RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
P••• K••• S•••••••••
- B•• P•••••••• I••• BD affiliated currentsince Dec 5, 2025 · Cedar Rapids, Ia
- M•••••• I••••••••• A••••••• L•• formerMay 5, 2016 to Dec 31, 2016 · Lighthouse Point, Fl
- M•••••• S••••••••• A•••• M••••••••• L•• formerApr 7, 2016 to Dec 5, 2025 · Lighthouse Point, Fl
- M•••••• S••••••••• C••• I••• formerMar 1, 2011 to Apr 13, 2016 · Lighthouse Point, Fl
- J••••• M••••••••• S•••• L•• BD affiliatedAug 3, 2007 to Mar 17, 2011 · Ft. Lauderdale, Fl
- C•••••••• G••••• M•••••• I••• BD affiliatedNov 8, 1991 to Aug 8, 2007 · Fort Lauderdale, Fl
- M•••••• S••••••••• A•••• M••••••••• L•• to M•••••• I••••••••• A••••••• L••left Dec 5, 2025, registered May 5, 2016 (-3501 days) · Other · moved with a team
- M•••••• I••••••••• A••••••• L•• to B•• P•••••••• I•••left Dec 31, 2016, registered Dec 5, 2025 (3261 days) · Other · moved with a team
- M•••••• S••••••••• C••• I••• to M•••••• S••••••••• A•••• M••••••••• L••left Apr 13, 2016, registered Apr 7, 2016 (-6 days) · channel change inside one enterprise, not a move · moved with a team
- J••••• M••••••••• S•••• L•• to M•••••• S••••••••• C••• I•••left Mar 17, 2011, registered Mar 1, 2011 (-16 days) · Other
- C•••••••• G••••• M•••••• I••• to J••••• M••••••••• S•••• L••left Aug 8, 2007, registered Aug 3, 2007 (-5 days) · Other
- P••• K••• S••••••••• left M•••••• S••••••••• A•••• M••••••••• L•• for M•••••• I••••••••• A••••••• L•• (registered 2016-05-05)Dec 5, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 42derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address