RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A•••••••• P•••••• K••••
- D••••• F•••••••• P••••••• A••••••• no RAUM currentsince Mar 12, 2026 · Pittsburgh, Pa
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated currentsince Dec 21, 2011 · Pittsburgh, Pa
- P••••••• F•••••••• S•••••••• I••• BD affiliatedDec 14, 2011 to Dec 20, 2011 · Dallas, Tx
- H••••••••• F•••••••• A••••••• BD affiliatedMar 17, 2010 to Nov 21, 2011 · Pittsburgh, Pa
- W••••• S••••• S••••••••• I••• formerJul 23, 2007 to Oct 22, 2007 · Pittsburgh, Pa
- W••••• S••••• A••••••• I•• unclassifiedJan 27, 1997 to Nov 2, 2006 · Pittsburgh, Pa
- M• • E• I••••••••• G••••• I•• unclassifiedJan 3, 1996 to Dec 31, 2007 · Carnegie, Pa
- P••••••• F•••••••• S•••••••• I••• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Dec 20, 2011, registered Dec 21, 2011 (1 days) · Other
- H••••••••• F•••••••• A••••••• to P••••••• F•••••••• S•••••••• I•••left Nov 21, 2011, registered Dec 14, 2011 (23 days) · Other
- M• • E• I••••••••• G••••• I•• to W••••• S••••• A••••••• I••left Dec 31, 2007, registered Jan 27, 1997 (-3990 days) · Other
- W••••• S••••• S••••••••• I••• to H••••••••• F•••••••• A•••••••left Oct 22, 2007, registered Mar 17, 2010 (877 days) · Other
- W••••• S••••• A••••••• I•• to W••••• S••••• S••••••••• I•••left Nov 2, 2006, registered Jul 23, 2007 (263 days) · corporate re-registration, not a move
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 42derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address