blackmont GroupSep 26, 2024 · Affiliated broker-dealer or bank to a state-registered adviser
- Gabriela Rubio to The Blackmont GroupSep 24, 2024 · Affiliated broker-dealer or bank to a state-registered adviser
- Earl Ray Brown-Orth to Pathway Asset & Tax AdvisorySep 20, 2024 · Affiliated broker-dealer or bank to a state-registered adviser
- Richard Arthur Deyo to Harbour Investments, Inc.Jul 12, 2024 · Affiliated broker-dealer or bank to independent RIA
- Edward C Irwin to Thrivent Investment Management Inc.May 10, 2024 · Affiliated broker-dealer or bank to another
- Gary Robert Reese to Wealthbuilders InvestmentsMar 15, 2024 · Affiliated broker-dealer or bank to independent RIA
- Jeffrey James Lovett to LPL Financial LLCNov 27, 2023 · Affiliated broker-dealer or bank to another
- Cole Andrew Swearingen to Curi Capital, LLCMar 2, 2023 · Affiliated broker-dealer or bank to independent RIA
- Mark Gerard Loftus to Integrity Investors, L.L.C.Aug 8, 2022 · Other
Joined, latest
- Sue Ellen Allbaugh from Pnc Wealth ManagementJul 6, 2026 · Affiliated broker-dealer or bank to another
- Brian Robert Carlson from Assetmark, Inc.Jul 2, 2026 · Affiliated broker-dealer or bank to another
- Robert Kennedy Kretz from Pnc Wealth ManagementJul 2, 2026 · Affiliated broker-dealer or bank to another
- Kenneth Daniel Coe from Integrated Capital ManagementMay 1, 2026 · RIA to affiliated broker-dealer or bank
- Mark Leon Magruder from Geneos Wealth Management, Inc.Apr 30, 2026 · Affiliated broker-dealer or bank to another
- Angel Luis Sotomayor from Geneos Wealth Management, Inc.Apr 30, 2026 · Affiliated broker-dealer or bank to another
- Michael Christian Gray from Csenge Advisory Group, LLCApr 29, 2026 · RIA to affiliated broker-dealer or bank
- James S Boys from Ae Wealth Management, LLCApr 7, 2026 · Affiliated broker-dealer or bank to another
- Daniel Ballister from MML Investors Services, LLCFeb 27, 2026 · Affiliated broker-dealer or bank to another
- Gary James Oie from Osaic Wealth, Inc.Jan 22, 2026 · Affiliated broker-dealer or bank to another
- Tawny Flynn from LPL Enterprise, LLCOct 29, 2025 · Affiliated broker-dealer or bank to another
- Austin England from Core PlanningSep 8, 2025 · RIA to affiliated broker-dealer or bank
- Paul Howard Miller from Foundations Investment Advisors LLCJul 15, 2025 · RIA to affiliated broker-dealer or bank
- Nathan D Cruz from Next Financial Group, Inc.Nov 19, 2024 · Other
- Chris Kevin Cochran from Next Financial Group, Inc.Aug 6, 2024 · Other
Teams: two or more advisors moving together within fourteen days, from one state
- 4 left for Gettings Busch Wealth ManagementDec 31, 2019 · Kokomo, In
- 2 left for Cetera Investment Advisers LLCDec 19, 2019 · Kokomo, In
- 2 left for Ip Financial Advisory Services LLCDec 19, 2019 · Mokena, Il
- 2 left for Prime Capital FinancialAug 27, 2018 · Kokomo, In
- 2 left for Ae Wealth Management, LLCNov 9, 2017 · Kokomo, In
- 2 left for Independent Advisor Alliance, LLCOct 31, 2017 · Kokomo, In
- 2 joined from Pnc Wealth ManagementJul 7, 2026 · Carmel, In
- 2 joined from Cadaret Grant & Co IncMay 1, 2024 · Kirkville, Ny
- 2 joined from Thrivent Investment Management Inc.Aug 12, 2019 · Boise, Id
- 2 joined from First Allied Advisory Services, Inc.Feb 27, 2018 · Urbana, Il
- 5 joined from Next Financial Group, Inc.Jul 24, 2015 · Sunnyvale, Ca
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- O Matthew Bahrenburg · Chief Compliance Officercontrolsince 04/2012 · owns less than 5%
- Anthony Brent Owens · President, Directorcontrolsince 08/1997 · owns 25% to 50%
- Lee Mickey Owens · Directorcontrolsince 10/2015 · owns less than 5%
- Leigh Brooke Rockey · Secretary, Directorcontrolsince 09/2009 · owns less than 5%
- M Christopher Rockey · Director, Treasurercontrolsince 10/2012 · owns less than 5%
- Jerrod Kregg Rooze · Director, Vice Presidentcontrolsince 08/2009 · owns less than 5%
- John Gregory Smith · Chief Financial Officercontrolsince 01/2001 · owns less than 5%
- Anthony Brent Owens · Trusteecontrolsince 12/2000 · owns 75% or more of Owens Family Trust Dated December 2000
- Elaine Kathryn Owens · Trusteecontrolsince 08/2007 · owns 50% to 75% of Owens Family Trust Dated 8/1/2007
- Lee Mickey Owens · Trusteecontrolsince 08/2007 · owns 50% to 75% of Owens Family Trust Dated 8/1/2007
- R Brigit Braun · Directorsince 12/2023 · owns less than 5%
Entity owners
- Owens Family Trust Dated 8/1/2007 · Shareholderdirect · owns 50% to 75%
- Owens Family Trust Dated December 2000 · Shareholderdirect · owns 25% to 50%
Related persons
Schedule D 7.A
- Cfd Insurance Planners, Inc.real estaten
- Cfd Investments, Inc.broker-dealerreal estaten
- Cfd Realty, Incinvestment companyn
- Cfd Tax Preparation And Booking Services, Inc.insurancen
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Kokomo, In · principal | 158 | 16 | 1 | ||
| Mishawaka, In | 6 | 2 | 0 | ||
| Flint, Mi | 5 | 0 | 0 | ||
| Greenville, Oh | 5 | 0 | 0 | ||
| Boise, Id | 5 | 0 | 0 | ||
| Shelby Township, Mi | 4 | 1 | 0 | ||
| Overland Park, Ks | 4 | 0 | 0 | ||
| Lees Summit, Mo | 4 | 0 | 0 | ||
| Terre Haute, In | 3 | 0 | 0 | ||
| Greenwood, In | 3 | 0 | 0 | ||
| Indianapolis, In | 3 | 0 | 1 | ||
| Cincinnati, Oh | 3 | 0 | 0 | ||
| Lenexa, Ks | 3 | 0 | 0 | ||
| Cookeville, Tn | 3 | 1 | 0 | ||
| Martinsville, In | 3 | 0 | 0 | ||
| Bluffton, Oh | 3 | 0 | 0 | ||
| Succassunna, Nj | 2 | 1 | 0 | ||
| Bowling Green, Oh | 2 | 0 | 0 | ||
| Brazil, In | 2 | 0 | 0 | ||
| Denver, Co | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Lenexa, KS8 employees
- Greenville, OH5 employees
- Boise, ID4 employees
- Hollister, CA3 employees
- Shelby Township, MI3 employees
- , 3 employees
- Indianapolis, IN3 employees
- Flint, MI3 employees
- Lincoln, NE2 employees
- Terre Haute, IN2 employees
- Peoria, IL2 employees
- Ft. Wayne, IN2 employees
- Cincinnati, OH2 employees
- Brazil, IN2 employees
- Greenwood, IN2 employees
- Joplin, MO2 employees
- Springfield, MO2 employees
- Mishawaka, IN2 employees
- Bluffton, OH2 employees
- Bowling Green, OH2 employees
- Urbana, IL2 employees
- Tipton, IN2 employees
- Muncie, IN1 employees
- , 1 employees
- , 1 employees
ADV anomalies
3 against comparable advisers; where to look, not conclusions
- business activity changedChange between filings · filing Mar 30, 2026pension consulting (Item 5.G.6): no on the filing of 2025-12-16, yes on the filing of 2026-03-30peers: affiliated wealth managers, $1B to $5B (56)
- control person changedChange between filings · filing Mar 30, 2026SMITH, GREGORY, JOHN (CHIEF FINANCIAL OFFICER) appeared on Schedule A between the filings of 2024-03-25 and 2026-03-30peers: affiliated wealth managers, $1B to $5B (56)
- control person changedChange between filings · filing Mar 30, 2026OWENS, KATHRYN, ELAINE (TRUSTEE) left Schedule A between the filings of 2024-03-25 and 2026-03-30peers: affiliated wealth managers, $1B to $5B (56)
What changed
consecutive filings, newest first
- Accounts · 14,029 to 15,029Dec 16, 2025 to Mar 30, 2026
- Advisory employees · 150 to 155Dec 16, 2025 to Mar 30, 2026
- Advisory activities · 5 to 6Dec 16, 2025 to Mar 30, 2026
- BD registered reps · 140 to 160Dec 16, 2025 to Mar 30, 2026
- Charity clients · 22 to 33Dec 16, 2025 to Mar 30, 2026
- Corporate clients · 18 to 37Dec 16, 2025 to Mar 30, 2026
- HNW clients · 352 to 462Dec 16, 2025 to Mar 30, 2026
- Individual clients · 9,334 to 10,015Dec 16, 2025 to Mar 30, 2026
- Pension plan clients · 41 to 19Dec 16, 2025 to Mar 30, 2026
- Employees · 150 to 170Dec 16, 2025 to Mar 30, 2026
- Insurance-licensed employees · 2 to 3Dec 16, 2025 to Mar 30, 2026
- Other offices · 101 to 104Dec 16, 2025 to Mar 30, 2026
- Discretionary RAUM · $2.4B to $2.9BDec 16, 2025 to Mar 30, 2026
- HNW RAUM · $634M to $842MDec 16, 2025 to Mar 30, 2026
- Individual RAUM · $1.8B to $2.0BDec 16, 2025 to Mar 30, 2026
- Non-discretionary RAUM · $53.4M to $27.2MDec 16, 2025 to Mar 30, 2026
- Pension RAUM · $67.4M to $21.6MDec 16, 2025 to Mar 30, 2026
- RAUM · $2.5B to $2.9BDec 16, 2025 to Mar 30, 2026
- Accounts · 12,377 to 14,029Nov 8, 2024 to Mar 27, 2025
- Advisory employees · 152 to 150Nov 8, 2024 to Mar 27, 2025
- Advisory activities · 4 to 5Nov 8, 2024 to Mar 27, 2025
- Charity clients · 8 to 22Nov 8, 2024 to Mar 27, 2025
- Corporate clients · unset to 18.0Nov 8, 2024 to Mar 27, 2025
- HNW clients · 295 to 352Nov 8, 2024 to Mar 27, 2025
- Individual clients · 8,413 to 9,334Nov 8, 2024 to Mar 27, 2025
- Pension plan clients · 7 to 41Nov 8, 2024 to Mar 27, 2025
- Assets in custody · 98666690.0 to unsetNov 8, 2024 to Mar 27, 2025
- Employees · 152 to 150Nov 8, 2024 to Mar 27, 2025
- Financial planning clients · 101-250 to 251-500Nov 8, 2024 to Mar 27, 2025
- State-registered IARs · 149 to 150Nov 8, 2024 to Mar 27, 2025
- Other offices · 108 to 101Nov 8, 2024 to Mar 27, 2025
- Discretionary RAUM · $2.1B to $2.4BNov 8, 2024 to Mar 27, 2025
- HNW RAUM · $505M to $634MNov 8, 2024 to Mar 27, 2025
- Individual RAUM · $1.6B to $1.8BNov 8, 2024 to Mar 27, 2025
- Non-discretionary RAUM · $5.8M to $53.4MNov 8, 2024 to Mar 27, 2025
- Pension RAUM · $21.5M to $67.4MNov 8, 2024 to Mar 27, 2025
- RAUM · $2.1B to $2.5BNov 8, 2024 to Mar 27, 2025
- Accounts · 11,616 to 12,377Mar 28, 2023 to Mar 25, 2024
- Advisory employees · 140 to 152Mar 28, 2023 to Mar 25, 2024
- Advisory activities · 5 to 4Mar 28, 2023 to Mar 25, 2024
Signals
31 dated events
- 2 advisors left PNC Wealth Management (Carmel, IN) for Creative Financial Designs, Inc. on the same dayJul 7, 2026 · Team lift-out · derived
- Stephen Craig Matson left Creative Financial Designs, Inc. for Ameriprise Financial Services, Llc (registered 2026-05-27)May 27, 2026 · Advisor changed firm · fact
- Macy Rose Fingerhut Reimbold left Creative Financial Designs, Inc. for Domain Money Advisors, Llc (registered 2026-05-01)Apr 20, 2026 · Advisor changed firm · fact
- James Edward Kelley left Creative Financial Designs, Inc. for Caliber Wealth Management, Llc (registered 2026-02-04)Dec 31, 2025 · Advisor changed firm · fact
- Jared Shawn Argo left Creative Financial Designs, Inc. for Advisor Share Wealth Management, Llc (registered 2026-09-10)Dec 31, 2025 · Advisor changed firm · fact
- Robert Michael Fredrikson left Creative Financial Designs, Inc. for Generational Wealth, Inc. (registered 2025-10-02)Sep 5, 2025 · Advisor changed firm · fact
- Creative Financial Designs, Inc. reported 101 offices beyond its principal office, down from 108 (2024-11-08 to 2025-03-27)Mar 27, 2025 · Office count change · derived
- Julian Treves left Creative Financial Designs, Inc. for Avise Financial (registered 2025-01-24)Dec 31, 2024 · Advisor changed firm · fact
- Anthony Mark Montenegro left Creative Financial Designs, Inc. for The Blackmont Group (registered 2024-09-27)Sep 26, 2024 · Advisor changed firm · fact
- Gabriela Rubio left Creative Financial Designs, Inc. for The Blackmont Group (registered 2026-04-29)Sep 24, 2024 · Advisor changed firm · fact
- Earl Ray Brown-Orth left Creative Financial Designs, Inc. for Pathway Asset & Tax Advisory (registered 2026-07-17)Sep 20, 2024 · Advisor changed firm · fact
- Richard Arthur Deyo left Creative Financial Designs, Inc. for Harbour Investments, Inc. (registered 2024-07-11)Jul 12, 2024 · Advisor changed firm · fact
- Edward C Irwin left Creative Financial Designs, Inc. for Thrivent Investment Management Inc. (registered 2024-06-05)May 10, 2024 · Advisor changed firm · fact
- 2 advisors left Cadaret Grant & CO Inc (Kirkville, NY) for Creative Financial Designs, Inc. on the same dayMay 1, 2024 · Team lift-out · derived
- Creative Financial Designs, Inc. reported 108 offices beyond its principal office, up from 94 (2023-03-28 to 2024-03-25)Mar 25, 2024 · Office count change · derived
- Gary Robert Reese left Creative Financial Designs, Inc. for Wealthbuilders Investments (registered 2024-05-27)Mar 15, 2024 · Advisor changed firm · fact
- Jeffrey James Lovett left Creative Financial Designs, Inc. for Lpl Financial Llc (registered 2023-11-27)Nov 27, 2023 · Advisor changed firm · fact
- Creative Financial Designs, Inc. reported 94 offices beyond its principal office, down from 117 (2022-11-04 to 2023-03-28)Mar 28, 2023 · Office count change · derived
- J Kourtney Shawhan (Director) no longer on Schedule A of Creative Financial Designs, Inc. (listed 2022-11-04, absent 2023-03-28)Mar 28, 2023 · Control person left · inference
- Cole Andrew Swearingen left Creative Financial Designs, Inc. for Curi Capital, Llc (registered 2023-04-04)Mar 2, 2023 · Advisor changed firm · fact
- Mark Gerard Loftus left Creative Financial Designs, Inc. for Integrity Investors, L.L.C. (registered 2023-02-01)Aug 8, 2022 · Advisor changed firm · fact
- Douglas Eugene Henke left Creative Financial Designs, Inc. for Brookstone Capital Management Llc (registered 2022-03-28)Apr 7, 2022 · Advisor changed firm · fact
- Creative Financial Designs, Inc. reported RAUM $1.9B, up 32% from $1.4B (2021-03-29 to 2022-03-31)Mar 31, 2022 · RAUM change · derived
- Creative Financial Designs, Inc. reported RAUM $1.4B, up 29% from $1.1B (2019-03-28 to 2020-03-30)Mar 30, 2020 · RAUM change · derived
- J Kourtney Shawhan (Director) appeared on Schedule A of Creative Financial Designs, Inc.Mar 30, 2020 · Control person joined · fact
- Greg Reed (Director) no longer on Schedule A of Creative Financial Designs, Inc. (listed 2019-03-28, absent 2020-03-30)Mar 30, 2020 · Control person left · inference
- A James Guyot (Director) no longer on Schedule A of Creative Financial Designs, Inc. (listed 2019-03-28, absent 2020-03-30)Mar 30, 2020 · Control person left · inference
- Allen Kent Lalonde (Director) no longer on Schedule A of Creative Financial Designs, Inc. (listed 2019-03-28, absent 2020-03-30)Mar 30, 2020 · Control person left · inference
- Joseph Pietro Passalacqua (Director) no longer on Schedule A of Creative Financial Designs, Inc. (listed 2019-03-28, absent 2020-03-30)Mar 30, 2020 · Control person left · inference
- L Ricky Bain (Director) no longer on Schedule A of Creative Financial Designs, Inc. (listed 2019-03-28, absent 2020-03-30)Mar 30, 2020 · Control person left · inference
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/cfd-companiesreportedpublic record, Form ADV, Sep 17, 2026
- Website
- Creativeportfoliomanagement.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 765-453-9600reportedpublic record, Form ADV, Mar 30, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Broker-dealer affiliated wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $18.2Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026